-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQLQPWv8cdzYSAIjIryn2WIHxicxcGjn0WEE0Gj9w0ZuHdPRCaBnSYnwDZsIXwDu yAuLoZwfZQkAOzrFRuf6cA== 0000867262-09-000001.txt : 20090114 0000867262-09-000001.hdr.sgml : 20090114 20090114145747 ACCESSION NUMBER: 0000867262-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090114 DATE AS OF CHANGE: 20090114 EFFECTIVENESS DATE: 20090114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GW CAPITAL INC CENTRAL INDEX KEY: 0000867262 IRS NUMBER: 680204817 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02777 FILM NUMBER: 09526138 BUSINESS ADDRESS: STREET 1: 10900 NE EIGHTH ST STE 1010 CITY: BELLEVUE STATE: WA ZIP: 98004-4405 BUSINESS PHONE: 4254554551 MAIL ADDRESS: STREET 1: 10900 NE 8TH ST STREET 2: #1010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 gwc4q08.txt GW CAPITAL, INC. 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW Capital, Inc. Address: 10900 N.E. Eighth Street, Suite 1010 Bellevue, WA 98004 13F File Number: 801-35777 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Guy Watanabe Title: President Phone: 425-455-4551 Signature, Place, and Date of Signing: /s/ Guy Watanabe Bellevue, WA January 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 58 Form13F Information Table Value Total: $545,016 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE A.O. SMITH CORPORATION COM 831865209 19581 663318 SH SOLE 489123 0 174195 ALBANY INTL CORP CL A 012348108 9048 704675 SH SOLE 515670 0 189005 AMERICAN STS WTR CO COM 029899101 18562 562832 SH SOLE 411882 0 150950 ANIXTER INTL INC COM 035290105 5345 177448 SH SOLE 96023 0 81425 BARNES GROUP INC COM 067806109 14291 985554 SH SOLE 722699 0 262855 BROOKDALE SENIOR LIVING COM 112463104 12319 2207684 SH SOLE 1283194 0 924490 CHESAPEAKE ENERGY CORP NOTE 165167CB1 2893 6500000 PRN SOLE 5725000 0 775000 CIT GROUP, INC. COM 125581108 22450 4944824 SH SOLE 3413095 0 1531729 COCA-COLA ENTERPRISES COM 191219104 76 628420 SH SOLE 369985 0 258435 CONSECO INC DBCV 208464BH9 2520 5930000 PRN SOLE 5180000 0 750000 CROWN HOLDINGS INC COM 228368106 28762 1498041 SH SOLE 1056839 0 441202 DEAN FOODS COM 242370104 8818 490727 SH SOLE 280527 0 210200 ESTERLINE COM 297425100 19853 523953 SH SOLE 386970 0 136983 EXTERRAN HOLDINGS COM NEW 30225X103 15125 710076 SH SOLE 480706 0 229370 FLUOR CORPORATION COM 343412102 6877 153265 SH SOLE 87370 0 65895 GREENBRIER COS INC NOTE 393657AD3 910 2000000 PRN SOLE 1500000 0 500000 HANOVER COMPRESSOR NOTE 410768AE5 336 534733 PRN SOLE 131319 0 403414 HARRIS CORP. COM 413875105 7054 185399 SH SOLE 116999 0 68400 HEALTH CARE REIT INC COM 42217K106 34527 818168 SH SOLE 570373 0 247795 HEALTHCARE RLTY TR INC COM 421946104 28519 1214612 SH SOLE 832130 0 382482 HEARST-ARGYLE TV INC COM 422317107 8511 1404485 SH SOLE 1006874 0 397611 HERSHEY COMPANY COM 427866108 5830 167805 SH SOLE 96785 0 71020 HORMEL FOODS CORP. COM 440452100 8465 272363 SH SOLE 156923 0 115440 HORNBECK OFFSHORE SRVCS FRNT 440543AE6 294 500000 PRN SOLE 0 0 500000 HUNTINGTON BANCSHARES COM 446150104 8364 1091942 SH SOLE 641899 0 450043 INTEL CORP SDCV 458140AD2 425 500000 PRN SOLE 0 0 500000 INTL GAME TECHNOLOGY DBCV 459902AP7 945 1000000 PRN SOLE 550000 0 450000 ION GEOPHYSICAL CORP COM NEW 462044108 14240 4151575 SH SOLE 2633499 0 1518076 JM SMUCKER COM NEW 832696405 5594 129021 SH SOLE 73086 0 55935 KINDRED HEALTHCARE INC COM 494580103 13822 1061592 SH SOLE 781964 0 279628 LTC PPTYS INC COM 502175102 18797 926882 SH SOLE 687787 0 239095 MASSEY ENERGY CO NOTE 576203AJ2 1860 4000000 PRN SOLE 3060000 0 940000 MCCORMICK & CO. COM NON VTG 579780206 3364 105582 SH SOLE 56912 0 48670 MCDERMOTT INTL, INC. COM 580037109 4809 486699 SH SOLE 228124 0 258575 MEADWESTVACO CORP. COM 583334107 3756 335628 SH SOLE 138798 0 196830 MILLIPORE CORP NOTE 601073AD1 348 400000 PRN SOLE 0 0 400000 NORTHWESTERN CORP COM NEW 668074305 20898 890408 SH SOLE 658483 0 231925 NV ENERGY INC COM 67073Y106 8187 827825 SH SOLE 488555 0 339270 OMEGA HEALTHCARE INVS INC COM 681936100 35056 2195124 SH SOLE 1505954 0 689170 OMNICARE INC DBCV 681904AL2 231 400000 PRN SOLE 0 0 400000 ONEOK INC NEW COM 682680103 25880 888736 SH SOLE 615946 0 272790 OWENS ILLINOIS INC NEW COM NEW 690768403 31720 1160628 SH SOLE 805067 0 355561 PEPSI BOTTLING GROUP COM 713409100 7018 311752 SH SOLE 179582 0 132170 PIONEER NATURAL RESOURCE NOTE 723787AH0 2160 3000000 PRN SOLE 2510000 0 490000 RUSSELL 2000 ISHARES TRUST RUSL 2000 464287655 2947 59840 SH SOLE 59840 0 0 SENSIENT TECHNOLOGIES COM 81725T100 10693 447768 SH SOLE 323937 0 123831 SINCLAIR BROADCAST GROUP NOTE 829226AU3 1478 2955469 PRN SOLE 2940564 0 14905 SINCLAIR BROADCAST GROUP NOTE 829226AW9 646 1195469 PRN SOLE 430564 0 764905 SINCLAIR BROADCAST GROUP CL A 829226109 7594 2449561 SH SOLE 1787926 0 661635 SOUTHWEST GAS CORP COM 844895102 25035 992668 SH SOLE 681427 0 311241 STEWART ENTRPRS INC CL A CLA 860370105 6995 2323791 SH SOLE 1707901 0 615890 SUNRISE SENIOR LIVING, INC. COM 86768K106 0 24375 SH SOLE 24375 0 0 TEMPLE-INLAND, INC. COM 879868107 116 2415258 SH SOLE 1565684 0 849574 TETRA TECH, INC. COM 88162G103 214 885160 SH SOLE 632890 0 252270 THOMAS & BETTS CORP. COM 884315102 41 170282 SH SOLE 90127 0 80155 TIDEWATER INC COM 886423102 290 720613 SH SOLE 497998 0 222615 VECTREN CORP COM 92240G101 258 1031737 SH SOLE 719682 0 312055 WESTAR ENERGY INC COM 95709T100 269 1312633 SH SOLE 919148 0 393485
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