-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkFlksIkJLjk2LR8mZ9Uw1exxTsDb89K9IaqpAfzkaNTPeVmi4HBraWvmwGOGK1j EikAI9BxaI8vKGYzTnYljg== 0000950130-96-002706.txt : 19960725 0000950130-96-002706.hdr.sgml : 19960725 ACCESSION NUMBER: 0000950130-96-002706 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960724 SROS: NASD GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. GROUP MEMBERS: GS ADVISORS, L.P. GROUP MEMBERS: GS CAPITAL PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEUROMEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000866933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 133526980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46379 FILM NUMBER: 96598151 BUSINESS ADDRESS: STREET 1: TWO EXECUTIVE BLVD STE 306 CITY: SUFFERN STATE: NY ZIP: 10901 BUSINESS PHONE: 9143683600 MAIL ADDRESS: STREET 1: TWO EXECUTIVE BLVD STREET 2: SUITE 306 CITY: SUFFERN STATE: NY ZIP: 10901-4164 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 Neuromedical Systems, Inc. --------------------------------------- (Name of Issuer) Common Stock (par value $0.0001 per share) --------------------------------------- (Title of Class of Securities) 64124H109 --------------------------------------- (CUSIP Number) David J. Greenwald, Esq. Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 (212) 902-1000 --------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) July 2, 1996 --------------------------------------- (Date of Event which requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: ______ Check the following box if a fee is being paid with this statement: ______ Page 1 of 14 pages - ----------------------- CUSIP NO. 64124H109 - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) X ---- (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ---------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- ------------------------ Owned By 8 Shared Voting Power Each Reporting 8,157,188 ------------------------ Person With 9 Sole Dispositive Power -0- ------------------------ 10 Shared Dispositive Power 8,157,188 ------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 8,157,188 - ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - ----------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 27.7% - ----------------------------------------------------------------------- 14. Type of Reporting Person BD-PN-IA - ----------------------------------------------------------------------- Page 2 of 14 pages - ----------------------- CUSIP NO. 64124H109 - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) X ---- (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds WC - ------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ----------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - ------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially 125,000 --------------------------- Owned By 8 Shared Voting Power Each Reporting 8,157,188 --------------------------- Person With 9 Sole Dispositive Power 125,000 --------------------------- 10 Shared Dispositive Power 8,157,188 --------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 8,282,188 - ------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - ------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 28.2% - ------------------------------------------------------------------------------- 14. Type of Reporting Person HC-PN - ------------------------------------------------------------------------------- Page 3 of 14 pages ____________ CUSIP NO. 64124H109 - --------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GS Advisors, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) X ---- (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds WC - ------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ----------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - ------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- ----------------------------- Owned By 8 Shared Voting Power Each Reporting 5,382,629 ----------------------------- Person With 9 Sole Dispositive Power -0- ----------------------------- 10 Shared Dispositive Power 5,382,629 ----------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,382,629 ----------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _______ - ---------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 18.3% - ---------------------------------------------------------------------------- 14. Type of Reporting Person PN - ---------------------------------------------------------------------------- Page 4 of 14 pages - ------------- CUSIP NO. 64124H109 - ------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person GS Capital Partners, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) X ---- (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) --------- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- - -------------------------------------------------------------------------------- Owned By 8 Shared Voting Power Each Reporting 5,382,629 - -------------------------------------------------------------------------------- Person With 9 Sole Dispositive Power -0- - -------------------------------------------------------------------------------- 10 Shared Dispositive Power 5,382,629 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,382,629 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares _________ - -------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 18.3% - -------------------------------------------------------------------------------- 14. Type of Reporting Person PN - -------------------------------------------------------------------------------- Page 5 of 14 pages AMENDMENT NO. 1 TO SCHEDULE 13D RELATING TO THE COMMON STOCK OF NEUROMEDICAL SYSTEMS, INC. GS Capital Partners, L.P. ("GS Capital"), GS Advisors, L.P. ("GS Advisors, L.P."), Goldman, Sachs & Co. ("Goldman Sachs") and The Goldman Sachs Group, L.P. ("GS Group" and, together with GS Capital, GS Advisors, L.P. and Goldman Sachs, the "Filing Persons")/1/ hereby amend the statement on Schedule 13D (the "Schedule 13D"), dated June 28, 1996, filed with respect to the common stock, par value $.0001 per share (the "Common Stock") of Neuromedical Systems, Inc., a Delaware corporation (the "Company"). Unless otherwise indicated, all capitalized terms not otherwise defined herein shall have the same meanings as those set forth in the Schedule 13D. - --------------------------- /1/Neither the present filing nor anything contained herein shall be construed as an admission that any Filing Person constitutes a "person" for any purposes other than Section 13(d) of the Securities Exchange Act of 1934. Page 6 of 14 pages Item 2 is hereby amended as follows: Item 2. Identity and Background ----------------------- In addition, as of July 2, 1996, Goldman Sachs and GS Group may be deemed to beneficially own 15,077 shares of Common Stock obtained in the ordinary course of business in Goldman Sachs' capacity as a market maker in the Common Stock and may be deemed to beneficially own 1,408,825 shares of Common Stock currently held in client accounts with respect to which Goldman Sachs or employees of Goldman Sachs have voting or investment discretion, or both ("Managed Accounts"). Item 3 is hereby amended as follows: Item 3. Source and Amount of Funds or Other Consideration ------------------------------------------------- As of July 2, 1996, Goldman Sachs owned 15,077 shares of Common Stock (the "Market Maker Shares") which it acquired in the ordinary course of business in market making activities. In addition, an aggregate of 1,408,825 shares of Common Stock were held in Managed Accounts. Item 5 is hereby amended as follows: Item 5. Interest in Securities of the Issuer ------------------------------------ (a) As described in Item 3, the Limited Partnerships presently beneficially own 6,640,958 shares of Common Stock and UPOs exercisable into 87,329 shares of Common Stock. GS Group, Goldman Sachs and GS Advisors may for purposes of this Statement be deemed to beneficially own all of such shares of Common Stock. As described in Item 3, Goldman Sachs presently beneficially owns the 15,077 Market Maker Shares, 1,408,825 shares of Common Stock held in the Managed Accounts and the Directors Options presently exercisable into 5,000 shares of Common Stock. As described in Item 3, GS Group beneficially owns 125,000 Brokerage Shares and the Directors Options presently exercisable into 5,000 shares of Common Stock and may for purposes of this Statement be deemed to beneficially own the 15,077 Market Maker Shares and the 1,408,825 shares of Common Stock held in the Managed Accounts. As a result, as of July 2, 1996: (i) GS Group beneficially owned approximately 0.4% and may for purposes of this Statement be deemed to own 28.2%; (ii) Goldman Sachs owned approximately .05% and may for purposes of this Statement be deemed to own 27.7%; (iii) GS Capital beneficially owned approximately 18.3%; and (iv) the Other Limited Partnerships beneficially owned in the aggregate approximately 4.6%, in each case, of the outstanding shares of Common Stock. None of the Filing Persons, and to the knowledge of each of the Filing Persons, none of the Other Limited Partnerships beneficially owns any shares of Common Stock as of July 2, 1996 other than as set forth herein. Page 7 of 14 pages (c) Schedule IV sets forth transactions in the Common Stock that were effected during the period of July 1, 1996 to July 2, 1996. The transactions in the Common Stock were effected in the over-the-counter-market. The aggregate consideration for the purchases listed on Schedule IV was $11,176,903. Except as set forth on Schedule IV, no transactions in the Common Stock were effected by Filing Persons, or, to the knowledge of any of the Filing Persons, any of the Other Limited Partnerships or any of the persons listed on Schedules I, II-A or II-B hereto, during the period of July 1, 1996 to July 2, 1996. Page 8 of 14 pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth is true, complete and correct. Dated: July 24, 1996 GOLDMAN, SACHS & CO. By:/s/ Richard A. Friedman ------------------------------ Name: Richard A. Friedman Title: General Partner THE GOLDMAN SACHS GROUP, L.P. By: /s/ Richard A. Friedman ------------------------------ Name: Richard A. Friedman Title: General Partner GS ADVISORS, L.P. By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman ------------------------------ Name: Richard A. Friedman Title: President GS CAPITAL PARTNERS, L.P. By: GS Advisors, L.P., its general partner By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman ------------------------------ Name: Richard A. Friedman Title: President Page 9 of 14 pages Schedule IV
Cusip Security Reference Number Purchases Sales Price Trade Date SettlDate - ------------------------------------------------------------------------------------------------------------------------ 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-140470-12 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-140431-12 500 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260747-12 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260748-12 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260749-12 2,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260750-12 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260751-12 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260752-12 1,500 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-260617-12 10,000 15 1/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280514-12 8,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280511-12 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280500-12 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280502-12 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280534-12 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280533-12 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280503-12 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280501-12 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280529-12 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280517-12 30,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280522-12 7,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280513-12 8,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280485-12 2,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280508-12 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280531-12 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280506-12 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280523-12 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280527-12 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280532-12 5,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280478-12 5,500 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280499-12 4,000 14.56 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280536-12 25,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280484-12 1,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280504-12 6,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280486-12 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280519-12 6,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280505-12 17,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280518-12 22,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280520-12 11,500 14 5/8 2-Jul-96 8-Jul-96
Page 10 of 14 pages Schedule IV
Cusip Security Reference Number Purchases Sales Price Trade Date SettlDate - ------------------------------------------------------------------------------------------------------------------------ 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280507-12 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280521-12 8,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280509-12 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280510-12 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280524-12 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280512-12 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280480-12 5,500 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280481-12 3,500 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280530-12 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280525-12 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280526-12 9,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280515-12 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280479-12 17,500 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280516-12 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280535-12 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280528-12 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-020015-12 200 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-020038-12 25 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-020363-12 2,500 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-020608-12 1,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-021856-12 5,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-021857-12 1,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-021903-12 1,060 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-021918-12 5,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-022389-12 30,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-022458-12 2,000 15 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-140431-13 500 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-260617-13 10,000 15 1/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270965-13 6,500 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270966-13 900 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270967-13 1,700 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270968-13 300 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270969-13 200 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270970-13 7,200 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270971-13 2,800 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270972-13 4,300 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-270973-13 1,100 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0701-280406-13 500 14 7/8 1-Jul-96 5-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-020357-12 100 15 1/8 2-Jul-96 8-Jul-96
Page 11 of 14 pages Schedule IV
Cusip Security Reference Number Purchases Sales Price Trade Date SettlDate - ------------------------------------------------------------------------------------------------------------------------ 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-021718-12 1,000 14 3/4 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-021806-12 4,000 14 3/4 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-022646-12 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-022652-12 2,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-022771-12 200 14 1/4 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-023813-12 5,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-023897-12 5,000 14 1/4 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-023906-12 5,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-023987-12 500 14 1/4 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-024011-12 2,500 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-112624-13 100,000 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-140470-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-140551-13 1,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-140552-13 1,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-140553-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206130-13 5,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206131-13 5,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206132-13 35,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206133-13 10,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206134-13 27,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206135-13 35,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206136-13 10,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206137-13 20,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206138-13 30,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206139-13 10,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-206140-13 18,000 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260678-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260747-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260748-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260749-13 2,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260750-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260751-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260752-13 1,500 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260766-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-260767-13 1,000 14 1/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-270623-13 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-270626-13 2,500 14 1/2 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271114-13 51,800 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271115-13 7,100 14 3/8 2-Jul-96 8-Jul-96
Page 12 of 14 pages Schedule IV
Cusip Security Reference Number Purchases Sales Price Trade Date SettlDate - ------------------------------------------------------------------------------------------------------------------------------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271116-13 13,600 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271117-13 2,300 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271118-13 1,900 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271119-13 57,200 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271120-13 22,500 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271121-13 34,400 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-271122-13 9,200 14 3/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280484-13 1,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280485-13 2,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280486-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280487-13 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280488-13 2,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280489-13 1,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280490-13 1,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280491-13 10,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280499-13 4,000 14.56 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280500-13 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280501-13 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280502-13 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280503-13 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280504-13 6,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280505-13 17,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280506-13 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280507-13 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280508-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280509-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280510-13 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280511-13 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280512-13 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280513-13 8,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280514-13 8,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280515-13 6,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280516-13 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280517-13 30,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280518-13 22,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280519-13 6,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280520-13 11,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280521-13 8,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280522-13 7,000 14 5/8 2-Jul-96 8-Jul-96
Page 13 of 14 pages Schedule IV
Cusip Security Reference Number Purchases Sales Price Trade Date SettlDate - ------------------------------------------------------------------------------------------------------------------------------- 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280523-13 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280524-13 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280525-13 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280526-13 9,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280527-13 2,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280528-13 4,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280529-13 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280530-13 3,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280531-13 3,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280532-13 5,500 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280533-13 4,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280534-13 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280535-13 5,000 14 5/8 2-Jul-96 8-Jul-96 64124H-10-9 NEUROMEDICAL SYSTEMS INC. 0702-280536-13 25,000 14 5/8 2-Jul-96 8-Jul-96
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