0001209191-24-000998.txt : 20240105 0001209191-24-000998.hdr.sgml : 20240105 20240105160804 ACCESSION NUMBER: 0001209191-24-000998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRATZ OWEN E CENTRAL INDEX KEY: 0001041815 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32936 FILM NUMBER: 24516300 MAIL ADDRESS: STREET 1: 3505 W SAM HOUSTON PKWY NORTH STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIX ENERGY SOLUTIONS GROUP INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3505 W SAM HOUSTON NORTH STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 281-618-0400 MAIL ADDRESS: STREET 1: 3505 W SAM HOUSTON NORTH STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77043 FORMER COMPANY: FORMER CONFORMED NAME: CAL DIVE INTERNATIONAL INC DATE OF NAME CHANGE: 19960821 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-01-03 0 0000866829 HELIX ENERGY SOLUTIONS GROUP INC HLX 0001041815 KRATZ OWEN E 3505 W SAM HOUSTON PARKWAY N. SUITE 400 HOUSTON TX 77043 1 1 0 0 PRESIDENT & CEO 0 Common Stock 2024-01-03 4 M 0 81300 A 7673763 D Common Stock 2024-01-03 4 F 0 31992 10.01 D 7641771 D Common Stock 2024-01-04 4 M 0 192308 A 7834079 D Common Stock 2024-01-04 4 D 0 192308 9.80 D 7641771 D Restricted Stock Units 2024-01-03 4 M 0 81300 0.00 D Common Stock 81300 162602 D Restricted Stock Units 2024-01-04 4 M 0 192308 0.00 D Common Stock 192308 192308 D Each Restricted Stock Unit ("2023 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2023 RSUs on January 3, 2024. Forfeiture restrictions with respect to an additional one-third of the grant will lapse on January 3, 2025 and the remaining one-third of the grant will lapse on January 3, 2026. The Reporting Person disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. These shares were forfeited to satisfy tax obligations related to the vesting of the pro rata portion of the reporting person's 2023 RSUs. Each Restricted Stock Unit ("2022 RSU") represents the contingent right to receive one share of Company common stock. Forfeiture restrictions lapsed with respect to one-third of the grant of the 2022 RSUs on January 4, 2023, forfeiture restrictions lapsed with respect to an additional one-third of the grant on January 4, 2024 and the remaining one-third of the grant will lapse on January 4, 2025. The Compensation Committee of the Company's Board of Directors elected to pay in cash the value of the 2022 RSUs for which forfeiture restrictions lapsed. Upon lapse of the forfeiture restrictions of the 2023 RSUs. Upon lapse of the forfeiture restrictions of the 2022 RSUs. Ken Neikirk by power of attorney 2024-01-05