-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQrR0p5i/R3BT8z6+1DtkXSqYN7dmCsi4EgPO4g3LjQf/ct32jOrbkr9680KPvXZ RsKItjlDrChThdeqB+VNBA== 0001209191-08-017611.txt : 20080312 0001209191-08-017611.hdr.sgml : 20080312 20080312140349 ACCESSION NUMBER: 0001209191-08-017611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080310 FILED AS OF DATE: 20080312 DATE AS OF CHANGE: 20080312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIX ENERGY SOLUTIONS GROUP INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 N SAM HOUSTON PKWY E STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2816180400 MAIL ADDRESS: STREET 1: 400 N SAM HOUSTON PKWY E STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 FORMER COMPANY: FORMER CONFORMED NAME: CAL DIVE INTERNATIONAL INC DATE OF NAME CHANGE: 19960821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRATZ OWEN E CENTRAL INDEX KEY: 0001041815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32936 FILM NUMBER: 08683143 BUSINESS ADDRESS: BUSINESS PHONE: 281-618-0400 MAIL ADDRESS: STREET 1: 400 N SAM HOUSTON PARKWAY STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-03-10 0 0000866829 HELIX ENERGY SOLUTIONS GROUP INC HLX 0001041815 KRATZ OWEN E 400 N SAM HOUSTON PARKWAY E SUITE 400 HOUSTON TX 77060 1 1 0 0 PRESIDENT & CEO Common Stock 2008-03-10 4 C 0 422398 32.48 D 3654087 D Common Stock 2008-03-10 4 P 0 2000 32.39 A 3656087 D Common Stock 2008-03-10 4 P 0 1000 32.36 A 3657087 D Common Stock 2008-03-10 4 P 0 1000 32.40 A 3658087 D Common Stock 2008-03-10 4 P 0 1000 32.38 A 3659087 D Common Stock 2008-03-10 4 P 0 1000 32.47 A 3660087 D Common Stock 2008-03-10 4 P 0 1000 32.50 A 3661087 D Common Stock 2008-03-10 4 P 0 1000 32.49 A 3662087 D Common Stock 2008-03-10 4 P 0 1000 32.46 A 3663087 D Common Stock 2008-03-10 4 P 0 1000 32.57 A 3664087 D Common Stock 2008-03-10 4 P 0 1000 32.60 A 3665087 D Common Stock 2008-03-10 4 P 0 1000 32.65 A 3666087 D Common Stock 2008-03-10 4 P 0 1000 32.63 A 3667087 D Common Stock 2008-03-10 4 P 0 2000 32.64 A 3669087 D Common Stock 2008-03-10 4 P 0 1000 32.82 A 3670087 D Common Stock 2008-03-10 4 P 0 1000 32.80 A 3671087 D Common Stock 2008-03-10 4 P 0 2000 32.85 A 3673087 D Common Stock 2008-03-10 4 P 0 1000 32.86 A 3674087 D Common Stock 2008-03-10 4 P 0 2000 32.89 A 3676087 D Common Stock 2008-03-10 4 P 0 1000 32.88 A 3677087 D Common Stock 2008-03-10 4 P 0 2000 32.87 A 3679087 D Common Stock 2008-03-10 4 P 0 1000 32.90 A 3680087 D Futures Contract (obligation to sell) 25.20 2008-03-10 4 C 0 500000 0.00 D 2008-03-10 2008-03-10 Common Stock 500000 500000 D On February 24, 2005, the reporting person entered into a three-year Maximum Monetization and Asset Protection Agreement with an unaffiliated third party. The agreement obligated the reporting person to deliver up to 1,000,000 shares of Helix Common Stock (or an equivalent amount of cash) in two installments of up to 500,000 on March 10, 2008 and up to 500,000 on March 24, 2008. The number of shares to be delivered by the reporting person was to be based on the closing price of Helix Common Stock on each of the applicable settlement dates. As a result of this agreement and based on a maturity-date price equal to $32.48, the reporting person is required to deliver 422,398 shares of Helix Common Stock on March 10,2008. Mr. Kratz also has indirect holdings of 1,000,000 shares owned by Joss Investments Limited Partnership, the general partner of which is an entity that Mr. Kratz controls. /s/ A. Wade Pursell, by power of attorney 2008-03-12 -----END PRIVACY-ENHANCED MESSAGE-----