-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NP5s4UaduwsNhjon3Cz+P6sVLWHqWD2INihWHoGTDJDhz39NeUS6pNkv4NeFDiqo 4xcqArCSbJhUsOFlwTeRDA== 0000950129-02-002377.txt : 20020510 0000950129-02-002377.hdr.sgml : 20020510 ACCESSION NUMBER: 0000950129-02-002377 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020507 FILED AS OF DATE: 20020510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL DIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22739 FILM NUMBER: 02640883 BUSINESS ADDRESS: STREET 1: 400 N SAM HOUSTON PKWY E STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2816180400 MAIL ADDRESS: STREET 1: 400 N SAM HOUSTON PKWY E STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 COMPANY DATA: COMPANY CONFORMED NAME: CONNOR III JAMES LEWIS CENTRAL INDEX KEY: 0001173035 OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 400 N. SAM HOUSTON PKWY E. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2816180538 MAIL ADDRESS: STREET 1: 50 HIGHLAND CIRCLE CITY: THE WOODLANDS STATE: TX ZIP: 77381 3 1 h96720e3.txt JAMES LEWIS CONNOR III FOR CAL DIVE INTERNATIONAL -------------------------- OMB APPROVAL -------------------------- - -------- OMB Number: 3235-0104 FORM 3 Expires: February 1, 1994 - -------- Estimated average burden hours per response.... 0.5 -------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP AND SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Statement Trading Symbol of Original CONNOR, III JAMES LEWIS (Month/Day/Year) CDIS (Month/Day/Year) - ---------------------------------------- ------------------------------------ (Last) (First) (Middle) MAY 2002 5. Relationship of Reporting ----------------------- ---------------------------- Person(s) to Issuer 7. Individual or Joint/ 400 N. SAM HOUSTON PARKWAY E. #400 3. I.R.S. Identification (Check all applicable) Group Filing (Check - ---------------------------------------- Number of Reporting Director 10% Owner Applicable Line) (Street) Person, if an entity ----- ----- [X] Form filed by (voluntary) X Officer Other (specify One Reporting HOUSTON TEXAS 77060 ----- ----- below) Person - ---------------------------------------- ---------------------------- (give title below) [ ] Form filed by (City) (State) (Zip) SENIOR VICE PRESIDENT & More than One GENERAL COUNSEL Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Cal Dive International, Inc. Common Stock 906.24 D - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
FORM 3 (CONTINUED)
- ------------------------------------------------------------------------------------------------------------------------------------ TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Indirect Security (Instr. 4) and Expiration Securities Underlying or Exercise Form of Beneficial Ownership Date Derivative Security Price of Derivative (Instr. 5) (Month/Day/Year) (Instr. 4) Derivative Security: ------------------------------------------------- Security Direct (D) or Amount or Indirect (I) Date Expiration Number (Instr. 5) Exercisable Date Title of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Cal Dive Inter- national, Inc. OPTIONS 4/17/01 4/17/05 Common Stock 24,000 19.500 D - ------------------------------------------------------------------------------------------------------------------------------------ Cal Dive Inter- national, Inc. OPTIONS 4/03/02 4/03/04 Common Stock 5,000 21.875 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ JAMES LEWIS CONNOR III 5/07/02 ------------------------------- ------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. The filing of this statement shall not be deemed an admission that the undersigned is, for purposes of section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the owner of any equity securities covered by this statement. SEC 1473(3/91)
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