-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8S4AsRGAkMOlUFD3IsTqQFs44Nu68in0V3EFy5URuUtqHPI8qITm0SMkICAvMsl Arbr8upNSqu/UVrrzNtMVg== 0000890566-97-001549.txt : 19970704 0000890566-97-001549.hdr.sgml : 19970704 ACCESSION NUMBER: 0000890566-97-001549 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970627 FILED AS OF DATE: 19970703 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL DIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22739 FILM NUMBER: 97636146 BUSINESS ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136901818 MAIL ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STREET 2: SUITE 350 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: HAGE GERALD M CENTRAL INDEX KEY: 0001041814 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 MAIL ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP AND SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ |1. Name and Address of |2. Date of Event Re- |4. Issuer Name and Ticket or Trading Symbol NASDAQ | | Reporting Person | quiring Statement | | | | (Month/Day/Year) | Cal Dive International, Inc. - "CDIS" | | Gerald Hage | 6/27/97 | | | ---------------------------------- | ----------------- | ---------------------------------------------------------------- | | (Last) (First) (Middle) |3. IRS or Social Se- |5. Relationship of Reporting Person to Issuer |6. If Amendment, | | | curity Number of | (Check all applicable) | Date of Original | | Phoenix Energy Services, Inc. | Reporting Person | | (Month/Day/Year) | | 1400 Broadfield, Suite 207 | (Voluntary) | [X] Director [ ] 10% Owner | | | ---------------------------------- | | | N/A | | (Street) | | |---------------------| | | | [ ] Other (give title [ ] Other (specify |7.Individual or Joint| | | ---------------- | below) below) | /Group Filing (Check| | Greenwich, CT 06830 | | | Applicable Line) | | ----------------------------------- | | ------------------------------------- | | | (City) (State) (Zip) | | |[X]Form filed by One | | | | | Reporting Person | | | | |[ ]Form filed by More| | | | | than One Reporting| | | | | Person | | |------------------------------------------------------------------------------------------| | | | | | Table I -- Non-Derivative Securities Beneficially Owned | |---------------------------------------|------------------------------------------------------------------------------------------| |1. Title of Security |2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial | | (Instr. 4) | Beneficially Owned | Form: Direct (D) | Ownership | | | (Instr. 4) | or Indirect (I) | (Instr. 5) | | | | (Instr. 5) | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | Common Stock | -0- | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrant, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative |2. Date Exer- |3. Title and Amount of |4. Conver- |5. Ownership |6. Nature of In- | | Security (Instr. 4) | cisable and | Securities Underlying | sion or | Form of | direct Beneficial| | | Expiration | Derivative Security | Exercise| Derivative | Ownership | | | Date | (Instr. 4) | Price of| Security | (Instr. 5) | | | (Month/Day/ | | Deri- | Direct (D) | | | | Year) | | vative | or Indirect| | | | | | Security| (I) | | | |-----------------|--------------------------------| | (Instr. 5) | | | | | | | Amount | | | | | |Date |Expira- | | or | | | | | |Exer- |tion | Title | Number | | | | | |cisable |Date | | of | | | | | | | | | Shares | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | Option | various| 2/2/00 | Common Stock | 22,000 | $4.50 | (D) | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ------------------------------------------------------ ------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. (1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is sufficient, Page See Instruction 6 for procedure. SEC 1473 (3/91)
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