-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxuJw6Hd2/4lVUx1TVvul7QoMa+nknwl6G0/KkYttTahaMeTrJOanO/tSKyo+yRK tsuEN5Qv+gXr2iFwzwS7sQ== 0000890566-97-001545.txt : 19970704 0000890566-97-001545.hdr.sgml : 19970704 ACCESSION NUMBER: 0000890566-97-001545 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970627 FILED AS OF DATE: 19970703 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL DIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22739 FILM NUMBER: 97636098 BUSINESS ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136901818 MAIL ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STREET 2: SUITE 350 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: MACAULAY WILLIAM E CENTRAL INDEX KEY: 0000908428 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 MAIL ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP AND SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ |1. Name and Address of |2. Date of Event Re- |4. Issuer Name and Ticket or Trading Symbol NASDAQ | | Reporting Person | quiring Statement | | | | (Month/Day/Year) | Cal Dive International, Inc. - "CDIS" | | William E. Macaulay | 6/27/97 | | | ---------------------------------- | ----------------- | ---------------------------------------------------------------- | | (Last) (First) (Middle) |3. IRS or Social Se- |5. Relationship of Reporting Person to Issuer |6. If Amendment, | | | curity Number of | (Check all applicable) | Date of Original | | First Reserve Corporation | Reporting Person | | (Month/Day/Year) | | 475 Steamboat Road | (Voluntary) | [X] Director [X} 10% Owner | | | ---------------------------------- | | | N/A | | (Street) | | |---------------------| | | | [ ] Other (give title [ ] Other (specify |7.Individual or Joint| | | ---------------- | below) below) |/ Group Filing (check| | Greenwich, CT 06830 | | | Applicable Line) | | ----------------------------------- | | ------------------------------------- | | | (City) (State) (Zip) | | |[X]Form filed by One | | | | | Reporting Person | | | | |[ ]Form filed by More| | | | | than One Reporting| | | | | Person | | |------------------------------------------------------------------------------------------| | | | | | Table I -- Non-Derivative Securities Beneficially Owned | |---------------------------------------|------------------------------------------------------------------------------------------| |1. Title of Security |2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial | | (Instr. 4) | Beneficially Owned | Form: Direct (D) | Ownership | | | (Instr. 4) | or Indirect (I) | (Instr. 5) | | | | (Instr. 5) | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | Common Stock | 3,392,548 | (I) | See Disclaimer Below | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ DISCLAIMER The Shares indicated as beneficially owned by Messr. Macaulay are owned of record by First Reserve Fund VI, Limited Partnership, First Reserve Fund V, Limited Partnership, First Reserve Fund V-2, Limited Partnership and First Reserve Energy Assets Fund, Limited Partnership, of which First Reserve Corporation is the sole general partner and as to which it possesses sole voting and investment power. Through his ownership of common stock of First Reserve Corporation, Messr. Macaulay may be deemed to share beneficial ownership of the shares shown as beneficially owned by First Reserve Corporation. Messr. Macaulay disclaims beneficial ownership of such shares of Common Stock. Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative |2. Date Exer- |3. Title and Amount of |4. Conver- |5. Ownership |6. Nature of In- | | Security (Instr. 4) | cisable and | Securities Underlying | sion or | Form of | direct Beneficial| | | Expiration | Derivative Security | Exercise| Derivative | Ownership | | | Date | (Instr. 4) | Price of| Security | (Instr. 5) | | | (Month/Day/ | | Deri- | Direct (D) | | | | Year) | | vative | or Indirect| | | | | | Security| (I) | | | |-----------------|--------------------------------| | (Instr. 5) | | | | | | | Amount | | | | | |Date |Expira- | | or | | | | | |Exer- |tion | Title | Number | | | | | |cisable |Date | | of | | | | | | | | | Shares | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | N/A | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ------------------------------------------------------ ------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. (1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is sufficient, Page See Instruction 6 for procedure. SEC 1473 (3/91)
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