-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vh80yY6D99h/sRfSd8KWSAlnr25MQWWSQVwttmZgv7nIlOaaZiCTttRlDFepeo7H 4jHukg7zjMz9b/38gce+xQ== 0000890566-97-001531.txt : 19970704 0000890566-97-001531.hdr.sgml : 19970704 ACCESSION NUMBER: 0000890566-97-001531 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970627 FILED AS OF DATE: 19970703 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL DIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0000866829 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 953409686 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22739 FILM NUMBER: 97636061 BUSINESS ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136901818 MAIL ADDRESS: STREET 1: 13430 NORTHWEST FREEWAY STREET 2: SUITE 350 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: NELSON S JAMES CENTRAL INDEX KEY: 0001041822 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 MAIL ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP AND SECURITIES - ------------------------------------------------------------------------------------------------------------------------------------ |1. Name and Address of |2. Date of Event Re- |4. Issuer Name and Ticket or Trading Symbol NASDAQ | | Reporting Person | quiring Statement | | | | (Month/Day/Year) | Cal Dive International, Inc. - "CDIS" | | S. James Nelson, Jr. | 6/27/97 | | | ---------------------------------- | ----------------- | ---------------------------------------------------------------- | | (Last) (First) (Middle) |3. IRS or Social Se- |5. Relationship of Reporting Person to Issuer |6. If Amendment, | | | curity Number of | (Check all applicable) | Date of Original | | | Reporting Person | | (Month/Day/Year) | | 1518 Washington Ave., Unit A | (Voluntary) | [X] Director [ ] 10% Owner | | | ---------------------------------- | | | N/A | | (Street) | | |---------------------| | | | [X] Other (give title [ ] Other (specify |7.Individual or Joint| | | ---------------- | below) below) | /Group Filing (Check| | Houston, TX 77007 | | Executive Vice-President | Applicable Line) | | ----------------------------------- | | ------------------------------------- | | | (City) (State) (Zip) | | |[X]Form filed by One | | | | | Reporting Person | | | | |[ ]Form filed by More| | | | | than One Reporting| | | | | Person | | |------------------------------------------------------------------------------------------| | | | | | Table I -- Non-Derivative Securities Beneficially Owned | |---------------------------------------|------------------------------------------------------------------------------------------| |1. Title of Security |2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial | | (Instr. 4) | Beneficially Owned | Form: Direct (D) | Ownership | | | (Instr. 4) | or Indirect (I) | (Instr. 5) | | | | (Instr. 5) | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | Common Stock | 367,393 | (D) | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | |---------------------------------------|--------------------------------|----------------------|----------------------------------| | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative |2. Date Exer- |3. Title and Amount of |4. Conver- |5. Ownership |6. Nature of In- | | Security (Instr. 4) | cisable and | Securities Underlying | sion or | Form of | direct Beneficial| | | Expiration | Derivative Security | Exercise| Derivative | Ownership | | | Date | (Instr. 4) | Price of| Security | (Instr. 5) | | | (Month/Day/ | | Deri- | Direct (D) | | | | Year) | | vative | or Indirect| | | | | | Security| (I) | | | |-----------------|--------------------------------| | (Instr. 5) | | | | | | | Amount | | | | | |Date |Expira- | | or | | | | | |Exer- |tion | Title | Number | | | | | |cisable |Date | | of | | | | | | | | | Shares | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | N/A | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | |-------------------------------|--------|--------|--------------------|-----------|-----------|--------------|--------------------| | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ------------------------------------------------------ ------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. (1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is sufficient, Page See Instruction 6 for procedure. SEC 1473 (3/91) See Instruction 6 for procedure. SEC 1473 (3/91)
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