0001225208-24-004508.txt : 20240326 0001225208-24-004508.hdr.sgml : 20240326 20240326162658 ACCESSION NUMBER: 0001225208-24-004508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240325 FILED AS OF DATE: 20240326 DATE AS OF CHANGE: 20240326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 24783970 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0508 4 2024-03-25 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Executive Chairman 0 Common Stock 2024-03-25 4 M 0 6750.0000 744.8500 A 22107.9363 D Common Stock 2024-03-25 4 M 0 2500.0000 587.1300 A 24607.9363 D Common Stock 2024-03-25 4 S 0 21.0000 3206.5400 D 24586.9363 D Common Stock 2024-03-25 4 S 0 80.0000 3198.6100 D 24506.9363 D Common Stock 2024-03-25 4 S 0 119.8900 3197.8900 D 24387.0463 D Common Stock 2024-03-25 4 S 0 120.0000 3199.6400 D 24267.0463 D Common Stock 2024-03-25 4 S 0 147.0000 3210.9700 D 24120.0463 D Common Stock 2024-03-25 4 S 0 205.0000 3215.1400 D 23915.0463 D Common Stock 2024-03-25 4 S 0 268.0000 3172.3800 D 23647.0463 D Common Stock 2024-03-25 4 S 0 302.0000 3208.2700 D 23345.0463 D Common Stock 2024-03-25 4 S 0 371.0000 3196.1500 D 22974.0463 D Common Stock 2024-03-25 4 S 0 440.0000 3196.7500 D 22534.0463 D Common Stock 2024-03-25 4 S 0 513.0000 3204.7600 D 22021.0463 D Common Stock 2024-03-25 4 S 0 514.0000 3204.3200 D 21507.0463 D Common Stock 2024-03-25 4 S 0 600.0000 3202.9500 D 20907.0463 D Common Stock 2024-03-25 4 S 0 600.0000 3191.9200 D 20307.0463 D Common Stock 2024-03-25 4 S 0 965.0000 3170.3000 D 19342.0463 D Common Stock 2024-03-25 4 S 0 1153.0000 3209.2200 D 18189.0463 D Common Stock 2024-03-25 4 S 0 2832.0000 3171.8600 D 15357.0463 D Common Stock 2024-03-26 4 M 0 9500.0000 587.1300 A 24857.0463 D Common Stock 2024-03-26 4 S 0 100.0000 3184.8500 D 24757.0463 D Common Stock 2024-03-26 4 S 0 100.0000 3183.4000 D 24657.0463 D Common Stock 2024-03-26 4 S 0 100.0000 3182.3300 D 24557.0463 D Common Stock 2024-03-26 4 S 0 100.0000 3176.3000 D 24457.0463 D Common Stock 2024-03-26 4 S 0 200.0000 3195.4000 D 24257.0463 D Common Stock 2024-03-26 4 S 0 200.0000 3193.2500 D 24057.0463 D Common Stock 2024-03-26 4 S 0 200.0000 3185.9100 D 23857.0463 D Common Stock 2024-03-26 4 S 0 400.0000 3187.5000 D 23457.0463 D Common Stock 2024-03-26 4 S 0 600.0000 3191.1000 D 22857.0463 D Common Stock 2024-03-26 4 S 0 800.0000 3194.7900 D 22057.0463 D Non-Qualified Stock Option (right to buy) 744.8500 2024-03-25 4 M 0 6750.0000 0.0000 D 2026-09-24 Common Stock 6750.0000 0.0000 D Non-Qualified Stock Option (right to buy) 587.1300 2024-03-25 4 M 0 2500.0000 0.0000 D 2027-09-27 Common Stock 2500.0000 9500.0000 D Non-Qualified Stock Option (right to buy) 587.1300 2024-03-26 4 M 0 9500.0000 0.0000 D 2027-09-27 Common Stock 9500.0000 0.0000 D This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,206.26 - $3,207.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,197.46 - $3,197.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,199.00 - $3,199.77 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,210.20 - $3,211.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,214.76 - $3,215.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,172.34 - $3,172.48 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,207.54 - $3,208.33 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.22 - $3,196.20 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,196.26 - $3,197.18 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,204.69- $3,205.41 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,203.65- $3,204.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,202.59 - $3,203.46 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,191.44 - $3,192.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,170.00 - $3,170.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,208.99 - $3,209.89 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,171.22 - $3,172.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,183.35 - $3,183.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,195.33 - $3,195.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,187.26 - $3,187.79 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,190.87 - $3,191.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3,194.27 - $3,195.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number. of Shares sold at each price. Options granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively. Options granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively. /s/ William C. Rhodes III 2024-03-26