0001225208-21-014795.txt : 20211210 0001225208-21-014795.hdr.sgml : 20211210 20211210165023 ACCESSION NUMBER: 0001225208-21-014795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newbern Thomas B CENTRAL INDEX KEY: 0001394155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 211485992 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-12-08 0000866787 AUTOZONE INC AZO 0001394155 Newbern Thomas B 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Exec. Vice President Common Stock 2021-12-08 4 M 0 7740.0000 744.8500 A 10959.0532 D Common Stock 2021-12-08 4 M 0 3250.0000 744.6200 A 14209.0532 D Common Stock 2021-12-08 4 M 0 1848.0000 587.1300 A 16057.0532 D Common Stock 2021-12-08 4 S 0 5.0000 2028.0000 D 16052.0532 D Common Stock 2021-12-08 4 S 0 5.0000 1990.5600 D 16047.0532 D Common Stock 2021-12-08 4 S 0 6.0000 2006.4000 D 16041.0532 D Common Stock 2021-12-08 4 S 0 6.0000 1958.1000 D 16035.0532 D Common Stock 2021-12-08 4 S 0 100.0000 2000.6800 D 15935.0532 D Common Stock 2021-12-08 4 S 0 100.0000 1985.1100 D 15835.0532 D Common Stock 2021-12-08 4 S 0 100.0000 1982.6100 D 15735.0532 D Common Stock 2021-12-08 4 S 0 100.0000 1959.6900 D 15635.0532 D Common Stock 2021-12-08 4 S 0 100.0000 1954.9000 D 15535.0532 D Common Stock 2021-12-08 4 S 0 149.0000 1971.4600 D 15386.0532 D Common Stock 2021-12-08 4 S 0 191.0000 1949.4000 D 15195.0532 D Common Stock 2021-12-08 4 S 0 200.0000 1978.5500 D 14995.0532 D Common Stock 2021-12-08 4 S 0 200.0000 1941.8300 D 14795.0532 D Common Stock 2021-12-08 4 S 0 235.0000 1988.5500 D 14560.0532 D Common Stock 2021-12-08 4 S 0 279.0000 1963.6200 D 14281.0532 D Common Stock 2021-12-08 4 S 0 294.0000 2005.2700 D 13987.0532 D Common Stock 2021-12-08 4 S 0 300.0000 1987.4000 D 13687.0532 D Common Stock 2021-12-08 4 S 0 300.0000 1981.4700 D 13387.0532 D Common Stock 2021-12-08 4 S 0 300.0000 1964.8100 D 13087.0532 D Common Stock 2021-12-08 4 S 0 300.0000 1948.0200 D 12787.0532 D Common Stock 2021-12-08 4 S 0 302.0000 1974.7500 D 12485.0532 D Common Stock 2021-12-08 4 S 0 348.0000 1966.0000 D 12137.0532 D Common Stock 2021-12-08 4 S 0 389.0000 1969.2200 D 11748.0532 D Common Stock 2021-12-08 4 S 0 394.0000 1956.0400 D 11354.0532 D Common Stock 2021-12-08 4 S 0 396.0000 1990.1400 D 10958.0532 D Common Stock 2021-12-08 4 S 0 437.0000 1973.9000 D 10521.0532 D Common Stock 2021-12-08 4 S 0 500.0000 1945.3300 D 9521.0532 D Non-Qualified Stock Option (right to buy) 744.8500 2021-12-08 4 M 0 7740.0000 0.0000 D 2026-09-24 Common Stock 7740.0000 0.0000 D Non-Qualified Stock Option (right to buy) 587.1300 2021-12-08 4 M 0 1848.0000 0.0000 D 2027-09-27 Common Stock 1848.0000 0.0000 D Non-Qualified Stock Option (right to buy) 744.6200 2021-12-08 4 M 0 3250.0000 0.0000 D 2025-10-07 Common Stock 3250.0000 0.0000 D This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.26 - $2,007.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,957.92 - $1,958.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.62 - $2,000.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,959.46 - $1,960.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,971.08 - $1,971.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,949.23-$1,950.04 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,978.49 -$1,979.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,941.54-$1,942.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.31-$1,989.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,963.14-$1,963.88 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.00-$2,005.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,987.13-$1,987.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.14-$1,981.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,964.37-$1,965.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,947.58-$1,948.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,974.27-$1,975.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,965.58-$1,966.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,968.91-$1,969.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,955.96-$1,956.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.40-$1,990.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,973.17-$1,974.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,945.10-$1,946.03 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2017. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 26, 2018. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 6, 2016. /s/ Thomas B. Newbern 2021-12-09