0001225208-21-014795.txt : 20211210
0001225208-21-014795.hdr.sgml : 20211210
20211210165023
ACCESSION NUMBER: 0001225208-21-014795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newbern Thomas B
CENTRAL INDEX KEY: 0001394155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 211485992
MAIL ADDRESS:
STREET 1: 123 SOUTH FRONT STREET
STREET 2: DEPT. 8074
CITY: MEMPHIS
STATE: TN
ZIP: 38103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOZONE INC
CENTRAL INDEX KEY: 0000866787
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531]
IRS NUMBER: 621482048
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 123 SOUTH FRONT ST
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 9014956500
MAIL ADDRESS:
STREET 1: P O BOX 2198
STREET 2: DEPT 8074
CITY: MEMPHIS
STATE: TN
ZIP: 38101-2198
4
1
doc4.xml
X0306
4
2021-12-08
0000866787
AUTOZONE INC
AZO
0001394155
Newbern Thomas B
123 SOUTH FRONT STREET
MEMPHIS
TN
38103
1
Exec. Vice President
Common Stock
2021-12-08
4
M
0
7740.0000
744.8500
A
10959.0532
D
Common Stock
2021-12-08
4
M
0
3250.0000
744.6200
A
14209.0532
D
Common Stock
2021-12-08
4
M
0
1848.0000
587.1300
A
16057.0532
D
Common Stock
2021-12-08
4
S
0
5.0000
2028.0000
D
16052.0532
D
Common Stock
2021-12-08
4
S
0
5.0000
1990.5600
D
16047.0532
D
Common Stock
2021-12-08
4
S
0
6.0000
2006.4000
D
16041.0532
D
Common Stock
2021-12-08
4
S
0
6.0000
1958.1000
D
16035.0532
D
Common Stock
2021-12-08
4
S
0
100.0000
2000.6800
D
15935.0532
D
Common Stock
2021-12-08
4
S
0
100.0000
1985.1100
D
15835.0532
D
Common Stock
2021-12-08
4
S
0
100.0000
1982.6100
D
15735.0532
D
Common Stock
2021-12-08
4
S
0
100.0000
1959.6900
D
15635.0532
D
Common Stock
2021-12-08
4
S
0
100.0000
1954.9000
D
15535.0532
D
Common Stock
2021-12-08
4
S
0
149.0000
1971.4600
D
15386.0532
D
Common Stock
2021-12-08
4
S
0
191.0000
1949.4000
D
15195.0532
D
Common Stock
2021-12-08
4
S
0
200.0000
1978.5500
D
14995.0532
D
Common Stock
2021-12-08
4
S
0
200.0000
1941.8300
D
14795.0532
D
Common Stock
2021-12-08
4
S
0
235.0000
1988.5500
D
14560.0532
D
Common Stock
2021-12-08
4
S
0
279.0000
1963.6200
D
14281.0532
D
Common Stock
2021-12-08
4
S
0
294.0000
2005.2700
D
13987.0532
D
Common Stock
2021-12-08
4
S
0
300.0000
1987.4000
D
13687.0532
D
Common Stock
2021-12-08
4
S
0
300.0000
1981.4700
D
13387.0532
D
Common Stock
2021-12-08
4
S
0
300.0000
1964.8100
D
13087.0532
D
Common Stock
2021-12-08
4
S
0
300.0000
1948.0200
D
12787.0532
D
Common Stock
2021-12-08
4
S
0
302.0000
1974.7500
D
12485.0532
D
Common Stock
2021-12-08
4
S
0
348.0000
1966.0000
D
12137.0532
D
Common Stock
2021-12-08
4
S
0
389.0000
1969.2200
D
11748.0532
D
Common Stock
2021-12-08
4
S
0
394.0000
1956.0400
D
11354.0532
D
Common Stock
2021-12-08
4
S
0
396.0000
1990.1400
D
10958.0532
D
Common Stock
2021-12-08
4
S
0
437.0000
1973.9000
D
10521.0532
D
Common Stock
2021-12-08
4
S
0
500.0000
1945.3300
D
9521.0532
D
Non-Qualified Stock Option (right to buy)
744.8500
2021-12-08
4
M
0
7740.0000
0.0000
D
2026-09-24
Common Stock
7740.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
587.1300
2021-12-08
4
M
0
1848.0000
0.0000
D
2027-09-27
Common Stock
1848.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
744.6200
2021-12-08
4
M
0
3250.0000
0.0000
D
2025-10-07
Common Stock
3250.0000
0.0000
D
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.26 - $2,007.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,957.92 - $1,958.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.62 - $2,000.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,959.46 - $1,960.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,971.08 - $1,971.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,949.23-$1,950.04 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,978.49 -$1,979.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,941.54-$1,942.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.31-$1,989.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,963.14-$1,963.88 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.00-$2,005.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,987.13-$1,987.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.14-$1,981.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,964.37-$1,965.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,947.58-$1,948.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,974.27-$1,975.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,965.58-$1,966.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,968.91-$1,969.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,955.96-$1,956.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.40-$1,990.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,973.17-$1,974.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,945.10-$1,946.03 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2017.
Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 26, 2018.
Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 6, 2016.
/s/ Thomas B. Newbern
2021-12-09