0001225208-21-009993.txt : 20210701 0001225208-21-009993.hdr.sgml : 20210701 20210701193942 ACCESSION NUMBER: 0001225208-21-009993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 211067651 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-07-01 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Chairman, President & CEO Common Stock 2021-07-01 4 M 0 14535.0000 425.1100 A 33490.9948 D Common Stock 2021-07-01 4 S 0 200.0000 1515.1700 D 33290.9948 D Common Stock 2021-07-01 4 S 0 300.0000 1516.4470 D 32990.9948 D Common Stock 2021-07-01 4 S 0 300.0000 1512.7100 D 32690.9948 D Common Stock 2021-07-01 4 S 0 400.0000 1521.5880 D 32290.9948 D Common Stock 2021-07-01 4 S 0 445.0000 1526.4510 D 31845.9948 D Common Stock 2021-07-01 4 S 0 493.0000 1507.0630 D 31352.9948 D Common Stock 2021-07-01 4 S 0 500.0000 1500.4210 D 30852.9948 D Common Stock 2021-07-01 4 S 0 507.0000 1507.7830 D 30345.9948 D Common Stock 2021-07-01 4 S 0 545.0000 1527.3620 D 29800.9948 D Common Stock 2021-07-01 4 S 0 600.0000 1519.1030 D 29200.9948 D Common Stock 2021-07-01 4 S 0 600.0000 1511.6570 D 28600.9948 D Common Stock 2021-07-01 4 S 0 700.0000 1520.2260 D 27900.9948 D Common Stock 2021-07-01 4 S 0 700.0000 1506.0740 D 27200.9948 D Common Stock 2021-07-01 4 S 0 800.0000 1517.8280 D 26400.9948 D Common Stock 2021-07-01 4 S 0 800.0000 1514.2560 D 25600.9948 D Common Stock 2021-07-01 4 S 0 800.0000 1504.3660 D 24800.9948 D Common Stock 2021-07-01 4 S 0 900.0000 1524.9990 D 23900.9948 D Common Stock 2021-07-01 4 S 0 981.0000 1501.4240 D 22919.9948 D Common Stock 2021-07-01 4 S 0 982.0000 1510.5000 D 21937.9948 D Common Stock 2021-07-01 4 S 0 982.0000 1502.7120 D 20955.9948 D Common Stock 2021-07-01 4 S 0 1000.0000 1509.3120 D 19955.9948 D Common Stock 2021-07-01 4 S 0 1000.0000 1503.7020 D 18955.9948 D Common Stock 100.0000 I As Co-Trustee for Siblings' Trust #2 Common Stock 847.0000 I As Custodian for Son Common Stock 1720.0000 I As Trustee for Daughter's Trust Common Stock 3436.0000 I As Trustee for Descendants Trust Common Stock 1719.0000 I As Trustee for Son's trust Common Stock 4874.0000 I By Trust for Wife Common Stock 3219.0000 I GRAT #4 Non-Qualified Stock Option (right to buy) 425.1100 2021-07-01 4 M 0 14535.0000 425.1100 D 2023-10-02 Common Stock 14535.0000 0.0000 D This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,516.40-$1,516.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,512.30-$1,513.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,521.19-$1,521.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,525.92-$1,526.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,506.47-$1,507.39 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,507.59-$1,507.84 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,526.97-$1,527.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,518.60-$1,519.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,511.18-$1,512.06 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,519.94-$1,520.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,505.47-$1,506.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,517.50-$1,518.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,513.71-$1,514.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,504.15-$1,504.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,524.38-$1,525.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.11-$1,502.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,510.12-$1,510.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.11-$1,503.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,508.67-$1,509.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,503.15-$1,503.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. /s/ William C. Rhodes III 2021-07-01