0001225208-21-005684.txt : 20210319 0001225208-21-005684.hdr.sgml : 20210319 20210319160444 ACCESSION NUMBER: 0001225208-21-005684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN RONALD B CENTRAL INDEX KEY: 0001179385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 21758172 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-03-17 0000866787 AUTOZONE INC AZO 0001179385 GRIFFIN RONALD B 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Sr. Vice President & CIO Common Stock 2021-03-17 4 M 0 5593.0000 507.7900 A 6074.8716 D Common Stock 2021-03-17 4 S 0 109.0000 1307.2675 D 5965.8716 D Common Stock 2021-03-17 4 S 0 399.0000 1305.3779 D 5566.8716 D Common Stock 2021-03-17 4 S 0 1106.0000 1306.6253 D 4460.8716 D Common Stock 2021-03-17 4 S 0 3979.0000 1304.0998 D 481.8716 D Common Stock 2021-03-18 4 M 0 8600.0000 744.6200 A 9081.8716 D Common Stock 2021-03-18 4 M 0 733.0000 507.7900 A 9814.8716 D Common Stock 2021-03-18 4 S 0 766.0000 1313.0000 D 9048.8716 D Common Stock 2021-03-18 4 S 0 8567.0000 1312.0300 D 481.8716 D Non-Qualified Stock Option (right to buy) 507.7900 2021-03-17 4 M 0 5593.0000 0.0000 D 2024-09-24 Common Stock 5593.0000 733.0000 D Non-Qualified Stock Option (right to buy) 507.7900 2021-03-18 4 M 0 733.0000 0.0000 D 2024-09-24 Common Stock 733.0000 0.0000 D Non-Qualified Stock Option (right to buy) 744.6200 2021-03-18 4 M 0 8600.0000 0.0000 D 2025-10-07 Common Stock 8600.0000 0.0000 D This price represents the weighted average price per shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer"), of sales that were executed at prices ranging from $1307.24 -$1307.29 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1305.03 -$1305.86 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1306.19 -$1307.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1304.00 - $1304.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per shares of common stock, par value $0.01 per Share, of Issuer, of sales that were executed at prices ranging from $1312.00 - $1312.28 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively. Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively. /s/ Ronald B. Griffin 2021-03-19