0001225208-20-015060.txt : 20201223 0001225208-20-015060.hdr.sgml : 20201223 20201223171538 ACCESSION NUMBER: 0001225208-20-015060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201223 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILES WILLIAM T CENTRAL INDEX KEY: 0001199820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 201413510 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2020-12-23 0000866787 AUTOZONE INC AZO 0001199820 GILES WILLIAM T 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Executive V.P. & CFO Common Stock 2020-12-23 4 M 0 13600.0000 371.4700 A 19070.7111 D Common Stock 2020-12-23 4 S 0 57.0000 1198.0800 D 19013.7111 D Common Stock 2020-12-23 4 S 0 129.0000 1195.2500 D 18884.7111 D Common Stock 2020-12-23 4 S 0 236.0000 1192.2500 D 18648.7111 D Common Stock 2020-12-23 4 S 0 524.0000 1194.3200 D 18124.7111 D Common Stock 2020-12-23 4 S 0 531.0000 1196.5000 D 17593.7111 D Common Stock 2020-12-23 4 S 0 2686.0000 1191.2800 D 14907.7111 D Common Stock 2020-12-23 4 S 0 9437.0000 1190.2300 D 5470.7111 D Common Stock 4000.0000 I By GRAT Non-Qualified Stock Option (right to buy) 371.4700 2020-12-23 4 M 0 13600.0000 0.0000 D 2022-09-28 Common Stock 13600.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer") par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,198.08 -$1,198.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,195.00 -$1,195.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,192.24 -$1,192.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,194.00 -$1,194.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,196.50-$1,196.77 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,191.06 -$1,191.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer of sales that were executed at prices ranging from $1,190.00 -$1,190.94 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively. /s/ William T. Giles 2020-12-23