0001225208-20-013125.txt : 20201105 0001225208-20-013125.hdr.sgml : 20201105 20201105160245 ACCESSION NUMBER: 0001225208-20-013125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201103 FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newbern Thomas B CENTRAL INDEX KEY: 0001394155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 201290348 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0829 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2020-11-03 0000866787 AUTOZONE INC AZO 0001394155 Newbern Thomas B 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Exec. Vice President Common Stock 2020-11-03 4 M 0 7750.0000 744.6200 A 10955.5873 D Common Stock 2020-11-03 4 M 0 5542.0000 587.1300 A 16497.5873 D Common Stock 2020-11-03 4 M 0 1975.0000 507.7900 A 18472.5873 D Common Stock 2020-11-03 4 S 0 4.0000 1138.0900 D 18468.5873 D Common Stock 2020-11-03 4 S 0 4.0000 1136.1750 D 18464.5873 D Common Stock 2020-11-03 4 S 0 40.0000 1129.9250 D 18424.5873 D Common Stock 2020-11-03 4 S 0 54.0000 1126.4063 D 18370.5873 D Common Stock 2020-11-03 4 S 0 78.0000 1133.4035 D 18292.5873 D Common Stock 2020-11-03 4 S 0 143.0000 1141.3236 D 18149.5873 D Common Stock 2020-11-03 4 S 0 206.0000 1144.4415 D 17943.5873 D Common Stock 2020-11-03 4 S 0 251.0000 1135.0940 D 17692.5873 D Common Stock 2020-11-03 4 S 0 330.0000 1130.8539 D 17362.5873 D Common Stock 2020-11-03 4 S 0 337.0000 1148.1362 D 17025.5873 D Common Stock 2020-11-03 4 S 0 410.0000 1156.4410 D 16615.5873 D Common Stock 2020-11-03 4 S 0 440.0000 1140.8905 D 16175.5873 D Common Stock 2020-11-03 4 S 0 440.0000 1139.5050 D 15735.5873 D Common Stock 2020-11-03 4 S 0 651.0000 1155.0449 D 15084.5873 D Common Stock 2020-11-03 4 S 0 735.0000 1145.5887 D 14349.5873 D Common Stock 2020-11-03 4 S 0 859.0000 1151.9484 D 13490.5873 D Common Stock 2020-11-03 4 S 0 1741.0000 1149.4642 D 11749.5873 D Common Stock 2020-11-03 4 S 0 2320.0000 1153.2574 D 9429.5873 D Common Stock 2020-11-03 4 S 0 2407.0000 1127.4834 D 7022.5873 D Common Stock 2020-11-03 4 S 0 3817.0000 1150.4782 D 3205.5873 D Non-Qualified Stock Option (right to buy) 507.7900 2020-11-03 4 M 0 1975.0000 0.0000 D 2024-09-24 Common Stock 1975.0000 0.0000 D Non-Qualified Stock Option (right to buy) 587.1300 2020-11-03 4 M 0 5542.0000 0.0000 D 2027-09-27 Common Stock 5542.0000 1848.0000 D Non-Qualified Stock Option (right to buy) 744.6200 2020-11-03 4 M 0 7750.0000 0.0000 D 2025-10-07 Common Stock 7750.0000 3250.0000 D This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.79 - $1,136.56 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,129.70 - $1,130.00 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,126.36 - $1,126.46 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,133.03 - $1,134.015 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,141.21 - $1,142.00 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,143.79 - $1,144.61 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.20 - $1,134.40 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,130.10 - $1,131.06 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,147.96 - $1,148.43 per share. This price represents the weighted average price per share of common Stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,155.58 - $1,156.57 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,140.87 - $1,140.92 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,139.36 - $1,139.85 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,154.58 - $1,155.42 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,144.79 - $1,145.75 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,151.88 - $1,152.39 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,149.13 - $1,150.00 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,152.66 - $1,153.58 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,127.41 - $1,127.73 per share. This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,150.42 - $1,151.13 per share. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively. Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively. Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each price. /s/ Thomas B. Newbern 2020-11-05