0001225208-20-005951.txt : 20200402 0001225208-20-005951.hdr.sgml : 20200402 20200402163808 ACCESSION NUMBER: 0001225208-20-005951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 20769540 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0829 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2020-03-31 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Chairman, President & CEO Common Stock 2020-03-31 4 A 0 70.0000 846.0000 A 24086.2486 D Common Stock 2020-03-31 4 A 0 12.0000 0.0000 A 24098.2486 D Common Stock 2020-03-02 5 G 0 3283.0000 0.0000 D 0.0000 I By GRAT #3 Common Stock 847.0000 I As Custodian for Son Common Stock 1682.0000 I As Trustee for Daughter's Trust Common Stock 1681.0000 I As Trustee for Son's trust Common Stock 8685.0000 I By Trust for Wife Common Stock 5000.0000 I GRAT #4 Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan. On March 1, 2018, the reporting person contributed 11,000 shares of common stock to a grantor retained annuity trust ("GRAT #3") for the benefit of himself and his two children. 3,702 shares were previously returned to the reporting person in the form of a scheduled annuity payment under the terms of GRAT #3. Upon termination of GRAT #3 on March 2, 2020, 3,283 shares were transferred from GRAT #3 to trusts of the reporting person's children. The remaining 4,015 shares were transferred to the reporting person and are reported as directly owned. On March 13, 2020, the reporting person contributed 5,000 shares of common stock to a grantor retained annuity trust ("GRAT #4") for the benefit of himself and his two children. These shares were previously distributed to the reporting person and were reported as directly beneficially owned. /s/ William C. Rhodes III 2020-04-01