0001225208-19-016019.txt : 20191220
0001225208-19-016019.hdr.sgml : 20191220
20191220163241
ACCESSION NUMBER: 0001225208-19-016019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191219
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newbern Thomas B
CENTRAL INDEX KEY: 0001394155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10714
FILM NUMBER: 191302021
MAIL ADDRESS:
STREET 1: 123 SOUTH FRONT STREET
STREET 2: DEPT. 8074
CITY: MEMPHIS
STATE: TN
ZIP: 38103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTOZONE INC
CENTRAL INDEX KEY: 0000866787
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531]
IRS NUMBER: 621482048
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 123 SOUTH FRONT ST
CITY: MEMPHIS
STATE: TN
ZIP: 38103
BUSINESS PHONE: 9014956500
MAIL ADDRESS:
STREET 1: P O BOX 2198
STREET 2: DEPT 8074
CITY: MEMPHIS
STATE: TN
ZIP: 38101-2198
4
1
doc4.xml
X0306
4
2019-12-19
0000866787
AUTOZONE INC
AZO
0001394155
Newbern Thomas B
123 SOUTH FRONT STREET
MEMPHIS
TN
38103
1
Exec. Vice President
Common Stock
2019-12-19
4
M
0
4350.0000
425.1100
A
7536.6571
D
Common Stock
2019-12-19
4
M
0
3950.0000
507.7900
A
11486.6571
D
Common Stock
2019-12-19
4
M
0
2350.0000
371.4700
A
13836.6571
D
Common Stock
2019-12-19
4
S
0
100.0000
1219.2400
D
13736.6571
D
Common Stock
2019-12-19
4
S
0
900.0000
1217.6613
D
12836.6571
D
Common Stock
2019-12-19
4
S
0
1141.0000
1216.3090
D
11695.6571
D
Common Stock
2019-12-19
4
S
0
1400.0000
1218.5557
D
10295.6571
D
Common Stock
2019-12-19
4
S
0
1709.0000
1214.1319
D
8586.6571
D
Common Stock
2019-12-19
4
S
0
2100.0000
1213.3220
D
6486.6571
D
Common Stock
2019-12-19
4
S
0
3300.0000
1215.2821
D
3186.6571
D
Non-Qualified Stock Option (right to buy)
507.7900
2019-12-19
4
M
0
3950.0000
0.0000
D
2024-09-24
Common Stock
3950.0000
1975.0000
D
Non-Qualified Stock Option (right to buy)
371.4700
2019-12-19
4
M
0
2350.0000
0.0000
D
2022-09-28
Common Stock
2350.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
425.1100
2019-12-19
4
M
0
4350.0000
0.0000
D
2023-10-02
Common Stock
4350.0000
0.0000
D
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.19 - $1,218.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.00 - $1,216.90 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.21 - $1,218.79 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,213.70 - $1,214.62 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,212.69 - $1,213.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,214.88 - $1,215.85 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.
/s/ Thomas B. Newbern
2019-12-20