0001225208-19-016019.txt : 20191220 0001225208-19-016019.hdr.sgml : 20191220 20191220163241 ACCESSION NUMBER: 0001225208-19-016019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newbern Thomas B CENTRAL INDEX KEY: 0001394155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 191302021 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2019-12-19 0000866787 AUTOZONE INC AZO 0001394155 Newbern Thomas B 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Exec. Vice President Common Stock 2019-12-19 4 M 0 4350.0000 425.1100 A 7536.6571 D Common Stock 2019-12-19 4 M 0 3950.0000 507.7900 A 11486.6571 D Common Stock 2019-12-19 4 M 0 2350.0000 371.4700 A 13836.6571 D Common Stock 2019-12-19 4 S 0 100.0000 1219.2400 D 13736.6571 D Common Stock 2019-12-19 4 S 0 900.0000 1217.6613 D 12836.6571 D Common Stock 2019-12-19 4 S 0 1141.0000 1216.3090 D 11695.6571 D Common Stock 2019-12-19 4 S 0 1400.0000 1218.5557 D 10295.6571 D Common Stock 2019-12-19 4 S 0 1709.0000 1214.1319 D 8586.6571 D Common Stock 2019-12-19 4 S 0 2100.0000 1213.3220 D 6486.6571 D Common Stock 2019-12-19 4 S 0 3300.0000 1215.2821 D 3186.6571 D Non-Qualified Stock Option (right to buy) 507.7900 2019-12-19 4 M 0 3950.0000 0.0000 D 2024-09-24 Common Stock 3950.0000 1975.0000 D Non-Qualified Stock Option (right to buy) 371.4700 2019-12-19 4 M 0 2350.0000 0.0000 D 2022-09-28 Common Stock 2350.0000 0.0000 D Non-Qualified Stock Option (right to buy) 425.1100 2019-12-19 4 M 0 4350.0000 0.0000 D 2023-10-02 Common Stock 4350.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.19 - $1,218.09 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.00 - $1,216.90 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.21 - $1,218.79 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,213.70 - $1,214.62 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,212.69 - $1,213.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,214.88 - $1,215.85 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively. Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively. Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. /s/ Thomas B. Newbern 2019-12-20