0001225208-19-015772.txt : 20191213 0001225208-19-015772.hdr.sgml : 20191213 20191213161405 ACCESSION NUMBER: 0001225208-19-015772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILES WILLIAM T CENTRAL INDEX KEY: 0001199820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 191284752 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2019-12-12 0000866787 AUTOZONE INC AZO 0001199820 GILES WILLIAM T 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Executive V.P. & CFO Common Stock 2019-12-12 4 M 0 12000.0000 326.0000 A 17152.1091 D Common Stock 2019-12-12 4 M 0 125.0000 326.0000 A 17277.1091 D Common Stock 2019-12-12 4 S 0 89.0000 1253.2600 D 17188.1091 D Common Stock 2019-12-12 4 S 0 100.0000 1232.0000 D 17088.1091 D Common Stock 2019-12-12 4 S 0 200.0000 1252.0050 D 16888.1091 D Common Stock 2019-12-12 4 S 0 600.0000 1250.0383 D 16288.1091 D Common Stock 2019-12-12 4 S 0 1208.0000 1240.0110 D 15080.1091 D Common Stock 2019-12-12 4 S 0 4400.0000 1231.4159 D 10680.1091 D Common Stock 2019-12-12 4 S 0 5403.0000 1230.2379 D 5277.1091 D Common Stock 4000.0000 I By GRAT Incentive Stock Option (Right to Buy) 326.0000 2019-12-12 4 M 0 125.0000 0.0000 D 2021-09-27 Common Stock 125.0000 0.0000 D Non-Qualified Stock Option (right to buy) 326.0000 2019-12-12 4 M 0 12000.0000 0.0000 D 2021-09-28 Common Stock 12000.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,252.00 - $1,252.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,250.00 - $1,250.18 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,240.00 - $1,240.39 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,231.00 - $1,231.94 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,230.00 - $1,230.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively. /s/ William T. Giles 2019-12-13