0001225208-18-016903.txt : 20181219 0001225208-18-016903.hdr.sgml : 20181219 20181219170410 ACCESSION NUMBER: 0001225208-18-016903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181219 DATE AS OF CHANGE: 20181219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN RONALD B CENTRAL INDEX KEY: 0001179385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 181243982 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0825 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2018-12-17 0000866787 AUTOZONE INC AZO 0001179385 GRIFFIN RONALD B 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Sr. Vice President & CIO Common Stock 2018-12-17 4 M 0 21000.0000 386.6500 A 21377.1403 D Common Stock 2018-12-17 4 S 0 100.0000 847.2075 D 21277.1403 D Common Stock 2018-12-17 4 S 0 202.0000 854.3800 D 21075.1403 D Common Stock 2018-12-17 4 S 0 208.0000 843.1227 D 20867.1403 D Common Stock 2018-12-17 4 S 0 240.0000 851.2325 D 20627.1403 D Common Stock 2018-12-17 4 S 0 304.0000 844.8286 D 20323.1403 D Common Stock 2018-12-17 4 S 0 500.0000 848.7440 D 19823.1403 D Common Stock 2018-12-17 4 S 0 603.0000 842.0318 D 19220.1403 D Common Stock 2018-12-17 4 S 0 711.0000 852.3388 D 18509.1403 D Common Stock 2018-12-17 4 S 0 1700.0000 849.9997 D 16809.1403 D Common Stock 2018-12-17 4 S 0 2169.0000 853.7481 D 14640.1403 D Common Stock 2018-12-17 4 S 0 4779.0000 845.6508 D 9861.1403 D Common Stock 2018-12-17 4 S 0 9484.0000 840.7370 D 377.1403 D Non-Qualified Stock Option (right to buy) 386.6500 2018-12-17 4 M 0 21000.0000 0.0000 D 2022-06-13 Common Stock 21000.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $847.10 - $847.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $854.29 - $854.50 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $842.99 - $843.19 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $851.00 - $851.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $844.39 - $845.24 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $848.74 - $848.75 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $841.75 - $842.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $852.02 - $852.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $849.95 - $850.59 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $853.19 - $854.17 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $845.40 - $846.20 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $840.70 - $841.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on June 12, 2013, 2014, 2015 and 2016, respectively. /s/ Ronald B. Griffin 2018-12-18