0001225208-18-016333.txt : 20181207 0001225208-18-016333.hdr.sgml : 20181207 20181207161726 ACCESSION NUMBER: 0001225208-18-016333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finestone Mark A. CENTRAL INDEX KEY: 0001421152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 181223653 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0825 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2018-12-06 0000866787 AUTOZONE INC AZO 0001421152 Finestone Mark A. 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Exec. Vice President Common Stock 2018-12-06 4 M 0 11800.0000 326.0000 A 13119.4295 D Common Stock 2018-12-06 4 S 0 730.0000 866.2780 D 12389.4295 D Common Stock 2018-12-06 4 S 0 850.0000 873.3132 D 11539.4295 D Common Stock 2018-12-06 4 S 0 1745.0000 864.5844 D 9794.4295 D Common Stock 2018-12-06 4 S 0 1805.0000 876.3734 D 7989.4295 D Common Stock 2018-12-06 4 S 0 3300.0000 875.9395 D 4689.4295 D Common Stock 2018-12-06 4 S 0 3370.0000 865.6500 D 1319.4295 D Common Stock 930.0000 I By GRAT Common Stock 1645.0000 I By GRAT #2 Common Stock 51.0000 I By Trust for Daughter Common Stock 51.0000 I By Trust for Son Non-Qualified Stock Option (right to buy) 326.0000 2018-12-06 4 M 0 11800.0000 0.0000 D 2021-09-28 Common Stock 11800.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $866.12 - $866.38 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $872.98 - $873.91 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $864.05 - $865.04 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $876.34 - $876.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $875.25 - $876.22 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $865.12 - $866.10 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively. /s/ Mark A. Finestone 2018-12-07