0001225208-18-015132.txt : 20181102 0001225208-18-015132.hdr.sgml : 20181102 20181102163000 ACCESSION NUMBER: 0001225208-18-015132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181102 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halsell Rodney C. CENTRAL INDEX KEY: 0001657361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 181157426 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0825 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2018-11-02 0000866787 AUTOZONE INC AZO 0001657361 Halsell Rodney C. 123 S. FRONT STREET DEPT. 8074 MEMPHIS TN 38103 1 Sr. Vice President Common Stock 2018-11-02 4 M 0 2360.0000 507.7900 A 2736.6294 D Common Stock 2018-11-02 4 M 0 1550.0000 425.1100 A 4286.6294 D Common Stock 2018-11-02 4 M 0 1477.0000 587.1300 A 5763.6294 D Common Stock 2018-11-02 4 S 0 1458.0000 752.1064 D 4305.6294 D Common Stock 2018-11-02 4 S 0 3929.0000 750.8770 D 376.6294 D Non-Qualified Stock Option (right to buy) 507.7900 2018-11-02 4 M 0 2360.0000 0.0000 D 2024-09-24 Common Stock 2360.0000 0.0000 D Non-Qualified Stock Option (right to buy) 587.1300 2018-11-02 4 M 0 1477.0000 0.0000 D 2027-09-27 Common Stock 1477.0000 4433.0000 D Non-Qualified Stock Option (right to buy) 425.1100 2018-11-02 4 M 0 1550.0000 0.0000 D 2023-10-02 Common Stock 1550.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $751.9757 - $752.2657 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $750.8461 - $751.4057 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively. Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively. Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. /s/ Rodney C. Halsell 2018-11-02