0001225208-17-018378.txt : 20171207 0001225208-17-018378.hdr.sgml : 20171207 20171207191742 ACCESSION NUMBER: 0001225208-17-018378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171207 DATE AS OF CHANGE: 20171207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 171245869 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2017-12-06 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Chairman, President & CEO Common Stock 2017-12-06 4 M 0 79.0000 142.7700 A 11464.3988 D Common Stock 2017-12-06 4 S 0 79.0000 707.1800 D 11385.3988 D Common Stock 2017-12-07 4 M 0 26421.0000 142.7700 A 37806.3988 D Common Stock 2017-12-07 4 M 0 700.0000 228.2000 A 38506.3988 D Common Stock 2017-12-07 4 M 0 500.0000 142.7700 A 39006.3988 D Common Stock 2017-12-07 4 M 0 400.0000 326.0000 A 39406.3988 D Common Stock 2017-12-07 4 S 0 3183.0000 703.3780 D 36223.3988 D Common Stock 2017-12-07 4 S 0 6962.0000 701.6704 D 29261.3988 D Common Stock 2017-12-07 4 S 0 6976.0000 700.3664 D 22285.3988 D Common Stock 2017-12-07 4 S 0 9300.0000 702.4942 D 12985.3988 D Common Stock 847.0000 I As Custodian for Daughter Common Stock 847.0000 I As Custodian for Son Common Stock 81.0000 I As Trustee for Daughter's Trust Common Stock 81.0000 I As Trustee for Son's trust Common Stock 4376.0000 I By GRAT Common Stock 12000.0000 I By GRAT #2 Common Stock 14732.0000 I By Trust for Wife Non-Qualified Stock Option (right to buy) 142.7700 2017-12-06 4 M 0 79.0000 0.0000 D 2019-09-30 Common Stock 79.0000 26421.0000 D Incentive Stock Option (Right to Buy) 326.0000 2017-12-07 4 M 0 400.0000 0.0000 D 2021-09-27 Common Stock 400.0000 0.0000 D Incentive Stock Option (Right to Buy) 142.7700 2017-12-07 4 M 0 500.0000 0.0000 D 2019-09-29 Common Stock 500.0000 0.0000 D Incentive Stock Option (Right to Buy) 228.2000 2017-12-07 4 M 0 700.0000 0.0000 D 2020-09-29 Common Stock 700.0000 0.0000 D Non-Qualified Stock Option (right to buy) 142.7700 2017-12-07 4 M 0 26421.0000 0.0000 D 2019-09-30 Common Stock 26421.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $703.06 - $703.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $701.05 - $702.04 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $700.00 - $700.97 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $702.06 - $703.05 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan. Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively. Options exercisable in one-fourth increments on September 29, 2011, 2012, 2013 and 2014, respectively. /s/ William C. Rhodes III 2017-12-07