0001225208-17-006661.txt : 20170321 0001225208-17-006661.hdr.sgml : 20170321 20170321164041 ACCESSION NUMBER: 0001225208-17-006661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halsell Rodney C. CENTRAL INDEX KEY: 0001657361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 17704599 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 doc4.xml X0306 4 2017-03-21 0000866787 AUTOZONE INC AZO 0001657361 Halsell Rodney C. 123 S. FRONT STREET DEPT. 8074 MEMPHIS TN 38103 1 Sr. Vice President Common Stock 2017-03-21 4 M 0 3600.0000 142.7700 A 3965.6732 D Common Stock 2017-03-21 4 M 0 3300.0000 225.7400 A 7265.6732 D Common Stock 2017-03-21 4 M 0 3200.0000 371.4700 A 10465.6732 D Common Stock 2017-03-21 4 M 0 3200.0000 326.0000 A 13665.6732 D Common Stock 2017-03-21 4 M 0 1000.0000 425.1100 A 14665.6732 D Common Stock 2017-03-21 4 S 0 415.0000 725.9482 D 14250.6732 D Common Stock 2017-03-21 4 S 0 6897.0000 725.0225 D 7353.6732 D Common Stock 2017-03-21 4 S 0 6988.0000 723.9902 D 365.6732 D Non-Qualified Stock Option (right to buy) 326.0000 2017-03-21 4 M 0 3200.0000 0.0000 D 2021-09-28 Common Stock 3200.0000 0.0000 D Non-Qualified Stock Option (right to buy) 371.4700 2017-03-21 4 M 0 3200.0000 0.0000 D 2022-09-28 Common Stock 3200.0000 0.0000 D Non-Qualified Stock Option (right to buy) 225.7400 2017-03-21 4 M 0 3300.0000 0.0000 D 2020-09-29 Common Stock 3300.0000 0.0000 D Non-Qualified Stock Option (right to buy) 142.7700 2017-03-21 4 M 0 3600.0000 0.0000 D 2019-09-30 Common Stock 3600.0000 0.0000 D Non-Qualified Stock Option (right to buy) 425.1100 2017-03-21 4 M 0 1000.0000 0.0000 D 2023-10-02 Common Stock 1000.0000 1550.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $725.75 - $726.135 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $724.75 - $725.60 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $723.67 - $724.65 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively. Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively. Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan. Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively. Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively. Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. /s/ Rodney C. Halsell 2017-03-21