0001225208-16-042919.txt : 20161208 0001225208-16-042919.hdr.sgml : 20161208 20161208175147 ACCESSION NUMBER: 0001225208-16-042919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 162042382 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 doc4.xml X0306 4 2016-12-07 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Chairman, President & CEO Common Stock 2016-12-07 4 M 0 32000.0000 130.7900 A 50128.8854 D Common Stock 2016-12-07 4 S 0 100.0000 805.8100 D 50028.8854 D Common Stock 2016-12-07 4 S 0 100.0000 800.1200 D 49928.8854 D Common Stock 2016-12-07 4 S 0 100.0000 794.0100 D 49828.8854 D Common Stock 2016-12-07 4 S 0 100.0000 787.2669 D 49728.8854 D Common Stock 2016-12-07 4 S 0 159.0000 799.3635 D 49569.8854 D Common Stock 2016-12-07 4 S 0 172.0000 802.3570 D 49397.8854 D Common Stock 2016-12-07 4 S 0 812.0000 808.0142 D 48585.8854 D Common Stock 2016-12-07 4 S 0 812.0000 807.0896 D 47773.8854 D Common Stock 2016-12-07 4 S 0 896.0000 788.8228 D 46877.8854 D Common Stock 2016-12-07 4 S 0 1423.0000 804.5403 D 45454.8854 D Common Stock 2016-12-07 4 S 0 1917.0000 804.0378 D 43537.8854 D Common Stock 2016-12-07 4 S 0 11450.0000 790.1593 D 32087.8854 D Common Stock 2016-12-07 4 S 0 13959.0000 791.0090 D 18128.8854 D Common Stock 847.0000 I As Custodian for Daughter Common Stock 847.0000 I As Custodian for Son Common Stock 81.0000 I As Trustee for Daughter's Trust Common Stock 81.0000 I As Trustee for Son's trust Common Stock 9000.0000 I By GRAT Common Stock 15834.0000 I By Trust for Wife Non-Qualified Stock Option (right to buy) 130.7900 2016-12-07 4 M 0 32000.0000 0.0000 D 2018-09-23 Common Stock 32000.0000 0.0000 D This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $787.22 - $788.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $798.81 - $799.69 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $802.29 - $802.45 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $808.00 - $808.065 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $807.00 - $807.47 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $788.39 - $789.22 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $804.42 - $804.77 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $803.34 - $804.22 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $789.54 - $790.53 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $790.54 - $791.435 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan. Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively. /s/ William C. Rhodes III 2016-12-07