-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AJR+55Me7bOYoQRSu+cHNLwjBXLgfz3GqR/ICMIkY7L98hc0ccTnfvj28KCrUO5g SAdGaFf1jF224yy2j36nbA== 0001209191-03-029335.txt : 20031107 0001209191-03-029335.hdr.sgml : 20031107 20031107174335 ACCESSION NUMBER: 0001209191-03-029335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL LTD CENTRAL INDEX KEY: 0000714997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986329 MAIL ADDRESS: STREET 1: 9 CHURCH ST CITY: HAMILTON BERMUDA STATE: D0 ZIP: 9999999999 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP CENTRAL INDEX KEY: 0001249801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986328 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTORS LLC CENTRAL INDEX KEY: 0001249806 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986332 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KP I PARTNERS LP CENTRAL INDEX KEY: 0001251562 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986323 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0830 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986330 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986331 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 200GA L P CENTRAL INDEX KEY: 0001269230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986324 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUE MACAW PARTNERS L P CENTRAL INDEX KEY: 0001269231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986325 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARION PARTNERS L P CENTRAL INDEX KEY: 0001269233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986326 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACRES PARTNERS L P CENTRAL INDEX KEY: 0001269237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 03986327 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 bod10380_1aa.xml MAIN DOCUMENT DESCRIPTION X0201 42003-11-050 0000866787 AUTOZONE INC AZO 0001126396 ESL INVESTMENTS INC 200 Greenwich AvenueGreenwichCT068300010 0000923727 ESL PARTNERS LP 200 Greenwich AvenueGreenwichCT068300010 0000714997 ESL LTD 9 Church StreetHamilton, Bermuda068300010 0001249801 ESL INSTITUTIONAL PARTNERS LP 200 Greenwich AvenueGreenwichCT068300010 0001249806 ESL INVESTORS LLC 200 Greenwich AvenueGreenwichCT068300010 0001269237 ACRES PARTNERS L P 200 Greenwich AvenueGreenwichCT068300010 0001269233 MARION PARTNERS L P 200 Greenwich AvenueGreenwichCT068300010 0001269231 BLUE MACAW PARTNERS L P 200 Greenwich AvenueGreenwichCT068300010 0001269230 200GA L P 200 Greenwich AvenueGreenwichCT068300010 0001251562 KP I PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0010Common Stock2003-11-054S0242247098.8815D8249659DCommon Stock2003-11-054S034469998.8815D1355385DCommon Stock2003-11-054S09325598.8815D302560DCommon Stock2003-11-054 S037534498.8815D1146021DCommon Stock2003-11-054S0 165104298.8815D5875557DCommon Stock2003-11-054S022484098.881 5D0DCommon Stock2003-11-054S048835098.8815D0DCommon Stock2215581DCommon Stock441638 DCommon Stock342299DThese securities are owned by ESL Partners, L.P., a Delaware limited partnership ("Partners").These securities are owned by ESL Limited, a Bermuda corporation ("Limited").These securities are owned by ESL Institutional Partners, L.P., a Delaware limited partnership ("Institutional").These securities are owned by ESL Investors, L.L.C., a Delaware limited liability company ("Investors").These securities are owned by Acres Partners, L.P., a Delaware limited partnership ("Acres").These securities are owned by Marion Partners, L.P., a Delaware limited partnership ("Marion").These securities are owned by Blue Macaw Partners, L.P., a Delaware limited partnership ("Blue Macaw").These securities are owned by 200GA, L.P., a Delaware limited partnership ("200GA").These securities are owned by KP I Partners, L.P., a Delaware limited partnership ("KPI").These securities are owned by KP II Partners, L.P., a Delaware limited partnership ("KPII").This Form 4 is filed on behalf of a group consisting of Partners, Limited, Institutional, Investors, Acres, Marion, Blue Macaw, 200GA, KPI and KPII (collectively, the "ESL Parties"), RBS Part ners, L.P. ("RBS Partners"), ESL Investment Management, LLC, a Delaware limited liability company ("ESLIM"), RBS Investment Management, LLC, a Delaware limited liability company ("RBSIM"), ESL Investments, Inc., a Delaware corporation ("Investments"), and Edward S. Lampert. The general partner of Partners and the manager of Investors is RBS Partners. The general partner of RBS Partners is Investments. ESLIM is the investment manager of Limited and the general partner of each of KPI and KPII. RBSIM is the general partner of Institutional. Investments is the general partner of each of Acres, Marion, Blue Macaw and 200GA. Mr. Lampert is a controlling stockholder of Investments and the managing member of RBSIM and ESLIM.Each of the ESL Parties, RBS Partners, ESLIM, RBSIM, Investments and Mr. Lampert may be deemed to be an indirect beneficial owner of the securities reported on this Form 4. The total amount of securities reported as beneficially owned by each of the ESL Parties is gr eater than Investments' or Mr. Lampert's indirect pecuniary interest in such securities. The total amount of securities reported as beneficially owned by Institutional is greater than RBSIM's indirect pecuniary interest in such securities. The total amount of securities reported as beneficially owned by Limited, KPI and KPII, respectively, is greater than ESLIM's indirect pecuniary interest in such securities. The total amount of securities reported as beneficially owned by Partners and Investors, respectively, is greater than RBS Partners' indirect pecuniary interest in such securities. The SEC's online filing system for Section 16 reports only permits ten reporting persons to file a joint report pursuant to Section 16. However, this Form 4 is filed on behalf of more than ten reporting persons. In accordance with instructions of the SEC (FAQ: Section 16 Electronic Reporting; Q.13), this Form 4 is being filed on behalf of ten of the reporting persons, and an additional copy of this Form 4 is being filed contemporaneously herewith on behalf of the remaining reporting persons. /s/ William C. Crowley, President of ESL Investments, Inc.2003-11-07/s/ William C. Crowley, for ESL Partners, L.P.2003-11-07/s/ William C. Crowley, for ESL Limited2003-11-07/s/ William C. Crowley, for ESL Institutional Partners, L.P.2003-11-07/s/ William C. Crowley, for ESL Investors, L.L.C.2003-11-07/s/ William C. Crowley, for Acres Partners, L.P.2003-11-07/s/ William C. Crowley, for Marion Partners, L.P.2003-11-07/s/ William C. Crowley, for Blue Macaw Partners, L.P.2003-11-07/s/ William C. Crowley, for 200GA, L.P.2003-11-07/s/ William C. Crowley, for KP I Partners, L.P.2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----