0001104659-23-113499.txt : 20231101 0001104659-23-113499.hdr.sgml : 20231101 20231101195926 ACCESSION NUMBER: 0001104659-23-113499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazer Preston CENTRAL INDEX KEY: 0001790602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 231369650 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0826 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 tm2329633-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-10-31 1 0000866787 AUTOZONE INC AZO 0001790602 Frazer Preston 123 SOUTH FRONT STREET MEMPHIS TN 38103 0 1 0 0 Senior Vice President 0 Common Stock 2023-10-31 4 M 0 2400 1139.990 A 3109.4481 D Common Stock 2023-10-31 4 M 0 250 1390.470 A 3359.4481 D Common Stock 2023-10-31 4 M 0 2794 1651.220 A 6153.4481 D Common Stock 2023-10-31 4 M 0 1310 2205.030 A 7463.4481 D Common Stock 2023-10-31 4 S 0 300 2470.84 D 7163.4481 D Common Stock 2023-10-31 4 S 0 504 2472.68 D 6659.4481 D Common Stock 2023-10-31 4 S 0 657 2473.68 D 6002.4481 D Common Stock 2023-10-31 4 S 0 641 2474.94 D 5361.4481 D Common Stock 2023-10-31 4 S 0 728 2475.63 D 4633.4481 D Common Stock 2023-10-31 4 S 0 1753 2477.01 D 2880.4481 D Common Stock 2023-10-31 4 S 0 725 2478.12 D 2155.4481 D Common Stock 2023-10-31 4 S 0 560 2479.00 D 1595.4481 D Common Stock 2023-10-31 4 S 0 45 2479.63 D 1550.4481 D Common Stock 2023-10-31 4 S 0 100 2481.57 D 1450.4481 D Common Stock 2023-10-31 4 S 0 337 2483.31 D 1113.4481 D Common Stock 2023-10-31 4 S 0 220 2484.70 D 893.4481 D Common Stock 2023-10-31 4 S 0 145 2487.66 D 748.4481 D Common Stock 2023-10-31 4 S 0 39 2488.72 D 709.4481 D Common Stock 20 I By Spouse Common Stock 875 I Family Trust Non-Qualified Stock Option (right to buy) 1139.990 2023-10-31 4 M 0 2400 0 D 2030-10-08 Common Stock 2400 1200 D Non-Qualified Stock Option (right to buy) 1390.470 2023-10-31 4 M 0 250 0 D 2031-06-16 Common Stock 250 250 D Non-Qualified Stock Option (right to buy) 1651.220 2023-10-31 4 M 0 2794 0 D 2031-10-05 Common Stock 2794 2796 D Non-Qualified Stock Option (right to buy) 2205.030 2023-10-31 4 M 0 1310 0 D 2032-10-04 Common Stock 1310 3930 D This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,470.69 - $2,471.00 per Share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1) through (13) to this Form 4. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,472.43 - $2,473.38 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,473.57 - $2,474.27 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,474.41 - $2,475.38 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,475.41 - $2,476.31 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,476.52 - $2,477.42 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,477.51 - $2,478.49 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,478.49 - $2,479.49 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,479.51 - $2,479.70 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,483.00 - $2,483.90 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,484.09 - $2,486.01 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,487.47 - $2,488.33 per Share, inclusive. This price represents the weighted average price per Share, of the Issuer, of sales that were executed at prices ranging from $2,488.58 - $2,488.82 per Share, inclusive. Options exercisable in one-fourth increments on October 7, 2021, 2022, 2023, and 2024, respectively. Options exercisable in one-fourth increments on June 16, 2022, 2023, 2024, and 2025, respectively. Options exercisable in annual, one-fourth increments, beginning on 10/15/2022. Options exercisable in annual, one-fourth increments, beginning on 10/15/2023. /s/ Preston Frazer 2023-11-01