-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OVZIGonWkubKsviWdEFl39PDyt9AY7zKXKupQ+MiysYyJVgSOMH+s+bkodyEPI4B Ffij1S3LihirptxpJKdigw== 0001104659-08-024257.txt : 20080414 0001104659-08-024257.hdr.sgml : 20080414 20080414180911 ACCESSION NUMBER: 0001104659-08-024257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080410 FILED AS OF DATE: 20080414 DATE AS OF CHANGE: 20080414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS PARTNERS L P /CT CENTRAL INDEX KEY: 0000860585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 08755477 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614606 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: LAMPERT L P DATE OF NAME CHANGE: 19940207 FORMER NAME: FORMER CONFORMED NAME: RBS PARTNERS L P DATE OF NAME CHANGE: 19931210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 08755478 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 08755479 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPERT EDWARD S CENTRAL INDEX KEY: 0001183200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 08755480 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 9014956500 4 1 a4.xml 4 X0202 4 2008-04-10 0 0000866787 AUTOZONE INC AZO 0001183200 LAMPERT EDWARD S 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001126396 ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000923727 ESL PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000860585 RBS PARTNERS L P /CT 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2008-04-10 4 P 0 4200 116.89 A 12618761 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 12000 116.9 A 12630761 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 100 116.91 A 12630861 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 100 116.92 A 12630961 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 300 116.93 A 12631261 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 1700 116.94 A 12632961 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 11900 116.95 A 12644861 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 2000 116.96 A 12646861 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 1900 116.98 A 12648761 I See Footnote Common Stock, par value $0.01 per share 2008-04-10 4 P 0 15000 117 A 12663761 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 822 117.08 A 12664583 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 2904 117.15 A 12667487 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 600 117.17 A 12668087 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 26 117.21 A 12668113 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 500 117.22 A 12668613 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 1550 117.23 A 12670163 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 13200 117.24 A 12683363 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 17891 117.25 A 12701254 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 17487 117.26 A 12718741 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 3723 117.27 A 12722464 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 2200 117.28 A 12724664 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 4400 117.29 A 12729064 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 12328 117.3 A 12741392 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 1600 117.31 A 12742992 I See Footnote Common Stock, par value $0.01 per share 2008-04-11 4 P 0 8229 117.33 A 12751221 I See Footnote Common Stock, par value $0.01 per share 71771 I See Footnote Common Stock, par value $0.01 per share 3003476 I See Footnote Common Stock, par value $0.01 per share 5875557 I See Footnote Common Stock, par value $0.01 per share 860325 I See Footnote Common Stock, par value $0.01 per share 22150 D These shares of common stock, par value $0.01 per share ("Shares"), of AutoZone Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners"). These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors"). These Shares are held by Acres Partners, L.P. ("Acres"). These Shares are held by RBS Partners, L.P. ("RBS"). These Shares are held by Edward S. Lampert. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS and Partners. RBS is the general partner of Partners. RBS Investment Management, LLC ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS, the general partner of Acres and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. This Form 4 is the third of four Form 4 filings being made by Mr. Lampert, Investments, RBS and Partners on April 14, 2008. /s/ Edward S. Lampert (See signatures of Reporting Persons as Exhibit 99.1) 2008-04-14 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

 

Joint Filer Information

 

 

 

 

Date of Event Requiring Statement:

April 10, 2008

 

 

 

 

Issuer Name and Ticker or Trading Symbol:

AutoZone, Inc. (AZO)

 

 

 

 

Designated Filer:

Edward S. Lampert

 

 

 

 

Other Joint Filers:

ESL Investments, Inc., RBS Partners, L.P. and ESL Partners, L.P.

 

 

Addresses:

The principal business address of each of the Joint Filers above is
200 Greenwich Avenue, Greenwich, CT 06830.

 

 

 

Signatures:

EDWARD S. LAMPERT

 

 

 

 

 

/s/ Edward S. Lampert

 

Edward S. Lampert

 

 

 

 

 

ESL INVESTMENTS, INC.

 

 

 

 

 

By:

/s/ Theodore W. Ullyot

 

Name:

Theodore W. Ullyot

 

Title:

EVP & General Counsel

 

 

 

 

RBS PARTNERS, L.P.

 

 

 

By:

ESL Investments, Inc., as its general partner

 

 

 

 

By:

/s/ Theodore W. Ullyot

 

Name:

Theodore W. Ullyot

 

Title:

EVP & General Counsel

 

 

 

 

ESL PARTNERS, L.P.

 

 

 

By:

RBS Partners, L.P., as its general partner

 

 

 

 

By:

ESL Investments, Inc., as its general partner

 

 

 

 

By:

/s/ Theodore W. Ullyot

 

Name:

Theodore W. Ullyot

 

Title:

EVP & General Counsel

 

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