-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6lyV6lBmywCNLjMix2ZCJ3K42T/GoPfjKXFwjgZBoCgoSNn7sEW6aeCreCprrk+ KOaCs//OXRczwTScOAkW8w== 0001011908-99-000060.txt : 19991119 0001011908-99-000060.hdr.sgml : 19991119 ACCESSION NUMBER: 0001011908-99-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991110 DATE AS OF CHANGE: 19991117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: 5531 IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10714 FILM NUMBER: 99746454 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-9842 COMPANY DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 STANDARD INDUSTRIAL CLASSIFICATION: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P.O. BOX 2198 CITY: MEMPHIS STATE: TN ZIP: 38101-9842 BUSINESS PHONE: 9014957967 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Rhodes, William C., III 123 South Front Street Memphis, TN 38103 2. Issuer Name and Ticker or Trading Symbol AutoZone, Inc. (AZO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year October 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Senior Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/25/1999 P 6,700 A $26.00 7,756 D Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $25.5625 10/18/1999 A 37,000 (2) 10/19/2009 (right to buy) (1) Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 10/18/99 Common Stock 37,000.0 37,000.0 D (right to buy) Explanation of Responses: (1) Options granted in accordance with the AutoZone, Inc. Second Amended and Restated 1996 Stock Option Plan. (2) Options exercisable in one-third increments on October 18, 2002, 2003, and 2004, respectively.
SIGNATURE OF REPORTING PERSON /S/ WILLIAM C. RHODES, III DATE November 5, 1999 -----END PRIVACY-ENHANCED MESSAGE-----