-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFDeXMzc9bGA8xxG1nEz1zUNs9fF2QjzkvAiY9lZL2fqQlUwea0/n+bEtcUeRiK1 K8nVb9O45p8Y+hF5IN6b+A== 0001011908-02-000138.txt : 20021204 0001011908-02-000138.hdr.sgml : 20021204 20021203180143 ACCESSION NUMBER: 0001011908-02-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021203 FILED AS OF DATE: 20021204 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MICHELSON MICHAEL W CENTRAL INDEX KEY: 0001182415 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 02847850 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 edgar.txt FORM 4 - 12-03-2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Michael W. Michelson Kohlberg Kravis Roberts & Co. 2800 Sand Hill Road Suite 200 CA, Menlo Park 94025 2. Issuer Name and Ticker or Trading Symbol AutoZone, Inc. (AZO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/3/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |12/3/ |M | |1000 |A |32.7183 | |D | | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/3/ |M | |1000 |A |32.7813 | |D | | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/3/ |M | |1000 |A |35.0625 |514883 |D | | |2002 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Appreciation Rig| |12/2/|A | |22.5 |A |2 |3 |Common Stock|22.5 |81.63 |4570.1 |D | | hts 1 | | 2002| | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Op|35.0625 |12/3/|M | |1000 |D |3/17/|3/17/|Common Stock|1000 | |0 |D | | tion (right to buy) 4 | | 2002| | | | |2001 |2008 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Op|32.7813 |12/3/|M | |1000 |D |12/31|12/31|Common Stock|1000 | |0 |D | | tions (right to buy) 4| | 2002| | | | |/2001|/2008| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Op|32.7813 |12/3/|M | |1000 |D |1/1/2|1/1/2|Common Stock|1000 | |0 |D | | tions (right to buy) 4| | 2002| | | | |002 |009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Granted in accordance with the AutoZone, Inc. 1998 Director Compensation Plan. 2. Stock Appreciation Rights are convertible to Common Stock or cash immediately upon termination as a director. 3. Stock Appreciation Rights do not expire. 4. Granted in accordance with the AutoZone, Inc. Directors Stock Option Plan. -----END PRIVACY-ENHANCED MESSAGE-----