SC 13D/A 1 azo13da1209.htm azo13da1209.htm - Generated by SEC Publisher for SEC Filing

                                                                                                                                                             

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 44)*

AutoZone, Inc.

                                                                                                                                                 

(Name of Issuer)

 

Common Stock, par value $0.01 per share

                                                                                                                                                 

(Title of Class of Securities)

 

053332102

                                                                                                                                                 

(CUSIP Number)

 

David A. Katz

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, New York 10019

(212) 403-1000

                                                                                                                                                 

(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

 

December 9, 2011

                                                                                                                                                 

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨ 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

ESL Partners, L.P.

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

3,893,420

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

3,893,420

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
PN

             

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

ESL Institutional Partners, L.P.

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

933

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

933

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
PN

             

 

                                                                                                                                                             


 

 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

ESL Investors, L.L.C.

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

1,311,775

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

1,311,775

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
OO

           

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

Acres Partners, L.P.

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

2,000,000

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

2,000,000

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
PN

             

 

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON


RBS Investment Management, L.L.C.

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

933

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

933

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
OO

             

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

Tynan, LLC

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

12,685

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

12,685

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
OO

             

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

RBS Partners, L.P.

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

5,205,195

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

5,205,195

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
PN

             

                                                                                                                                                             


 

 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

ESL Investments, Inc.

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

 

7

SOLE VOTING POWER

7,206,128

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

7,206,128

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
CO

             

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

Edward S. Lampert

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
United States

 

7

SOLE VOTING POWER

9,387,016

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

7,864,114

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
IN

             

 

                                                                                                                                                             


 

 

CUSIP No. 053332102

1

NAME OF REPORTING PERSON

William C. Crowley

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) X
(b) _

3

SEC USE ONLY

4

SOURCE OF FUNDS
                        N/A

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £ 

6

CITIZENSHIP OR PLACE OF ORGANIZATION
United States

 

7

SOLE VOTING POWER

27,122

 

NUMBER OF SHARES BENEFICIALLY

8

SHARED VOTING POWER

0

OWNED BY EACH REPORTING PERSON WITH

9

SOLE DISPOSITIVE POWER

19,901

 

10

SHARED DISPOSITIVE POWER

0

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

9,414,138

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £ 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

23.9%

14

 

TYPE OF REPORTING PERSON
IN

             

 

                                                                                                                                                             


 

 

                

               This Amendment No. 44 to Schedule 13D (this “Amendment”) relates to shares of common stock, par value $0.01 per share (the "Shares"), of AutoZone, Inc., a Delaware corporation (the "Issuer").  This Amendment No. 44 amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (“Partners”), ESL Institutional Partners, L.P., a Delaware limited partnership (“Institutional”), ESL Investors, L.L.C., a Delaware limited liability company (“Investors”), Acres Partners, L.P., a Delaware limited partnership (“Acres”), RBS Investment Management, L.L.C., a Delaware limited liability company (“RBSIM”), Tynan, LLC, a Delaware limited liability company (“Tynan”), RBS Partners, L.P., a Delaware limited partnership (“RBS”), ESL Investments, Inc., a Delaware corporation (“Investments”), Edward S. Lampert and William C. Crowley, both United States citizens, by furnishing the information set forth below.  Partners, Institutional, Investors, Acres, RBSIM, Tynan, RBS, Investments, Mr. Lampert and Mr. Crowley are collectively defined as the “Filing Persons.”  Except as otherwise specified in this Amendment, all previous Items are unchanged.  Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission. 

 

               The Filing Persons are filing this Amendment No. 44 to report recent open-market sales of Shares that have decreased the amount of Shares that the Filing Persons may be deemed to beneficially own by an amount greater than one percent of the outstanding Shares of the Issuer. 

 

Item 5.  Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:

(a)-(b) As of December 9, 2011, the Filing Persons may be deemed to beneficially own an aggregate of 9,414,138 Shares (which represents approximately 23.9% of the 39,322,000 Shares outstanding as of November 19, 2011, as disclosed in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 6, 2011).  

REPORTING PERSON

NUMBER OF SHARES BENEFICIALLY OWNED

Percentage of Outstanding Shares

SOLE VOTING POWER

SHARED VOTING POWER

SOLE DISPOSITIVE POWER

SHARED DISPOSITIVE POWER

 

ESL Partners, L.P.

 

 

9,414,138 (1)

 

 

23.9%

3,893,420

0

3,893,420

 

0

ESL Institutional Partners, L.P.

 

 

9,414,138 (1)

 

 

23.9%

933

 

0

933

 

0

ESL Investors, L.L.C.

 

 

9,414,138 (1)

 

 

23.9%

1,311,775

0

1,311,775

0

Acres Partners, L.P.

 

 

9,414,138 (1)

 

23.9%

2,000,000

0

2,000,000

0

 

RBS Investment Management, L.L.C.

 

 

9,414,138 (1)

 

 

23.9%

933 (2)

0

933 (2)

0

Tynan, LLC

 

9,414,138 (1)

 

23.9%

12,685

0

12,685

0

 

RBS Partners, L.P.

 

 

9,414,138 (1)

 

23.9%

 

5,205,195 (4)

 

0

 

5,205,195 (4)

 

0

ESL Investments, Inc.

 

 

9,414,138 (1)

 

 

23.9%

 

7,206,128 (5)

 

0

 

7,206,128 (5)

 

0

Edward S. Lampert

 

 

9,414,138 (1)

 

23.9%

9,387,016 (6)

0

7,864,114 (3)

0

William C. Crowley

 

9,414,138 (1)

 

23.9%

27,122 (7)

0

19,901 (3)

0

                                                                                                                                                             


 

 

           

(1)        This number consists of 3,893,420 Shares held by Partners, 933 Shares held by Institutional, 1,311,775 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 12,685 Shares held by Tynan, 14,437 Shares held by Mr. Crowley, 2,134,572 Shares held by Mr. Lampert and 46,316 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(2)        This number consists of 933 Shares held by Institutional.

(3)        This number excludes Shares subject to the Lock-Up Agreement described herein.

(4)        This number consists of 3,893,420 Shares held by Partners and 1,311,775 Shares held in an account established by the investment member of Investors.

(5)        This number consists of 3,893,420 Shares held by Partners, 933 Shares held by Institutional, 1,311,775 Shares held in an account established by the investment member of Investors and 2,000,000 Shares held by Acres.

(6)        This number consists of 3,893,420 Shares held by Partners, 933 Shares held by Institutional, 1,311,775 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 2,134,572 Shares held by Mr. Lampert and 46,316 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(7)        This number consists of 12,685 Shares held by Tynan and 14,437 Shares held by Mr. Crowley.

In addition, Mr. Crowley directly owns options, which are not exercisable in the next 60 days, to purchase 3,000 Shares.

            (c)        Other than as set forth in Annex A hereto, there have been no transactions in Shares by any of the Filing Persons since November 3, 2011, the record date of the last Amendment on Schedule 13D by the Filing Persons.

(d)        Not applicable.

(e)        Not applicable.

 

                                                                                                                                                             


 

 

SIGNATURE

            After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  December 9, 2011

ESL PARTNERS, L.P.

 

By:  RBS Partners, L.P., as its general partner

 

By:  ESL Investments, Inc., as its general partner

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title: Chief Financial Officer

 

 

ESL INSTITUTIONAL PARTNERS, L.P.

 

By:  RBS Investment Management, L.L.C., as its general partner

 

By:  ESL Investments, Inc., as its manager

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

ESL INVESTORS, L.L.C.

 

By:  RBS Partners, L.P., as its managing member

 

By:  ESL Investments, Inc., as its general partner

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

ACRES PARTNERS, L.P.

 

By:  ESL Investments, Inc., as its general partner

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

 

 

 

                                                                                                                                                             


 

 

 

RBS INVESTMENT MANAGEMENT, L.L.C.

 

By:  ESL Investments, Inc., as its manager

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

TYNAN, LLC

By:       /s/ William C. Crowley                                       
Name:  William C. Crowley
Title:  Manager

 

RBS PARTNERS, L.P.

 

By:  ESL Investments, Inc., as its general partner

 

By:  /s/ Adrian J. Maizey                                     

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

ESL INVESTMENTS, INC.

 

By:  /s/ Adrian J. Maizey        

        Name:  Adrian J. Maizey
Title:  Chief Financial Officer

 

 

EDWARD S. LAMPERT

 

 

/s/ Edward S. Lampert                     

 

WILLIAM C. CROWLEY

 

 

/s/ William C. Crowley                   

 

                                                                                                                                                             


 

 

ANNEX A

Recent Transactions by the Filing Persons in the Securities of AutoZONE, Inc.

Entity

Date of Transaction

Nature of Transaction

Number of Shares of Common Stock

Weighted Average Price per Share ($)

  ESL Partners, L.P

 11/4/2011

Open Market Sales

 41,477

 $325.11

ESL Partners, L.P.

12/7/2011

Open Market Sales

39,996

$334.19

ESL Partners, L.P.

12/7/2011

Open Market Sales

13,629

$335.06

ESL Partners, L.P.

12/7/2011

Open Market Sales

251

$338.07

ESL Partners, L.P.

12/8/2011

Open Market Sales

28,233

$331.39

ESL Partners, L.P.

12/8/2011

Open Market Sales

7,166

$332.52

ESL Partners, L.P.

12/8/2011

Open Market Sales

10,844

$333.59

ESL Partners, L.P.

12/8/2011

Open Market Sales

111

$334.10

ESL Partners, L.P.

12/9/2011

Open Market Sales

150,518

$330.25

ESL Partners, L.P.

12/9/2011

Open Market Sales

3,260

$331.17

ESL Partners, L.P.

12/9/2011

Open Market Sales

108

$332.00

  ESL Investors, L.L.C.

 11/4/2011

 Open Market Sales

 13,041

 $325.11

ESL Investors, L.L.C.

12/8/2011

Open Market Sales

6,796

$331.39

ESL Investors, L.L.C.

12/8/2011

Open Market Sales

1,725

$332.52

ESL Investors, L.L.C.

12/8/2011

Open Market Sales

2,610

$333.59

ESL Investors, L.L.C.

12/8/2011

Open Market Sales

27

$334.10

ESL Investors, L.L.C.

12/9/2011

Open Market Sales

47,556

$330.25

ESL Investors, L.L.C.

12/9/2011

Open Market Sales

1,030

$331.17

ESL Investors, L.L.C.

12/9/2011

Open Market Sales

34

$332.00

  ESL Institutional Partners,
  L.P.

 11/4/2011

 Open Market Sales

 10

 $325.11

ESL Institutional Partners, L.P.

12/7/2011

Open Market Sales

6

$334.19

ESL Institutional Partners, L.P.

12/7/2011

Open Market Sales

2

$335.06

ESL Institutional Partners, L.P.

12/8/2011

Open Market Sales

6

$331.39

ESL Institutional Partners, L.P.

12/8/2011

Open Market Sales

2

$332.52

ESL Institutional Partners, L.P.

12/8/2011

Open Market Sales

3

$333.59

ESL Institutional Partners, L.P.

12/9/2011

Open Market Sales

35

$330.25

ESL Institutional Partners, L.P.

12/9/2011

Open Market Sales

1

$331.17

  Edward S. Lampert

 11/4/2011

 Open Market Sales

21,896

 $325.11

Edward S. Lampert

12/7/2011

Open Market Sales

8,894

$334.19

Edward S. Lampert

12/7/2011

Open Market Sales

3,031

$335.06

Edward S. Lampert

12/7/2011

Open Market Sales

56

$338.07

Edward S. Lampert

12/8/2011

Open Market Sales

15,332

$331.39

Edward S. Lampert

12/8/2011

Open Market Sales

3,891

$332.52

Edward S. Lampert

12/8/2011

Open Market Sales

5,889

$333.59

Edward S. Lampert

12/8/2011

Open Market Sales

60

$334.10

Edward S. Lampert

12/9/2011

Open Market Sales

79,913

$330.25

Edward S. Lampert

12/9/2011

Open Market Sales

1,731

$331.17

Edward S. Lampert

12/9/2011

Open Market Sales

57

$332.00

  The Lampert Foundation

 11/4/2011

 Open Market Sales

482

 $325.11

The Lampert Foundation

12/7/2011

Open Market Sales

309

$334.19

The Lampert Foundation

12/7/2011

Open Market Sales

105

$335.06

The Lampert Foundation

12/7/2011

Open Market Sales

2

$338.07

The Lampert Foundation

12/8/2011

Open Market Sales

318

$331.39

The Lampert Foundation

12/8/2011

Open Market Sales

81

$332.52

The Lampert Foundation

12/8/2011

Open Market Sales

122

$333.59

The Lampert Foundation

12/8/2011

Open Market Sales

1

$334.10

The Lampert Foundation

12/9/2011

Open Market Sales

1,755

$330.25

The Lampert Foundation

12/9/2011

Open Market Sales

38

$331.17

The Lampert Foundation

12/9/2011

Open Market Sales

1

$332.00

  Tynan, LLC 1

 11/4/2011

 Open Market Sales

132

$325.11

Tynan, LLC 1

12/7/2011

Open Market Sales

85

$334.19

Tynan, LLC1

12/7/2011

Open Market Sales

29

$335.06

Tynan, LLC1

12/8/2011

Open Market Sales

87

$331.39

Tynan, LLC1

12/8/2011

Open Market Sales

22

$332.52

Tynan, LLC1

12/8/2011

Open Market Sales

33

$333.59

Tynan, LLC1

12/8/2011

Open Market Sales

1

$334.10

Tynan, LLC1

12/9/2011

Open Market Sales

480

$330.25

Tynan, LLC1

12/9/2011

Open Market Sales

11

$331.17



 
 

  William C. Crowley 2

  11/4/2011

  Open Market Sales

  79

  $325.11

William C. Crowley 2

12/7/2011

Open Market Sales

112

$334.19

William C. Crowley2

12/7/2011

Open Market Sales

38

$335.06

William C. Crowley2

12/7/2011

Open Market Sales

1

$338.07

William C. Crowley2

12/8/2011

Open Market Sales

56

$331.39

William C. Crowley2

12/8/2011

Open Market Sales

14

$332.52

William C. Crowley2

12/8/2011

Open Market Sales

22

$333.59

William C. Crowley2

12/9/2011

Open Market Sales

288

$330.25

William C. Crowley2

12/9/2011

Open Market Sales

6

$331.17



                                                   

1 William C. Crowley is the sole manager of and a member of Tynan, LLC.

2 These Shares are held in a grantor retained annuity trust, of which William C. Crowley is the trustee.