-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ANP8nXGqb7Zl+PTBUPuZH10iAL4NQPTZ7bYU3DKT8mQaJbr7Zk54zBg+ssLdvf/n xoc/xDAJ5kAnhRJc1nwWrQ== 0000950132-97-000702.txt : 19971002 0000950132-97-000702.hdr.sgml : 19971002 ACCESSION NUMBER: 0000950132-97-000702 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970926 ITEM INFORMATION: FILED AS OF DATE: 19971001 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WASTE SERVICES INC CENTRAL INDEX KEY: 0000866730 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341602983 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-10599 FILM NUMBER: 97689255 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 2168568800 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ------------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 26, 1997 AMERICAN WASTE SERVICES, INC. (Exact Name of Registrant as Specified in its Charter) Ohio 1-10599 34-1602983 - ---------------------------- ------------------- --------------------- (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.) One American Way, Warren, Ohio 44484 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (330) 856-8800 - ------------------------------------------------------------------------------- (Former name and address, if changed since last report) This Report contains a total of 2 pages. There are no exhibits. ITEM 5. Other Events Securities Litigation Dismissed On or about October 3, 1991, one shareholder owning 100 shares of stock brought suit against the Company and others on behalf of himself and a purported class of other shareholders in the United States District Court for the Southern District of New York. The suit alleged that the Company, the signatories to the registration statements filed with the Securities and Exchange Commission during October 1990, and the Company's underwriters violated federal securities laws in connection with the Company's public offering of six million shares of Class A Common Stock in October 1990. Among other things, the suit alleged misrepresentations and failure to disclose allegedly material information concerning the nature of the Company's market; the size of the Company's market; the Company's failure to disclose that its landfills were located within a 50- mile radius of each other in Ohio, thus making the Company especially vulnerable to local conditions and competition; the Company's failure to set forth the present and imminent competition; and the Company's growth. The Plaintiff sought damages in an unspecified amount alleged to have arisen in part from the decline in the price of the Company's stock following the public offering, and rescission. On September 26, 1997 the Court granted the defendants' Motion for Summary Judgement and dismissed Plaintiff's case. Pursuant to the federal rules of appellate procedure, the Court's dismissal is appealable within thirty days of the date of the judgement entry. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AMERICAN WASTE SERVICES, INC. /s/ Timothy C. Coxson --------------------------------------- By: Timothy C. Coxson Executive Vice President, Finance Treasurer, Chief Financial Officer DATED: October 1, 1997 -----END PRIVACY-ENHANCED MESSAGE-----