-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqY5pP4Tusxu3nmytWFZXEecNbkuS9RG2IX7GgxZ1EDXHrsinHcURkV8KCp+xuPn N7Jw1BGhHkIANPOJDHKWKA== 0000950134-02-000861.txt : 20020414 0000950134-02-000861.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950134-02-000861 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020206 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESCO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000866706 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 431554045 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10596 FILM NUMBER: 02529178 BUSINESS ADDRESS: STREET 1: 8888 LADUE RD STREET 2: SUITE 200 CITY: ST LOUIS STATE: MO ZIP: 63124-2090 BUSINESS PHONE: 3142137200 MAIL ADDRESS: STREET 1: 8888 LADUE RD STREET 2: SUITE 200 CITY: ST LOUIS STATE: M0 ZIP: 63124-2090 FORMER COMPANY: FORMER CONFORMED NAME: ESCO ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 8-K 1 c67381e8-k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2002 ESCO TECHNOLOGIES INC. (Exact Name of Registrant as Specified in Charter) Missouri 1-10596 43-1554045 (State or Other (Commission (I.R.S. Employer Jurisdiction of Incorporation) File Number) Identification No.) 8888 Ladue Road, Suite 200, St. Louis, Missouri 63124-2056 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: 314-213-7200 ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits Exhibit No. Description of Exhibit 99.1 Operating Segment Reconciliation - Fiscal Year 2001. ITEM 9. REGULATION FD DISCLOSURE Attached as Exhibit 99.1 is certain additional information relating to the calculation of the Registrant's Earnings Before Income Taxes for fiscal year 2001, which supplements information presented at the Registrant's Annual Meeting of Stockholders held on February 5, 2002 and filed as exhibits with the Registrant's Form 8-K filed on February 5, 2002. The filing of this Exhibit is not intended to constitute a representation that such furnishing is required by Regulation FD or that information contained in the Exhibit is material information that is not otherwise publicly available. The information contained in the Exhibit is stated only as of the date of this filing. Registrant does not assume any obligation to update such information in the future. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ESCO TECHNOLOGIES INC. Dated: February 6, 2002 By: /s/G.E. Muenster -------------------------------- G.E. Muenster Vice President and Controller EXHIBIT INDEX ------------- Exhibit No. Description of Exhibit - ----------- ---------------------- 99.1 Operating Segment Reconciliation - Fiscal Year 2001 EX-99.1 3 c67381ex99-1.txt OPERATING SEGMENT RECONCILIATION- FISCAL YEAR 2001 ESCO TECHNOLOGIES INC. EXHIBIT 99.1 OPERATING SEGMENT RECONCILIATION -- FISCAL YEAR 2001 ($ IN MILLION's)
1ST 2ND 3RD 4TH FISCAL FILTRATION / FLUID FLOW QTR QTR QTR QTR 2001 ----------------------- ------------ ------------ ------------ ------------ ------------ NET SALES $ 44.2 46.9 47.5 49.6 188.2 OPERATING PROFIT 3.0 4.0 4.7 5.1 16.8 OTHER COSTS & EXPENSES, NET (1.0) (1.7) (1.1) (1.6) (5.4) ------------ ------------ ------------ ------------ ------------ E B I T (GAAP BASIS) 2.0 2.3 3.6 3.5 11.4 ============ ============ ============ ============ ============ ADD BACK: GOODWILL AMORTIZATION (0.5) (0.5) (0.5) (0.5) (2.0) ------------ ------------ ------------ ------------ ------------ E B I T (AS ADJUSTED) $ 2.5 2.8 4.1 4.0 13.4 ============ ============ ============ ============ ============ TEST ---- NET SALES $ 21.7 22.4 22.1 19.3 85.5 OPERATING PROFIT 2.4 2.3 2.3 2.3 9.3 OTHER COSTS & EXPENSES, NET (0.3) (0.7) (0.5) (0.3) (1.8) ------------ ------------ ------------ ------------ ------------ E B I T (GAAP BASIS) 2.1 1.6 1.8 2.0 7.5 ============ ============ ============ ============ ============ ADD BACK: GOODWILL AMORTIZATION (0.4) (0.4) (0.4) (0.3) (1.5) ------------ ------------ ------------ ------------ ------------ E B I T (AS ADJUSTED) $ 2.5 2.0 2.2 2.3 9.0 ============ ============ ============ ============ ============ COMMUNICATIONS -------------- NET SALES $ 14.3 14.6 15.8 14.4 59.1 OPERATING PROFIT 3.7 3.6 3.3 2.0 12.6 OTHER COSTS & EXPENSES, NET (0.2) (0.2) (0.2) (0.2) (0.8) ------------ ------------ ------------ ------------ ------------ E B I T (GAAP BASIS) 3.5 3.4 3.1 1.8 11.8 ============ ============ ============ ============ ============ ADD BACK: GOODWILL AMORTIZATION - - - - - ------------ ------------ ------------ ------------ ------------ E B I T (AS ADJUSTED) $ 3.5 3.4 3.1 1.8 11.8 ============ ============ ============ ============ ============ OTHER ----- NET SALES $ 2.7 3.0 2.5 3.9 12.1 OPERATING PROFIT (0.6) (0.3) (0.6) (0.4) (1.9) OTHER COSTS & EXPENSES, NET (0.4) - (0.5) (0.5) (1.4) ------------ ------------ ------------ ------------ ------------ E B I T (GAAP BASIS) (1.0) (0.3) (1.1) (0.9) (3.3) ============ ============ ============ ============ ============ ADD BACK: GOODWILL AMORTIZATION - - - - - ------------ ------------ ------------ ------------ ------------ E B I T (AS ADJUSTED) $ (1.0) (0.3) (1.1) (0.9) (3.3) ============ ============ ============ ============ ============ - -------------------------------------------------------------------------------------------------------------------------------- RANTEC - OPERATING PROFIT $ 0.3 0.4 0.3 0.4 1.4 - -------------------------------------------------------------------------------------------------------------------------------- CONSOLIDATED ------------ NET SALES $ 82.9 86.9 87.9 87.2 344.9 OPERATING PROFIT 8.5 9.6 9.7 9.0 36.8 OTHER COSTS & EXPENSES, NET (1.9) (2.6) (2.3) (2.6) (9.4) ------------ ------------ ------------ ------------ ------------ E B I T (GAAP BASIS) 6.6 7.0 7.4 6.4 27.4 ============ ============ ============ ============ ============ ADD BACK: GOODWILL AMORTIZATION (0.9) (0.9) (0.9) (0.8) (3.5) ------------ ------------ ------------ ------------ ------------ E B I T (AS ADJUSTED) $ 7.5 7.9 8.3 7.2 30.9 ============ ============ ============ ============ ============
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