0001437749-21-013729.txt : 20210528 0001437749-21-013729.hdr.sgml : 20210528 20210528162137 ACCESSION NUMBER: 0001437749-21-013729 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20201231 1.02 20201231 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ION GEOPHYSICAL CORP CENTRAL INDEX KEY: 0000866609 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 222286646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-12691 FILM NUMBER: 21980516 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 770422855 BUSINESS PHONE: 2819333339 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 770422855 FORMER COMPANY: FORMER CONFORMED NAME: INPUT OUTPUT INC DATE OF NAME CHANGE: 19930328 SD 1 io20201207_sd.htm FORM SD io20201207_sd.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

________________________

 

FORM SD

 

SPECIALIZED DISCLOSURE REPORT

 

 

ION Geophysical Corporation

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State or other jurisdiction of incorporation)

1-12691

(Commission file number)

22-2286646

(I.R.S. Employer Identification No.)

 

 

2105 CityWest Blvd, Suite 100

Houston, Texas

(Address of principal executive offices)

77042-2855

(Zip Code)

 

Matthew Powers

Executive Vice President, General Counsel and Corporate Secretary

(281) 933-3339


(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.

 

 

 

 

 

 

 

Section 1 Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report.

 

Conflict Minerals Disclosure

 

A copy of the Conflict Minerals Report of ION Geophysical Corporation (the “Company”) for the calendar year ended December 31, 2020, is filed as Exhibit 1.01 hereto and is publicly available in the Investor Relations – Governance section of the Company’s website at www.iongeo.com. Please note that the contents of the website referenced in this Form SD are not incorporated into this filing. Further, the reference to the URL for the website referenced in this Form SD is intended to be an inactive textual reference only.

 

Item 1.02 Exhibit.

 

The Company has filed, as an exhibit to this Form SD, a Conflict Minerals Report as required by Item 1.01 of this Form.

 

 

Section 2 Exhibits

 

Item 2.01 Exhibits.

 

Exhibit 1.01Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

ION GEOPHYSICAL CORPORATION

 

By:   /s/ MATTHEW POWERS            

Matthew Powers 

Executive Vice President, General Counsel and Corporate Secretary

Date: May 28, 2021

 

 
EX-1.01 2 ex_216556.htm EXHIBIT 1.01 ex_216556.htm

Exhibit 1.01

 

 

 

ION Geophysical Corporation

Conflict Minerals Report

For The Calendar Year Ended December 31, 2020

 

 

This report for the calendar year ended December 31, 2020 is presented by ION Geophysical Corporation (the “Company”) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). When used in this report, “Company,” “we,” “our,” and “us” refer to ION Geophysical Corporation and its consolidated subsidiaries, except where the context otherwise requires or as otherwise indicated.

 

The Securities and Exchange Commission (the “SEC”) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, or their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, “3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not the minerals fund armed conflict.

 

I.

Introduction

 

 

A.

Company

 

The Company is a leading provider of technology-driven solutions to the global oil & gas industry and other adjacent markets. 3TG can be found in some of the electronic components and materials supplied to us for inclusion in marine hardware and geophone products manufactured by the Company.

 

 

B.

Supply Chain Overview

 

The Company’s manufacturing processes for its marine hardware and geophone products require a large volume of components that the Company purchases from contract manufacturers as an alternative to the Company’s own manufacturing of products. The Company is many levels removed from the actual mining of minerals. Further, the Company does not make purchases of 3TG directly from smelters or refineries and makes no direct purchases of components in or from the Democratic Republic of the Congo and surrounding countries (“Covered Countries”). As a result of its extensive use of suppliers, the Company is required to rely upon its direct suppliers to provide information on the origin of the 3TG contained in products, components and materials supplied to the Company, including sources of 3TG that are supplied to the direct suppliers from lower tier suppliers.

 

 

C.

Conflict Minerals Policy

 

The Company has adopted a Conflict Minerals Policy Statement which governs the supply chain of conflict minerals from Covered Countries. The policy is publicly available in the Investors – Governance portion of the Company’s website at www.iongeo.com.

 

 

D.

Production Description

 

The Company manufactures products that may contain 3TG, such as marine hardware and geophone products.

 

Suppliers were requested to use the Conflict Free Sourcing Initiative’s (“CFSIs”) Conflict Minerals Reporting Template (“CMRT”) to identify 3TG smelters and refiners (“SORs”) and associated countries of origin.

 

See Annex A for a summary of verified smelters. Verified smelters are those listed by the Conflict Free Sourcing Initiative or the U.S. Department of Commerce as known metal processors, or otherwise determined to be metal processors through Source Intelligence’s research.

 

See Annex B for the list of Countries of Origin that the identified SORs are believed to include.

 

II.

Due Diligence Performed

 

 

A.

Design of Due Diligence Measures

 

With reference to the Organization for Economic Cooperation and Development’s (“OECDs”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements, the Company is considered a “downstream” company (that is, a company that is not involved in the supply chain between the mines and the SORs, but rather is involved in the supply chain between the SORs and retailers). Our due diligence practices were tailored accordingly.

 

The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016), Supplement on Tin, Tantalum and Tungsten and Supplement on Gold is available at http://www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf.

 

 

B.

Due Diligence Measures Implemented

 

Due Diligence measures undertaken by the Company include:

 

   

maintaining a conflict minerals policy (publicly available in the Investors - Corporate Governance portion of the Company’s website at www.iongeo.com);

    maintaining an internal, cross-functional team to support supply chain due diligence, including the selection of any new suppliers;
    implementing internal measures to strengthen company engagement with suppliers;
    engagement of a third-party vendor, Source Intelligence, to contact the identified suppliers via email and telephone, manage responses and identify the SORs in the supply chain;
    designed and implemented a strategy to respond to supply chain risks;
    report findings to senior management; and
    report annually on supply chain due diligence.

 

 

C.

Steps to Improve Due Diligence

 

The Company will endeavor to improve continuously upon its supply chain due diligence efforts via the following measures:

 

   

continue to assess the presence of 3TG in its supply chain;

    clearly communicate expectations with regard to supplier performance, transparency and sourcing, and target increased response rate for the Reasonable Country of Origin Inquiry (“RCOI”) process;
    undertake additional fact and risk assessments for risks requiring mitigation, as needed; and
    compare RCOI results to information collected via independent conflict free smelter validation programs such as the CFSI’s Conflict-Free Smelter Program as appropriate.

 

III.

Conflicts Minerals Disclosure

 

In accordance with the execution of this policy, the Company has concluded in good faith that during 2020,

 

   

a)

The Company manufactured products for which “conflict minerals” (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act) are necessary to the functionality or production thereof.

       
    b) Based on a RCOI and subsequent due diligence, the Company does not have concrete findings on whether its sourcing practices directly or indirectly funded armed groups in the Covered Countries.

 

The Company is unable to determine whether various components/materials are DRC conflict free. The Company does not have sufficient information from suppliers or other sources to conclude whether the necessary conflict minerals originated in the Covered Countries and, if so, whether the necessary conflict minerals were from recycled or scrap sources, were DRC conflict free, or have not been found to be DRC conflict free. On the basis of the due diligence measures taken above, a total of 94 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process. The survey response rate among these suppliers was 55%. Of these responding suppliers, 46% responded yes as to having one or more of the regulated metals (3TG) as necessary to the functionality or production of the products they supply to the Company.

 

IV.

Independent Private Sector Audit

 

Based on current SEC guidance, an audit is not required.

 

 

 

 

 

ANNEX A

 

 

 

 

 

Metal

Official Smelter Name

RMI Smelter ID

Gold

8853 S.p.A.

CID002763

Gold

Abington Reldan Metals, LLC

CID002708

Gold

Advanced Chemical Company

CID000015

Gold

African Gold Refinery

CID003185

Gold

Aida Chemical Industries Co., Ltd.

CID000019

Gold

Al Etihad Gold Refinery DMCC

CID002560

Gold

Alexy Metals

CID003500

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

CID000035

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

Gold

Argor-Heraeus S.A.

CID000077

Gold

Asahi Pretec Corp.

CID000082

Gold

Asahi Refining Canada Ltd.

CID000924

Gold

Asahi Refining USA Inc.

CID000920

Gold

Asaka Riken Co., Ltd.

CID000090

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000103

Gold

AU Traders and Refiners

CID002850

Gold

Augmont Enterprises Private Limited

CID003461

Gold

Aurubis AG

CID000113

Gold

Bangalore Refinery

CID002863

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

Gold

Boliden AB

CID000157

Gold

C. Hafner GmbH + Co. KG

CID000176

Gold

C.I Metales Procesados Industriales SAS

CID003421

Gold

Caridad

CID000180

Gold

CCR Refinery - Glencore Canada Corporation

CID000185

Gold

Cendres + Metaux S.A.

CID000189

Gold

CGR Metalloys Pvt Ltd.

CID003382

Gold

Chimet S.p.A.

CID000233

Gold

Chugai Mining

CID000264

Gold

Daye Non-Ferrous Metals Mining Ltd.

CID000343

Gold

Degussa Sonne / Mond Goldhandel GmbH

CID002867

Gold

Dijllah Gold Refinery FZC

CID003348

Gold

DODUCO Contacts and Refining GmbH

CID000362

Gold

Dowa

CID000401

Gold

DS PRETECH Co., Ltd.

CID003195

Gold

DSC (Do Sung Corporation)

CID000359

Gold

Eco-System Recycling Co., Ltd. East Plant

CID000425

Gold

Eco-System Recycling Co., Ltd. North Plant

CID003424

Gold

Eco-System Recycling Co., Ltd. West Plant

CID003425

Gold

Emerald Jewel Industry India Limited (Unit 1)

CID003487

Gold

Emerald Jewel Industry India Limited (Unit 2)

CID003488

Gold

Emerald Jewel Industry India Limited (Unit 3)

CID003489

Gold

Emerald Jewel Industry India Limited (Unit 4)

CID003490

Gold

Emirates Gold DMCC

CID002561

Gold

Fidelity Printers and Refiners Ltd.

CID002515

Gold

Fujairah Gold FZC

CID002584

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

CID002852

Gold

Geib Refining Corporation

CID002459

Gold

Gold Coast Refinery

CID003186

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CID002243

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

Gold

Guangdong Jinding Gold Limited

CID002312

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000651

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000671

Gold

Heimerle + Meule GmbH

CID000694

Gold

Heraeus Metals Hong Kong Ltd.

CID000707

Gold

Heraeus Precious Metals GmbH & Co. KG

CID000711

Gold

Hunan Chenzhou Mining Co., Ltd.

CID000767

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CID000773

Gold

HwaSeong CJ CO., LTD.

CID000778

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

Gold

International Precious Metal Refiners

CID002562

Gold

Ishifuku Metal Industry Co., Ltd.

CID000807

Gold

Istanbul Gold Refinery

CID000814

Gold

Italpreziosi

CID002765

Gold

JALAN & Company

CID002893

Gold

Japan Mint

CID000823

Gold

Jiangxi Copper Co., Ltd.

CID000855

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

CID000927

Gold

JSC Uralelectromed

CID000929

Gold

JX Nippon Mining & Metals Co., Ltd.

CID000937

Gold

K.A. Rasmussen

CID003497

Gold

Kaloti Precious Metals

CID002563

Gold

Kazakhmys Smelting LLC

CID000956

Gold

Kazzinc

CID000957

Gold

Kennecott Utah Copper LLC

CID000969

Gold

KGHM Polska Miedz Spolka Akcyjna

CID002511

Gold

Kojima Chemicals Co., Ltd.

CID000981

Gold

Korea Zinc Co., Ltd.

CID002605

Gold

Kundan Care Products Ltd.

CID003463

Gold

Kyrgyzaltyn JSC

CID001029

Gold

Kyshtym Copper-Electrolytic Plant ZAO

CID002865

Gold

L'azurde Company For Jewelry

CID001032

Gold

Lingbao Gold Co., Ltd.

CID001056

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CID001058

Gold

L'Orfebre S.A.

CID002762

Gold

LS-NIKKO Copper Inc.

CID001078

Gold

LT Metal Ltd.

CID000689

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CID001093

Gold

Marsam Metals

CID002606

Gold

Materion

CID001113

Gold

Matsuda Sangyo Co., Ltd.

CID001119

Gold

MD Overseas

CID003548

Gold

Metal Concentrators SA (Pty) Ltd.

CID003575

Gold

Metallix Refining Inc.

CID003557

Gold

Metalor Technologies (Hong Kong) Ltd.

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

Gold

Metalor Technologies (Suzhou) Ltd.

CID001147

Gold

Metalor Technologies S.A.

CID001153

Gold

Metalor USA Refining Corporation

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

CID001161

Gold

Mitsubishi Materials Corporation

CID001188

Gold

Mitsui Mining and Smelting Co., Ltd.

CID001193

Gold

MMTC-PAMP India Pvt., Ltd.

CID002509

Gold

Modeltech Sdn Bhd

CID002857

Gold

Morris and Watson

CID002282

Gold

Moscow Special Alloys Processing Plant

CID001204

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

Gold

Navoi Mining and Metallurgical Combinat

CID001236

Gold

NH Recytech Company

CID003189

Gold

Nihon Material Co., Ltd.

CID001259

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

CID002779

Gold

Ohura Precious Metal Industry Co., Ltd.

CID001325

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Gold

OJSC Novosibirsk Refinery

CID000493

Gold

PAMP S.A.

CID001352

Gold

Pease & Curren

CID002872

Gold

Penglai Penggang Gold Industry Co., Ltd.

CID001362

Gold

Planta Recuperadora de Metales SpA

CID002919

Gold

Prioksky Plant of Non-Ferrous Metals

CID001386

Gold

PT Aneka Tambang (Persero) Tbk

CID001397

Gold

PX Precinox S.A.

CID001498

Gold

QG Refining, LLC

CID003324

Gold

Rand Refinery (Pty) Ltd.

CID001512

Gold

Refinery of Seemine Gold Co., Ltd.

CID000522

Gold

REMONDIS PMR B.V.

CID002582

Gold

Royal Canadian Mint

CID001534

Gold

SAAMP

CID002761

Gold

Sabin Metal Corp.

CID001546

Gold

Safimet S.p.A

CID002973

Gold

SAFINA A.S.

CID002290

Gold

Sai Refinery

CID002853

Gold

Samduck Precious Metals

CID001555

Gold

SAMWON METALS Corp.

CID001562

Gold

Sancus ZFS (L’Orfebre, SA)

CID003529

Gold

SAXONIA Edelmetalle GmbH

CID002777

Gold

Sellem Industries Ltd.

CID003540

Gold

SEMPSA Joyeria Plateria S.A.

CID001585

Gold

Shandong Humon Smelting Co., Ltd.

CID002525

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CID001619

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CID002527

Gold

Shirpur Gold Refinery Ltd.

CID002588

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

Gold

Singway Technology Co., Ltd.

CID002516

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

Gold

Solar Applied Materials Technology Corp.

CID001761

Gold

Sovereign Metals

CID003383

Gold

State Research Institute Center for Physical Sciences and Technology

CID003153

Gold

Sudan Gold Refinery

CID002567

Gold

Sumitomo Metal Mining Co., Ltd.

CID001798

Gold

SungEel HiMetal Co., Ltd.

CID002918

Gold

T.C.A S.p.A

CID002580

Gold

Tanaka Kikinzoku Kogyo K.K.

CID001875

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

CID001916

Gold

Tokuriki Honten Co., Ltd.

CID001938

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CID001947

Gold

Tony Goetz NV

CID002587

Gold

TOO Tau-Ken-Altyn

CID002615

Gold

Torecom

CID001955

Gold

Umicore Brasil Ltda.

CID001977

Gold

Umicore Precious Metals Thailand

CID002314

Gold

Umicore S.A. Business Unit Precious Metals Refining

CID001980

Gold

United Precious Metal Refining, Inc.

CID001993

Gold

Valcambi S.A.

CID002003

Gold

Western Australian Mint (T/a The Perth Mint)

CID002030

Gold

WIELAND Edelmetalle GmbH

CID002778

Gold

Yamakin Co., Ltd.

CID002100

Gold

Yokohama Metal Co., Ltd.

CID002129

Gold

Yunnan Copper Industry Co., Ltd.

CID000197

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

Tantalum

Asaka Riken Co., Ltd.

CID000092

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CID000211

Tantalum

D Block Metals, LLC

CID002504

Tantalum

Exotech Inc.

CID000456

Tantalum

F&X Electro-Materials Ltd.

CID000460

Tantalum

FIR Metals & Resource Ltd.

CID002505

Tantalum

Global Advanced Metals Aizu

CID002558

Tantalum

Global Advanced Metals Boyertown

CID002557

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CID000291

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CID000616

Tantalum

H.C. Starck Hermsdorf GmbH

CID002547

Tantalum

H.C. Starck Inc.

CID002548

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

Tantalum

Jiangxi Tuohong New Raw Material

CID002842

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CID000917

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

Tantalum

KEMET Blue Metals

CID002539

Tantalum

LSM Brasil S.A.

CID001076

Tantalum

Meta Materials

CID002847

Tantalum

Metallurgical Products India Pvt., Ltd.

CID001163

Tantalum

Mineracao Taboca S.A.

CID001175

Tantalum

Mitsui Mining and Smelting Co., Ltd.

CID001192

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

Tantalum

NPM Silmet AS

CID001200

Tantalum

QuantumClean

CID001508

Tantalum

Resind Industria e Comercio Ltda.

CID002707

Tantalum

Solikamsk Magnesium Works OAO

CID001769

Tantalum

Taki Chemical Co., Ltd.

CID001869

Tantalum

TANIOBIS Co., Ltd.

CID002544

Tantalum

TANIOBIS GmbH

CID002545

Tantalum

TANIOBIS Japan Co., Ltd.

CID002549

Tantalum

TANIOBIS Smelting GmbH & Co. KG

CID002550

Tantalum

Telex Metals

CID001891

Tantalum

Ulba Metallurgical Plant JSC

CID001969

Tantalum

XinXing Haorong Electronic Material Co., Ltd.

CID002508

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CID001522

Tin

Alpha

CID000292

Tin

An Vinh Joint Stock Mineral Processing Company

CID002703

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

Tin

China Tin Group Co., Ltd.

CID001070

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

CID003486

Tin

CRM Synergies

CID003524

Tin

CV Ayi Jaya

CID002570

Tin

CV Venus Inti Perkasa

CID002455

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CID003356

Tin

Dowa

CID000402

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

Tin

EM Vinto

CID000438

Tin

Estanho de Rondonia S.A.

CID000448

Tin

Fenix Metals

CID000468

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CID003410

Tin

Gejiu Fengming Metallurgy Chemical Plant

CID002848

Tin

Gejiu Kai Meng Industry and Trade LLC

CID000942

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

Tin

Guanyang Guida Nonferrous Metal Smelting Plant

CID002849

Tin

HuiChang Hill Tin Industry Co., Ltd.

CID002844

Tin

Huichang Jinshunda Tin Co., Ltd.

CID000760

Tin

Jiangxi New Nanshan Technology Ltd.

CID001231

Tin

Luna Smelter, Ltd.

CID003387

Tin

Ma'anshan Weitai Tin Co., Ltd.

CID003379

Tin

Magnu's Minerais Metais e Ligas Ltda.

CID002468

Tin

Malaysia Smelting Corporation (MSC)

CID001105

Tin

Melt Metais e Ligas S.A.

CID002500

Tin

Metallic Resources, Inc.

CID001142

Tin

Metallo Belgium N.V.

CID002773

Tin

Metallo Spain S.L.U.

CID002774

Tin

Mineracao Taboca S.A.

CID001173

Tin

Minsur

CID001182

Tin

Mitsubishi Materials Corporation

CID001191

Tin

Modeltech Sdn Bhd

CID002858

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

Tin

Novosibirsk Processing Plant Ltd.

CID001305

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

Tin

O.M. Manufacturing Philippines, Inc.

CID002517

Tin

Operaciones Metalurgicas S.A.

CID001337

Tin

Pongpipat Company Limited

CID003208

Tin

Precious Minerals and Smelting Limited

CID003409

Tin

PT Aries Kencana Sejahtera

CID000309

Tin

PT Artha Cipta Langgeng

CID001399

Tin

PT ATD Makmur Mandiri Jaya

CID002503

Tin

PT Babel Inti Perkasa

CID001402

Tin

PT Babel Surya Alam Lestari

CID001406

Tin

PT Bangka Serumpun

CID003205

Tin

PT Bukit Timah

CID001428

Tin

PT Lautan Harmonis Sejahtera

CID002870

Tin

PT Menara Cipta Mulia

CID002835

Tin

PT Mitra Stania Prima

CID001453

Tin

PT Mitra Sukses Globalindo

CID003449

Tin

PT Prima Timah Utama

CID001458

Tin

PT Rajawali Rimba Perkasa

CID003381

Tin

PT Rajehan Ariq

CID002593

Tin

PT Refined Bangka Tin

CID001460

Tin

PT Stanindo Inti Perkasa

CID001468

Tin

PT Timah Nusantara

CID001486

Tin

PT Timah Tbk Kundur

CID001477

Tin

PT Timah Tbk Mentok

CID001482

Tin

PT Tinindo Inter Nusa

CID001490

Tin

Resind Industria e Comercio Ltda.

CID002706

Tin

Rui Da Hung

CID001539

Tin

Soft Metais Ltda.

CID001758

Tin

Super Ligas

CID002756

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

CID002834

Tin

Thaisarco

CID001898

Tin

Tin Technology & Refining

CID003325

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

Tin

VQB Mineral and Trading Group JSC

CID002015

Tin

White Solder Metalurgia e Mineracao Ltda.

CID002036

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

Tin

Yunnan Tin Company Limited

CID002180

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

Tungsten

A.L.M.T. TUNGSTEN Corp.

CID000004

Tungsten

ACL Metais Eireli

CID002833

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

Tungsten

Artek LLC

CID003553

Tungsten

Asia Tungsten Products Vietnam Ltd.

CID002502

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CID002513

Tungsten

China Molybdenum Co., Ltd.

CID002641

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

Tungsten

Cronimet Brasil Ltda

CID003468

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CID003401

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

CID000499

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CID002645

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CID000875

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

Tungsten

GEM Co., Ltd.

CID003417

Tungsten

Global Tungsten & Powders Corp.

CID000568

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

Tungsten

H.C. Starck Tungsten GmbH

CID002541

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CID000766

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CID002579

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CID000769

Tungsten

Hunan Litian Tungsten Industry Co., Ltd.

CID003182

Tungsten

Hydrometallurg, JSC

CID002649

Tungsten

Japan New Metals Co., Ltd.

CID000825

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

CID003408

Tungsten

Kennametal Fallon

CID000966

Tungsten

Kennametal Huntsville

CID000105

Tungsten

KGETS CO., LTD.

CID003388

Tungsten

Lianyou Metals Co., Ltd.

CID003407

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CID002319

Tungsten

Masan Tungsten Chemical LLC (MTC)

CID002543

Tungsten

Moliren Ltd.

CID002845

Tungsten

Niagara Refining LLC

CID002589

Tungsten

NPP Tyazhmetprom LLC

CID003416

Tungsten

Philippine Chuangxin Industrial Co., Inc.

CID002827

Tungsten

TANIOBIS Smelting GmbH & Co. KG

CID002542

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

CID001889

Tungsten

Unecha Refractory Metals Plant

CID002724

Tungsten

Wolfram Bergbau und Hutten AG

CID002044

Tungsten

Woltech Korea Co., Ltd.

CID002843

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

Tungsten

Xiamen Tungsten Co., Ltd.

CID002082

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CID002830

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

CID002095

 

 

 

 

ANNEX B

 

 

Angola

 

Guyana

 

Papua New Guinea

Argentina

 

Hong Kong

 

Peru

Armenia

 

Hungary

 

Philippines

Australia

 

India

 

Poland

Austria

 

Indonesia

 

Portugal

Belarus

 

Ireland

 

Russian Federation

Belgium

 

Israel

 

Rwanda

Bermuda

 

Italy

 

Saudi Arabia

Bolivia

 

Ivory Coast

 

Sierra Leone

Brazil

 

Japan

 

Singapore

Burundi

 

Jersey

 

Slovakia

Cambodia

 

Kazakhstan

 

South Africa

Canada

 

Kenya

 

South Sudan

Central African Republic

 

Korea, Republic of

 

Spain

Chile

 

Kyrgyzstan

 

Suriname

China

 

Laos

 

Sweden

Colombia

 

Luxembourg

 

Switzerland

Congo (Brazzaville)

 

Madagascar

 

Taiwan

Czech Republic

 

Malaysia

 

Tajikistan

Djibouti

 

Mali

 

Tanzania

DRC- Congo (Kinshasa)

 

Mexico

 

Thailand

Ecuador

 

Mongolia

 

Turkey

Egypt

 

Morocco

 

Uganda

Estonia

 

Mozambique

 

United Arab Emirates

Ethiopia

 

Myanmar

 

United Kingdom

Finland

 

Namibia

 

United States

France

 

Netherlands

 

Uzbekistan

Germany

 

New Zealand

 

Viet Nam

Ghana

 

Niger

 

Zambia

Guinea

 

Nigeria

 

Zimbabwe