0001209191-20-003070.txt : 20200110
0001209191-20-003070.hdr.sgml : 20200110
20200110163404
ACCESSION NUMBER: 0001209191-20-003070
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMBERT DALE J
CENTRAL INDEX KEY: 0001799422
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 20521466
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD., SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ION GEOPHYSICAL CORP
CENTRAL INDEX KEY: 0000866609
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 222286646
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
BUSINESS PHONE: 2819333339
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
FORMER COMPANY:
FORMER CONFORMED NAME: INPUT OUTPUT INC
DATE OF NAME CHANGE: 19930328
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-01-01
0
0000866609
ION GEOPHYSICAL CORP
IO
0001799422
LAMBERT DALE J
2105 CITYWEST BLVD., SUITE 100
HOUSTON
TX
77042
0
1
0
0
EVP, Operations Optimization
Common Stock
48860
D
Employee Stock Option (right to buy)
107.85
2020-12-01
Common Stock
1066
D
Employee Stock Option (right to buy)
87.15
2021-12-01
Common Stock
1173
D
Employee Stock Option (right to buy)
89.40
2022-12-01
Common Stock
1200
D
Employee Stock Option (right to buy)
57.90
2023-12-01
Common Stock
1333
D
Employee Stock Option (right to buy)
61.05
2024-03-01
Common Stock
1333
D
Employee Stock Option (right to buy)
3.10
2026-03-01
Common Stock
3750
D
Employee Stock Option (right to buy)
3.10
2020-03-01
2026-03-01
Common Stock
1250
D
Stock Appreciation Rights
8.85
2028-12-01
Common Stock
20498
D
Includes 39,222 shares of restricted stock and 9,638 shares of common stock.
Fully Vested.
Cash-settled Stock Appreciation Right ("SARs") issued pursuant to the ION Geophysical Corporation 2018 Stock Appreciation Rights Plan. The SARs are subject to both time-based and performance-based vesting requirements. The time-based vesting requirements provide that the SARs vest in three equal installments beginning on the first anniversary of the grant date, subject to satisfaction of the performance-based vesting requirements. The performance-based vesting requirements provide that the SARs vest in three equal portions upon achievement of ION common stock 20 day volume weighted average price per share targets of $17.50, $22.50 and $27.50, subject to satisfaction of the time-based vesting requirements. The maximum value of each SAR is capped at $27.50.
/s/ Rebecca F. Sacco, attorney-in-fact
2020-01-10
EX-24.3_888429
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
KNOW ALL BY THESE PRESENTS, that the undersigned hereby makes, constitutes and
appoints Matthew Powers, Debra A. Addington and Rebecca F. Sacco, or either of
them, as the undersigned's true and lawful attorney-in-fact, with full power and
authority as hereinafter described on behalf of and in the name, place and stead
of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of ION Geophysical
Corporation, a Delaware corporation (the "Company"), with the United States
Securities and Exchange Commission, any national securities exchanges and the
Company, as considered necessary or advisable under Section 16(a) of the
Securities Exchange Act of 1934 and the rules and regulations promulgated
thereunder, as amended from time to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts, which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney will be in such form and will
contain such information and disclosure as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirement of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until revoked by
the undersigned in a signed writing delivered to such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 8th day of January 2020.
/s/ Dale J. Lambert
Signature
Dale J. Lambert
Printed Name