0001209191-18-061072.txt : 20181204
0001209191-18-061072.hdr.sgml : 20181204
20181204193011
ACCESSION NUMBER: 0001209191-18-061072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181201
FILED AS OF DATE: 20181204
DATE AS OF CHANGE: 20181204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POWERS MATTHEW R
CENTRAL INDEX KEY: 0001716798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 181218301
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD., SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ION GEOPHYSICAL CORP
CENTRAL INDEX KEY: 0000866609
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 222286646
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
BUSINESS PHONE: 2819333339
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
FORMER COMPANY:
FORMER CONFORMED NAME: INPUT OUTPUT INC
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-01
0
0000866609
ION GEOPHYSICAL CORP
IO
0001716798
POWERS MATTHEW R
2105 CITYWEST BLVD., SUITE 100
HOUSTON
TX
77042
0
1
0
0
EVP, Gen Coun & Corp Secy
Common Stock
2018-12-01
4
A
0
38443
0.00
A
53913
D
Stock Appreciation Right
8.85
2018-12-01
4
A
0
40995
0.00
A
2028-12-01
Common Stock
40995
40995
D
Restricted Stock award issued pursuant to the ION Geophysical Corporation Third Amended and Restated 2013 Long Term Incentive Plan. The shares of restricted stock are subject to both time-based and performance-based vesting requirements. The time-based vesting requirements provide that the shares vest in three equal installments beginning on the first anniversary of the grant date, subject to satisfaction of the performance-based vesting requirements. The performance-based vesting requirements provide that the shares vest in three equal portions upon achievement of ION common stock 20 day volume weighted average price per share targets of $17.50, $22.50 and $27.50, subject to satisfaction of the time-based vesting requirements.
Cash-settled Stock Appreciation Right ("SARs") issued pursuant to the ION Geophysical Corporation 2018 Stock Appreciation Rights Plan. The SARs are subject to both time-based and performance-based vesting requirements. The time-based vesting requirements provide that the SARs vest in three equal installments beginning on the first anniversary of the grant date, subject to satisfaction of the performance-based vesting requirements. The performance-based vesting requirements provide that the SARs vest in three equal portions upon achievement of ION common stock 20 day volume weighted average price per share targets of $17.50, $22.50 and $27.50, subject to satisfaction of the time-based vesting requirements. The maximum value of each SAR is capped at $27.50.
Rebecca F. Sacco, attorney-in-fact
2018-12-04