0001209191-16-147577.txt : 20161101 0001209191-16-147577.hdr.sgml : 20161101 20161101121407 ACCESSION NUMBER: 0001209191-16-147577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161028 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ION GEOPHYSICAL CORP CENTRAL INDEX KEY: 0000866609 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 222286646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 770422839 BUSINESS PHONE: 281.933.3339 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 770422839 FORMER COMPANY: FORMER CONFORMED NAME: INPUT OUTPUT INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAPEYRE JAMES M JR CENTRAL INDEX KEY: 0001072813 STATE OF INCORPORATION: LA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12691 FILM NUMBER: 161963856 MAIL ADDRESS: STREET 1: C/O LAITRAM CORP STREET 2: 220 LAITRAM LANE CITY: HARAHAN STATE: LA ZIP: 70123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-28 0 0000866609 ION GEOPHYSICAL CORP IO 0001072813 LAPEYRE JAMES M JR 2105 CITYWEST BOULEVARD SUITE 100 HOUSTON TX 77042-2855 1 0 0 0 Common Stock 2016-10-28 4 P 0 5100 6.2464 A 890009 I Shares held by Laitram, LLC Common Stock 2016-10-31 4 P 0 7000 6.0943 A 897009 I Shares held by Laitram, LLC Common Stock 157773 D Common Stock 699 I Co-Trustee for Children Common Stock 32850 I Joint account with adult child (J) Common Stock 32850 I Joint account with adult child (K) Common Stock 33702 I Joint account with adult child (S) Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This transaction was executed in multiple trades at prices ranging from $6.10 to $6.40, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $5.90 to $6.35, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The Reporting Person disclaims beneficial ownership of all securities shown as indirectly owned by him. Rebecca F. Sacco, attorney-in-fact 2016-11-01