0000902664-21-004321.txt : 20210923
0000902664-21-004321.hdr.sgml : 20210923
20210923172358
ACCESSION NUMBER: 0000902664-21-004321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210921
FILED AS OF DATE: 20210923
DATE AS OF CHANGE: 20210923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Jeffrey L
CENTRAL INDEX KEY: 0001394416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 211273298
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management, Inc.
CENTRAL INDEX KEY: 0001312908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 211273299
BUSINESS ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-1421
MAIL ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Gates Capital Management Inc.
DATE OF NAME CHANGE: 20041228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management GP, LLC
CENTRAL INDEX KEY: 0001714043
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 211273296
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-0251
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Capital Management, L.P.
CENTRAL INDEX KEY: 0001630228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12691
FILM NUMBER: 211273297
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 626-1421
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ION GEOPHYSICAL CORP
CENTRAL INDEX KEY: 0000866609
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 222286646
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
BUSINESS PHONE: 2819333339
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 770422855
FORMER COMPANY:
FORMER CONFORMED NAME: INPUT OUTPUT INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0306
4
2021-09-21
1
0000866609
ION GEOPHYSICAL CORP
IO
0001312908
Gates Capital Management, Inc.
1177 AVE. OF THE AMERICAS
46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001394416
Gates Jeffrey L
1177 AVENUE OF THE AMERICAS
46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001630228
Gates Capital Management, L.P.
1177 AVENUE OF THE AMERICAS
46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
0001714043
Gates Capital Management GP, LLC
1177 AVENUE OF THE AMERICAS
46TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Common Stock, par value $0.01 per share ("Common Stock")
2021-09-21
4
S
0
112107
1.23
D
3188996
I
See footnote
Common Stock
2021-09-22
4
S
0
135146
1.32
D
3053850
I
See footnote
Common Stock
2021-09-23
4
S
0
100000
1.34
D
2953850
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.32, inclusive. The Reporting Persons undertake to provide to ION Geophysical Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Gates Capital Management, L.P. ("Gates Capital"), acts as the investment manager to certain funds (the "Gates Capital Funds") directly holding the securities reported herein. Gates Capital Management GP, LLC (the "General Partner") is the general partner of Gates Capital. Gates Capital Management, Inc. (the "Corporation"), is the managing member of the General Partner. Jeffrey L. Gates serves as President of the Corporation Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, may be deemed to share beneficial ownership of the securities reported herein. Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interests therein, if any.
Gates Capital Management, L.P., By: Gates Capital Management GP, LLC, its general partner, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President
2021-09-23
Gates Capital Management GP, LLC, By: Gates Capital Management, Inc., its managing member, By: /s/ Jeffrey L. Gates, President
2021-09-23
Gates Capital Management, Inc., By: /s/ Jeffrey L. Gates, President
2021-09-23
Jeffrey L. Gates, By: /s/ Jeffrey L. Gates
2021-09-23