0000866273-13-000061.txt : 20130923 0000866273-13-000061.hdr.sgml : 20130923 20130923105003 ACCESSION NUMBER: 0000866273-13-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130919 FILED AS OF DATE: 20130923 DATE AS OF CHANGE: 20130923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX SERVICE CO CENTRAL INDEX KEY: 0000866273 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 731352174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5100 EAST SKELLY DRIVE STREET 2: SUITE 700 CITY: TULSA STATE: OK ZIP: 74135 BUSINESS PHONE: 9188388822 MAIL ADDRESS: STREET 1: 5100 EAST SKELLY DRIVE STREET 2: SUITE 700 CITY: TULSA STATE: OK ZIP: 74135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAXWELL TOM E CENTRAL INDEX KEY: 0001268022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15461 FILM NUMBER: 131109379 MAIL ADDRESS: STREET 1: THE FLINTCO COMPANIES STREET 2: P.O. BOX 490 CITY: TULSA STATE: OK ZIP: 74101 4 1 wf-form4_137994779143233.xml FORM 4 X0306 4 2013-09-19 0 0000866273 MATRIX SERVICE CO MTRX 0001268022 MAXWELL TOM E 5100 EAST SKELLY DRIVE SUITE 700 TULSA OK 74135 1 0 0 0 COMMON STOCK 2013-09-19 4 M 0 10000 12.195 A 45200 D COMMON STOCK 2013-09-19 4 S 0 6871 17.8958 D 38329 D NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 12.195 2013-09-19 4 M 0 10000 D 2013-10-21 COMMON STOCK 10000.0 0 D MATRIX SERVICE COMPANY COMMON STOCK. THE PRICE REPORTED IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $17.77 TO $17.94, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO MATRIX SERVICE COMPANY, ANY SECURITY HOLDER OF MATRIX SERVICE COMPANY, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGE SET FORTH. INCLUDES 16,229 SHARES OF MATRIX SERVICE COMPANY COMMON STOCK OWNED OUTRIGHT. THE STOCK OPTION BECOMES EXERCISABLE IN TWO EQUAL ANNUAL INSTALLMENTS, COMMENCING ONE YEAR AFTER THE DATE OF THE GRANT. NOT APPLICABLE. Tom E. Maxwell 2013-09-23