-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dk+yFTHO4hzrAnk9RoYREGb1R6rCI4JL56sruE82nn+sX3dVpo0Lcn9EI6PBcfLW TWOGug/FrnBlO7oHKnZPOQ== 0000866273-02-000037.txt : 20021101 0000866273-02-000037.hdr.sgml : 20021101 20021101141844 ACCESSION NUMBER: 0000866273-02-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX SERVICE CO CENTRAL INDEX KEY: 0000866273 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 731352174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15461 FILM NUMBER: 02806500 BUSINESS ADDRESS: STREET 1: 10701 E UTE ST CITY: TULSA STATE: OK ZIP: 74116-1517 BUSINESS PHONE: 9188388822 MAIL ADDRESS: STREET 1: 10701 E UTE ST CITY: TULSA STATE: OK ZIP: 74116-1517 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS GLEN CENTRAL INDEX KEY: 0001196130 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 10701 E LITE ST CITY: TULSA STATE: OK ZIP: 74116 BUSINESS PHONE: 9188388822 MAIL ADDRESS: STREET 1: 10701 E LITE ST CITY: TULSA STATE: OK ZIP: 74116 4 1 rogers103102.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Rogers, Glen W. 10701 East Ute Street Tulsa, OK 74116-1517 2. Issuer Name and Ticker or Trading Symbol Matrix Service Company (MTRX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 10/02 5. If Amendment, Date of Original (Month/Year) 10/23/02 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SVP Tech/Supt Srvcs 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock (1) 10/31/02 M 6,101 A $4.375 D Direct Common Stock 10/31/02 M 18,000 A $5.625 D Direct Common Stock 10/31/02 S 18,000 D $7.825 10,786 D Direct Common Stock 360 I by Spouse Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $4.250 10/18/10 to buy) Incentive Stock Option (right $4.375 10/31/02 M 6,101 (2) 10/15/08 to buy) (1) Incentive Stock Option (right $4.813 07/11/10 to buy) Incentive Stock Option (right $5.625 10/31/02 M 18,000 (2) 12/21/02 to buy) (1) Incentive Stock Option (right $6.050 10/23/11 to buy) Incentive Stock Option (right $7.400 10/22/02 A 5,000 (2) 10/22/12 to buy) (1) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Incentive Stock Option (right 10/31/02 Common Stock 6,101 3,899 D Direct to buy) (1) Incentive Stock Option (right Common Stock 15,000 15,000 D Direct to buy) Incentive Stock Option (right 10/31/02 Common Stock 18,000 0 D Direct to buy) (1) Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Incentive Stock Option (right 10/22/02 Common Stock 5,000 5,000 D Direct to buy) (1) Explanation of Responses: (1) Matrix Service Company Common Stock (2) The stock option becomes exercisable in five equal installments, commencing one year after date of grant.
SIGNATURE OF REPORTING PERSON /S/ Rogers, Glen W. DATE 10/31/02 -----END PRIVACY-ENHANCED MESSAGE-----