-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7nxA4KQMHLzgRKCdTUNDyqyjjQcZQG9XNLIG89DA5SAacf/D6BvN8varJTHpZBH 5lvAqkq2MtpEKmmfbn+lVw== 0001104659-02-006353.txt : 20021212 0001104659-02-006353.hdr.sgml : 20021212 20021114184109 ACCESSION NUMBER: 0001104659-02-006353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021112 FILED AS OF DATE: 20021114 DATE AS OF CHANGE: 20021212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MILLER PAUL DAVID CENTRAL INDEX KEY: 0001186663 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5050 LINCOLN DRIVE CITY: EDINA STATE: MN ZIP: 55436 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANT TECHSYSTEMS INC CENTRAL INDEX KEY: 0000866121 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 411672694 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10582 FILM NUMBER: 02827611 BUSINESS ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 BUSINESS PHONE: 9529316000 MAIL ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 4 1 j5980_4.htm 4

FORM 4

 o Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Miller                Paul                David

(Last)           (First)              (Middle)


5050 Lincoln Drive

(Street)


Edina            MN           55436-1097

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Alliant Techsystems Inc.

 

ATK

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)



 4. Statement for
 (Month/Day/Year)

November 12, 2002

 



 5. If Amendment, Date of
   Original (Month/Day/Year)



 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

 ý Director

 

 ý Officer (give title below)

Chairman and CEO

 

      10% Owner

 

      Other (specify below)

 

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

ý Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

 



 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/ Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

11/12/02

 

M

 

48,300

A

$24.426

 

 

 

Common Stock

11/12/02

 

S

 

6,100

D

$61.00

 

 

 

Common Stock

11/12/02

 

S

 

800

D

$61.01

 

 

 

Common Stock

11/12/02

 

S

 

1,100

D

$61.02

 

 

 

Common Stock

11/12/02

 

S

 

1,200

D

$61.03

 

 

 

Common Stock

11/12/02

 

S

 

900

D

$61.04

 

 

 

Common Stock

11/12/02

 

S

 

7,900

D

$61.05

 

 

 

Common Stock

11/12/02

 

S

 

400

D

$61.06

 

 

 

Common Stock

11/12/02

 

S

 

700

D

$61.07

 

 

 

Common Stock

11/12/02

 

S

 

100

D

$61.08

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.10

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.14

 

 

 

Common Stock

11/12/02

 

S

 

1,100

D

$61.15

 

 

 

Common Stock

11/12/02

 

S

 

100

D

$61.16

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.18

 

 

 

Common Stock

11/12/02

 

S

 

400

D

$61.19

 

 

 

Common Stock

11/12/02

 

S

 

1,400

D

$61.20

 

 

 

Common Stock

11/12/02

 

S

 

100

D

$61.21

 

 

 

Common Stock

11/12/02

 

S

 

400

D

$61.22

 

 

 

Common Stock

11/12/02

 

S

 

900

D

$61.26

 

 

 

 



 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/ Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

11/12/02

 

S

 

900

D

$61.29

 

 

 

Common Stock

11/12/02

 

S

 

500

D

$61.30

 

 

 

Common Stock

11/12/02

 

S

 

1,600

D

$61.31

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.33

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.34

 

 

 

Common Stock

11/12/02

 

S

 

400

D

$61.35

 

 

 

Common Stock

11/12/02

 

S

 

2,400

D

$61.36

 

 

 

Common Stock

11/12/02

 

S

 

800

D

$61.37

 

 

 

Common Stock

11/12/02

 

S

 

900

D

$61.38

 

 

 

Common Stock

11/12/02

 

S

 

600

D

$61.39

 

 

 

Common Stock

11/12/02

 

S

 

4,900

D

$61.40

 

 

 

Common Stock

11/12/02

 

S

 

1,600

D

$61.41

 

 

 

Common Stock

11/12/02

 

S

 

300

D

$61.42

 

 

 

Common Stock

11/12/02

 

S

 

1,500

D

$61.43

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.44

 

 

 

Common Stock

11/12/02

 

S

 

700

D

$61.45

 

 

 

Common Stock

11/12/02

 

S

 

600

D

$61.47

 

 

 

Common Stock

11/12/02

 

S

 

600

D

$61.48

 

 

 

Common Stock

11/12/02

 

S

 

600

D

$61.50

 

 

 

Common Stock

11/12/02

 

S

 

500

D

$61.51

 

 

 



 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/Year)

2A. Deemed Execution Date, if any (Month/Day/ Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

11/12/02

 

S

 

200

D

$61.52

 

 

 

Common Stock

11/12/02

 

S

 

300

D

$61.58

 

 

 

Common Stock

11/12/02

 

S

 

400

D

$61.62

 

 

 

Common Stock

11/12/02

 

S

 

1,600

D

$61.64

 

 

 

Common Stock

11/12/02

 

S

 

200

D

$61.65

 

 

 

Common Stock

11/12/02

 

S

 

100

D

$61.67

 

 

 

Common Stock

11/12/02

 

S

 

1,300

D

$61.68

75,618(1)

D

 

Common Stock

 

 

 

 

 

 

 

605.574(2)

I

By 401(k) Plan

Common Stock

 

 

 

 

 

 

 

3,720.483(3)

I

(4)

 



 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Employee Stock Option (right to buy)

$24.426

11/12/02

 

M

 

 

48,300

(5)

1/1/09

Common Stock

48,300

 

48,300

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 



 

 

Explanation of Responses:
(1) The amount reported includes 22,500 shares subject to certain restrictions (including possible forfeiture) applicable to restricted stock grants under the Issuer’s 1990 Equity Incentive Plan. 

(2) Shares allocated to the reporting person’s account under the Issuer’s 401(k) plan as of November 11, 2002.

(3) Reflects shares held in the Issuer’s Employee Stock Purchase Plan as of November 11, 2002.

(4) By securities dealer/broker/custodian under the ESPP.

(5) 100% exercisable.

 

 

 

 

 

 

/s/ Paul David Miller

** Signature of Reporting Person

11-12-02

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

 



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