-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NvN2uApXQ25LYGdbg7Q4lp4ZFwW72oCQVFAH4N1In7m6W0eb974nfvQI0vCRBU+W bXsLfdm9zSXkA5QgKBSs5w== 0001104659-02-005404.txt : 20021108 0001104659-02-005404.hdr.sgml : 20021108 20021108132125 ACCESSION NUMBER: 0001104659-02-005404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021106 FILED AS OF DATE: 20021108 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MILLER PAUL DAVID CENTRAL INDEX KEY: 0001186663 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5050 LINCOLN DRIVE CITY: EDINA STATE: MN ZIP: 55436 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANT TECHSYSTEMS INC CENTRAL INDEX KEY: 0000866121 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 411672694 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10582 FILM NUMBER: 02813739 BUSINESS ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 BUSINESS PHONE: 9529316000 MAIL ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 4 1 j5876_4.htm 4

FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Miller,          Paul        David

(Last)            (First)              (Middle)


5050 Lincoln Drive

(Street)


Edina,           MN   55436-1097

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Alliant Techsystems Inc.
ATK

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 4. Statement for
 (Month/Day/Year)

November 6,
2002

 



 5. If Amendment, Date of
   Original (Month/Day/Year)

 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

  X   Director

 

      10% Owner

 

  X   Officer (give title below)

 

      Other (specify below)

Chairman and CEO

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

  X  Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

11/6/02

 

M

 

48,000

A

$24.426

 

 

 

Common Stock

11/6/02

 

S

 

40,500

D

$63.00

 

 

 

Common Stock

11/6/02

 

S

 

4,000

D

$63.10

 

 

 

Common Stock

11/6/02

 

S

 

1,500

D

$63.27

 

 

 

Common Stock

11/6/02

 

S

 

1,000

D

$63.37

 

 

 

Common Stock

11/6/02

 

S

 

1,000

D

$63.48

75,618 (1)

D

 

Common Stock

 

 

 

 

 

 

 

605.252 (2)

I

By 401(k) Plan

Common Stock

 

 

 

 

 

 

 

3,720.483 (3)

I

(4)

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Employee Stock Option (right to buy)

$24.426 (6)

11/6/02

 

M

 

 

48,000

(5)

1/1/09

Common Stock

48,000

 

48,000

D

 

Employee Stock Option (right to buy)

$27.3889 (8)

 

 

 

 

 

 

(7)

1/23/11

Common Stock

90,000 (8)

 

90,000 (8)

D

 

Employee Stock Option (right to buy)

$47.7556 (10)

 

 

 

 

 

 

(9)

8/7/11

Common Stock

78,750 (10)

 

78,750 (10)

D

 

Phantom Stock

1-for-1

 

 

 

 

 

 

(11)

(11)

Common Stock

11,052 (12)

 

11,052

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1) The amount reported includes 22,500 shares subject to certain restrictions (including possible forfeiture) applicable to restricted stock grants under the Issuer’s 1990 Equity Incentive Plan. 

(2) Shares allocated to the reporting person’s account under the Issuer’s 401(k) plan as of October 8, 2002, including adjustments made to the reporting person’s account as a result of a stock dividend paid on June 10, 2002.

(3) Reflects shares held in the Issuer’s Employee Stock Purchase Plan as of September 30, 2002.

(4) By securities dealer/broker/custodian under the ESPP.

(5) 100% exercisable.

(6) This option was previously reported as an option for 327,500 shares of common stock at an exercise price of $36.6390 per share, but the number of shares subject to the option and the option exercise price were adjusted to reflect the stock dividend paid by Alliant Techsystems on June 10, 2002.

(7) Option becomes exercisable in two annual installments beginning January 23, 2002.

(8) This option was previously reported as an option for 60,000 shares of common stock at an exercise price of $41.0834 per share, but the number of shares subject to the option and the option exercise price were adjusted to reflect the stock dividend paid by Alliant Techsystems on June 10, 2002.

(9) Option becomes exercisable in two equal annual installments beginning August 7, 2002.

(10) This option was previously reported as an option for 52,500 shares of common stock at an exercise price of $64.1334 per share, but the number of shares subject to the option and the option exercise price were adjusted to reflect the stock dividend paid by Alliant Techsystems on June 10, 2002.

(11) The Phantom Stock Units were acquired under the Issuer’s Management Deferred Compensation Plan and are to be settled 100% in cash following the reporting person’s termination of employment or such other date specified by the reporting person.  However, the participant may currently elect to transfer funds out of the phantom stock account into another investment account.

(12) The number of Phantom Stock Units was adjusted to reflect the acquisition of 3,684 additional Phantom Stock Units in connection with the stock dividend paid on June 10, 2002.

 

 

 

/s/ Paul David Miller

** Signature of Reporting Person

11/07/02

Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002

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