0001144204-19-037682.txt : 20190805 0001144204-19-037682.hdr.sgml : 20190805 20190805170126 ACCESSION NUMBER: 0001144204-19-037682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT DAVID JONATHAN CENTRAL INDEX KEY: 0001359072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34533 FILM NUMBER: 19999418 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 2514 CITY: NEW YORK STATE: NY ZIP: 10119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luminus Energy Partners Master Fund, Ltd. CENTRAL INDEX KEY: 0001405850 STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34533 FILM NUMBER: 19999419 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 615-3450 MAIL ADDRESS: STREET 1: 1700 BROADWAY, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC CENTRAL INDEX KEY: 0001279151 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34533 FILM NUMBER: 19999420 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126153450 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELADON GROUP INC CENTRAL INDEX KEY: 0000865941 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 133361050 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE CELADON DRIVE STREET 2: 9503 E 33RD STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46235-4207 BUSINESS PHONE: (317) 972-7000 MAIL ADDRESS: STREET 1: ONE CELADON DRIVE STREET 2: 9503 E 33RD STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46235-4207 4 1 tv526804_4.xml OWNERSHIP DOCUMENT X0306 4 2019-07-31 0 0000865941 CELADON GROUP INC CGIP 0001279151 LUMINUS MANAGEMENT LLC 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 0001405850 Luminus Energy Partners Master Fund, Ltd. 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 0001359072 BARRETT DAVID JONATHAN 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 Warrants 0.01 2019-07-31 4 P 0 16000000 A 2019-07-31 2025-07-31 Common Stock 16000000 16000000 I By: Luminus Energy Partners Master Fund, Ltd. Shares reported herein are held by Luminus Energy Partners Master Fund, Ltd. for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. The Warrant was acquired by Luminus Energy Partners Master Fund, Ltd. ("LEPMF") pursuant to a Warrant Purchase Agreement, dated July 31, 2019, between LEPMF and the Issuer (the "Warrant Purchase Agreement"). The parties entered into the Warrant Purchase Agreement in connection with certain loan transactions among the Issuer, LEPMF and certain other lenders under the Second Amended and Restated Credit Agreement, dated July 31, 2019 (the "Credit Agreement"). Pursuant to the Warrant Purchase Agreement, a portion of the amount loaned to the Issuer by LEPMF pursuant to the Credit Agreement will be allocated to the purchase price of the Warrant on or before January 31, 2020. Luminus Management, LLC and Luminus Energy Partners Master Fund, Ltd., By: /s/ Jonathan Barrett 2019-08-05 /s/ Jonathan Barrett, individually 2019-08-05