0001144204-19-037682.txt : 20190805
0001144204-19-037682.hdr.sgml : 20190805
20190805170126
ACCESSION NUMBER: 0001144204-19-037682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190731
FILED AS OF DATE: 20190805
DATE AS OF CHANGE: 20190805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRETT DAVID JONATHAN
CENTRAL INDEX KEY: 0001359072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34533
FILM NUMBER: 19999418
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 2514
CITY: NEW YORK
STATE: NY
ZIP: 10119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Luminus Energy Partners Master Fund, Ltd.
CENTRAL INDEX KEY: 0001405850
STATE OF INCORPORATION: D0
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34533
FILM NUMBER: 19999419
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 615-3450
MAIL ADDRESS:
STREET 1: 1700 BROADWAY, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC
CENTRAL INDEX KEY: 0001279151
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34533
FILM NUMBER: 19999420
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126153450
MAIL ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CELADON GROUP INC
CENTRAL INDEX KEY: 0000865941
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 133361050
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE CELADON DRIVE
STREET 2: 9503 E 33RD STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235-4207
BUSINESS PHONE: (317) 972-7000
MAIL ADDRESS:
STREET 1: ONE CELADON DRIVE
STREET 2: 9503 E 33RD STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235-4207
4
1
tv526804_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-07-31
0
0000865941
CELADON GROUP INC
CGIP
0001279151
LUMINUS MANAGEMENT LLC
1700 BROADWAY
26TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001405850
Luminus Energy Partners Master Fund, Ltd.
1700 BROADWAY
26TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001359072
BARRETT DAVID JONATHAN
1700 BROADWAY
26TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Warrants
0.01
2019-07-31
4
P
0
16000000
A
2019-07-31
2025-07-31
Common Stock
16000000
16000000
I
By: Luminus Energy Partners Master Fund, Ltd.
Shares reported herein are held by Luminus Energy Partners Master Fund, Ltd. for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
The Warrant was acquired by Luminus Energy Partners Master Fund, Ltd. ("LEPMF") pursuant to a Warrant Purchase Agreement, dated July 31, 2019, between LEPMF and the Issuer (the "Warrant Purchase Agreement"). The parties entered into the Warrant Purchase Agreement in connection with certain loan transactions among the Issuer, LEPMF and certain other lenders under the Second Amended and Restated Credit Agreement, dated July 31, 2019 (the "Credit Agreement"). Pursuant to the Warrant Purchase Agreement, a portion of the amount loaned to the Issuer by LEPMF pursuant to the Credit Agreement will be allocated to the purchase price of the Warrant on or before January 31, 2020.
Luminus Management, LLC and Luminus Energy Partners Master Fund, Ltd., By: /s/ Jonathan Barrett
2019-08-05
/s/ Jonathan Barrett, individually
2019-08-05