0001368109-12-000004.txt : 20121231 0001368109-12-000004.hdr.sgml : 20121231 20121231152910 ACCESSION NUMBER: 0001368109-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WONG JERRY CENTRAL INDEX KEY: 0001368109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 121293498 MAIL ADDRESS: STREET 1: 255 SHORELINE DRIVE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERSANT CORP CENTRAL INDEX KEY: 0000865917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943079392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 SHORELINE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-232-2400 MAIL ADDRESS: STREET 1: 255 SHORELINE STREET 2: SUITE 450 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: VERSANT OBJECT TECHNOLOGY CORP DATE OF NAME CHANGE: 19960428 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-21 1 0000865917 VERSANT CORP VSNT 0001368109 WONG JERRY 255 SHORELINE DRIVE SUITE 450 REDWOOD CITY CA 94065 0 1 0 0 CFO Common Stock 2012-12-21 4 D 0 11963 13 D 0 D Stock Option (right to buy) 6.8 2012-12-21 4 D 0 7800 6.2 D 2016-06-27 Common Stock 7800 0 D Stock Option (right to buy) 20.98 2012-12-21 4 D 0 10000 0 D 2017-11-29 Common Stock 10000 0 D Stock Option (right to buy) 12.47 2012-12-21 4 D 0 15000 0.53 D 2018-11-25 Common Stock 15000 0 D Stock Option (right to buy) 18.8 2012-12-21 4 D 0 15000 0 D 2019-11-30 Common Stock 15000 0 D Stock Option (right to buy) 11.81 2012-12-21 4 D 0 15000 1.19 D 2020-11-29 Common Stock 15000 0 D Stock Option (right to buy) 18.18 2012-12-21 4 D 0 6500 0 D 2017-02-26 Common stock 6500 0 D Restricted Stock Units 0 2012-12-21 4 D 0 5000 D Common Stock 5000 0 D This option was fully vested. Each option to purchase common stock was cancelled and converted into the right to receive an amount equal to the amount by which $13.00 per share exceeds the exercise price per share of such option upon the consummation of the Merger ("Merger") contemplated by that certain Agreement and Plan of Merger dated November 21, 2012 by and among Versant Corporation, Actian Corporation and Actian Sub I, Inc. This option, which was fully vested, was cancelled in the Merger in exchange for a cash payment equal to $13.00 less the exercise price of the option multiplied by the total number of shares underlying the option. This option, which was fully vested, was cancelled at the time of the Merger. This option, which originally vested over a three year period ending 11/1/2013, was fully accelerated as of the time of the Merger. This option was cancelled in the Merger in exchange for a cash payment equal to $13.00 less the exercise price of the option multiplied by the total number of shares underlying the option. Each restricted stock unit represents the right to receive, following vesting, one share of Versant Corporation common stock. The vesting of this restricted stock unit award was fully accelerated as of the effective time of the Merger. Each restricted stock unit was cancelled and converted into the right to receive $13.00 per share upon the consummation of the Merger. Sammie Buckley (by power of attorney) 2012-12-31