-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RRY54mk+tyLogTrB5kGdoknT+fhFfIP3Ww3lWDQsruwwq49UeWssJXoxYaZpeXpg nXyyW4X0saQC++t+JIQMRQ== 0001261480-04-000004.txt : 20040322 0001261480-04-000004.hdr.sgml : 20040322 20040322161128 ACCESSION NUMBER: 0001261480-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040318 FILED AS OF DATE: 20040322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERSANT CORP CENTRAL INDEX KEY: 0000865917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943079392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5107891500 MAIL ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: VERSANT OBJECT TECHNOLOGY CORP DATE OF NAME CHANGE: 19960428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WITTE JOCHEN CENTRAL INDEX KEY: 0001261480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 04682639 BUSINESS ADDRESS: STREET 1: C/O POET HOLDINGS INC STREET 2: 1065 E. HILLSIDE BLVD. #205 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502123100 MAIL ADDRESS: STREET 1: C/O POET HOLDINGS INC STREET 2: 1065 E. HILLSIDE BLVD #205 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-03-18 0 0000865917 VERSANT CORP VSNT 0001261480 WITTE JOCHEN POET SOFTWARE CORP. & GMBH WIESENKAMP 22B HAMBURG 2M 22359 1 1 0 0 President, European Operations Common Stock 2004-03-18 4 A 0 416803 0 A 416803 D Common Stock 2004-03-18 4 A 0 151200 0 A 151200 I by Spouse Non-Qualified Stock Option (right to buy) 0.35 2004-03-18 4 A 0 70000 0 A 2012-09-05 Common Stock 70000 70000 D Non-Qualified Stock Option (right to buy) 0.44 2004-03-18 4 A 0 140000 0 A 2007-03-01 2013-03-23 Common Stock 140000 140000 D Non-Qualified Stock Option (right to buy) 1.05 2004-03-18 4 A 0 28000 0 A 2012-01-24 Common Stock 28000 28000 D Non-Qualified Stock Option (right to buy) 2.75 2004-03-18 4 A 0 42000 0 A 2011-04-20 Common Stock 42000 42000 D Non-Qualified Stock Option (right to buy) 0.39 2004-03-18 4 A 0 700 0 A 2002-01-01 2008-06-15 Common Stock 700 700 I by Spouse Non-Qualified Stock Option (right to buy) 0.54 2004-03-18 4 A 0 2100 0 A 2012-05-07 Common Stock 2100 2100 I by Spouse Non-Qualified Stock Option (right to buy) 0.7 2004-03-18 4 A 0 1400 0 A 2013-01-20 Common Stock 1400 1400 I by Spouse Non-Qualified Stock Option (right to buy) 3.57 2004-03-18 4 A 0 700 0 A 2003-07-01 2009-07-13 Common Stock 700 700 I by Spouse Received in exchange for shares of Poet Holdings Inc. ("Poet") common stock that were converted into shares of Versant Corporation ("Versant") common stock pursuant to the merger of Puma Acquisition Inc., a wholly-owned subsidiary of Versant, into Poet (the "Merger"). The conversion rate at which Poet shares were converted into Versant shares in the Merger was 1.40 shares of Versant common stock for one share of Poet common stock. On the effective date of the Merger, the closing price of Poet common stock was 2.40 EUR (approximately $2.94 USD) and the closing price of Versant common stock was $2.24. Options received upon the assumption and conversion of outstanding Poet stock options pursuant to the Merger. Stock options were assumed and converted at the conversion rate of 1.40 shares (options) of Versant common stock for one share of Poet common stock. A proportional adjustment was made to the option exercise price. Vests as to 25% on 9/1/03 and 1/48th per month thereafter until 9/1/06 when vested in full. Vests as to 25% on 1/1/03 and vests at 1/48th per month thereafter until 1/1/06 when vested in full. Vests as to 25% on 5/1/02 and 1/48th per month thereafter until 5/1/05 when vested in full. Vests as to 25% on 1/1/04 and 1/48th per month thereafter until 1/1/07, when vested in full. By: R. Steckhahn as Power of Attorney For: Jochen Witte 2004-03-22 -----END PRIVACY-ENHANCED MESSAGE-----