-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZKSTQ+Jh8FKbZE54VoJ26BklHPC9UQ1ZRQB3TPGKcuUHyUjhRZrrmw6+sjTc5Gg nPjGFVlPnoMb1dDuAQJBBg== 0001005477-06-001185.txt : 20060215 0001005477-06-001185.hdr.sgml : 20060215 20060215205732 ACCESSION NUMBER: 0001005477-06-001185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060213 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERSANT CORP CENTRAL INDEX KEY: 0000865917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943079392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5107891500 MAIL ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: VERSANT OBJECT TECHNOLOGY CORP DATE OF NAME CHANGE: 19960428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX TECHNOLOGY FUND III LTD CENTRAL INDEX KEY: 0001254202 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 06623493 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DRIVE #O2-15 CINTECH III CITY: SINGAPORE STATE: U0 ZIP: 118256 BUSINESS PHONE: 6567782722 MAIL ADDRESS: STREET 1: 77 SCIENCE PARK DRIVE #O2-15 CINTECH III CITY: SINGAPORE STATE: U0 ZIP: 118256 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX INVESTMENT INTERNATIONAL III INC CENTRAL INDEX KEY: 0001134077 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 06623495 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DRIVE #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE STATE: U0 ZIP: 00000 BUSINESS PHONE: 011658700606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX TECHNOLOGY FUND LTD CENTRAL INDEX KEY: 0001104140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 06623496 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DR #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 118256 STATE: U0 MAIL ADDRESS: STREET 1: 77 SCIENCE PARK DR #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 118256 STATE: U0 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX VENTURE HOLDINGS LTD CENTRAL INDEX KEY: 0001261124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 06623497 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DR. #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 0511 STATE: A1 ZIP: 00000 BUSINESS PHONE: 0116587006530122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX MANAGEMENT II PTE LTD CENTRAL INDEX KEY: 0001134240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 06623498 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DR. #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 0511 STATE: A1 ZIP: 00000 BUSINESS PHONE: 0116587006530122 MAIL ADDRESS: STREET 1: 77 SCIENCE PARK DR. #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 0511 STATE: A1 ZIP: 00000 4 1 edgar123.xml FORM 4 X0202 4 2006-02-13 0 0000865917 VERSANT CORP VSNT 0001261124 VERTEX VENTURE HOLDINGS LTD 51 CUPPAGE ROAD #10-08 STARHUB CENTRE U0 229469 SINGAPORE 0 0 1 1 * See remarks below 0001104140 VERTEX TECHNOLOGY FUND LTD 51 CUPPAGE ROAD #10-08 STARHUB CENTRE U0 229469 SINGAPORE 0 0 1 1 * See remarks below 0001134077 VERTEX INVESTMENT INTERNATIONAL III INC P.O. BOX 957 OFFSHORE INCORPORATIONS CENTRE ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH 0 0 1 1 * See remarks below 0001254202 VERTEX TECHNOLOGY FUND III LTD 51 CUPPAGE ROAD #10-08 STARHUB CENTRE SINGAPORE U0 229469 SINGAPORE 0 0 1 1 * See remarks below 0001134240 VERTEX MANAGEMENT II PTE LTD 51 CUPPAGE ROAD #10-08 STARHUB CENTRE U0 229469 SINGAPORE 0 0 1 1 * See remarks below Common Stock 2006-02-13 4 S 0 13880 5.174 D 244098 I See footnote Common Stock 2006-02-14 4 S 0 4268 5.0307 D 239830 I See footnote Common Stock 2006-02-13 4 S 0 3600 5.174 D 63475 I See footnote Common Stock 2006-02-14 4 S 0 1107 5.0307 D 62368 I See footnote Common Stock 2006-02-13 4 S 0 2520 5.174 D 44112 I See footnote Common Stock 2006-02-14 4 S 0 775 5.0307 D 43337 I See footnote Common Stock 10000 I See footnote Common Stock 660 I See footnote Reflects shares of Common Stock held by Vertex Technology Fund Ltd (VTF). Vertex Management (II) Pte Ltd (VM2) could be deemed to have power to vote and dispose of shares held of record by VTF pursuant to a management agreement between VM2 and VTF and related power of attorney. Vertex Venture Holdings Ltd (VVH), as the majority shareholder of VTF, may also be deemed to have power to vote and dispose of shares. VM2 and VVH disclaim beneficial ownership of these shares, except to the extent of any pecuniary interests, and this report is not deemed an admission that VVH or VM2 is beneficial owner of the shares for Section 16 or any other purpose. Reflects shares of Common Stock held by Vertex Technology Fund II Ltd (VTF2). VM2 could be deemed to have power to vote and dispose of shares held of record by VTF2 pursuant to a management agreement between VM2 and VTF2 and related power of attorney. VVH, as the majority shareholder of VTF2, may also be deemed to have power to vote and dispose of these shares. VM2 and VVH disclaim beneficial ownership of these shares except to the extent of any pecuniary interests, and this report is not deemed an admission that VVH or VM2 is beneficial owner of shares for Section 16 or any other purpose. Reflects shares held by Vertex Investment International (III) Inc. (VII3). VVH, as sole shareholder of VII3, may be deemed to have power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares except to the extent of any pecuniary interests, and this report shall not be deemed an admission that VVH is beneficial owner of shares for Section 16 or any other purpose. Reflects shares held by Vertex Investment International (I) Inc. (VIII). VVH, as sole shareholder of VIII, may be deemed to have power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares, except to the extent of any pecuniary interests, and this report shall not be deemed an admission that VVH is beneficial owner of shares for Section 16 or any other purpose. Reflects shares held by Vertex Management Pte Ltd (VM). VVH, as sole shareholder of Vickers Capital Limited, which is the sole shareholder of VM, may be deemed to have the power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares except to the extent of any pecuniary interests, and this report shall not be deemed an admission that VVH is beneficial owner of shares for Section 16 or any other purpose. *The Reporting Persons may be deemed to be members of a group within the meaning of Rule 13d-5(b)(1) of the Securities Exchange Act of 1934. While the Reporting Persons do not concede that such a group has been formed, this filing is being made as if such a group exists to ensure compliance with the Exchnage Act. /s/ Vertex Venture Holdings by Lim Kok Liang, Director 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----