-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LHOUa2xSmyrtouIH592K/Fsff3mJlhHgQ0jKw4tG0BDRY05x9rtC5Vy8Fh5pBp33 hjWnqjO2JhMTdmp85wEIzg== 0001005477-05-001927.txt : 20050611 0001005477-05-001927.hdr.sgml : 20050611 20050525201748 ACCESSION NUMBER: 0001005477-05-001927 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981016 FILED AS OF DATE: 20050525 DATE AS OF CHANGE: 20050525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERSANT CORP CENTRAL INDEX KEY: 0000865917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943079392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5107891500 MAIL ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: VERSANT OBJECT TECHNOLOGY CORP DATE OF NAME CHANGE: 19960428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX MANAGEMENT PTE LTD CENTRAL INDEX KEY: 0001033212 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 05858039 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DRIVE #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE STATE: U0 ZIP: 00000 BUSINESS PHONE: 011658700606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VERTEX VENTURE HOLDINGS LTD CENTRAL INDEX KEY: 0001261124 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28540 FILM NUMBER: 05858040 BUSINESS ADDRESS: STREET 1: 77 SCIENCE PARK DR. #02-15 STREET 2: CINTECH III SINGAPORE SCIENCE PARK CITY: SINGAPORE 0511 STATE: A1 ZIP: 00000 BUSINESS PHONE: 0116587006530122 3 1 edgar123.xml FORM 3 X0202 3 1998-10-16 0 0000865917 VERSANT CORP VSNT 0001261124 VERTEX VENTURE HOLDINGS LTD 77 SCIENCE PARK DRIVE #02-15 CINTECH III SINGAPORE SCIENCE PARK U0 118256 SINGAPORE 0 0 1 1 * See remarks below 0001033212 VERTEX MANAGEMENT PTE LTD 77 SCIENCE PARK DRIVE #02-15 CINTECH III U0 118256 SINGAPORE 0 0 1 1 * See remarks below Common Stock 100000 I See footnote Common Stock 489767 I See footnote Common Stock 6600 I See footnote Convertible Secured Subordinated Promissory Note 1.925 1998-10-16 2001-10-15 Common Stock 1880000 I See footnote Reflects shares held by Vertex Investment International (I) Inc. (VII1), also included in an amended Form 3 filed with the Securities and Exchange Commission on August 10, 1999 by Vertex Technology Fund Ltd (VTF) and the other entities listed on the attachments thereto (the 1999 Form 3). Vertex Venture Holdings Ltd (VVH), as the majority shareholder of VII1, may be deemed to have the power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Reflects shares held by Vertex Investment International (III) Inc. (VII3), also included on the 1999 Form 3. VVH, as the majority shareholder of VII3, may be deemed to have the power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Reflects shares held by Vertex Management Pte Ltd (VM). VVH, as the majority shareholder of Vickers Capital Limited, which is the majority shareholder of VM, may be deemed to have the power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Reflects convertible secured subordinated promissory note in the principal amount of $3,619,000, which was acquired by VTF as of October 16, 1998 and was reported on the 1999 Form 3. As of that date, the note was immediately convertible into 1,880,000 shares of Common Stock at a conversion ratio of $1.925 per share at the option of VTF and had a maturity date, subject to certain conditions, of October 15, 2001. VVH, as the majority shareholder of VTF, may be deemed to have the power to vote and dispose of these shares. VVH disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. * The Reporting Persons, together with the reporting persons included in the 1999 Form 3 and Vertex Management (II) Pte Ltd (VM2), which filed a Form 3 with the SEC on the date hereof, may be deemed to be members of a group within the meaning of Rule 13d-5(b)(1) of the Securities Exchange Act of 1934. While the Reporting Persons do not concede that such a group has been formed, this filing is being made as if such a group exists to ensure compliance with the Exchange Act. Vertex Venture Holdings Ltd By: Tan Mui Hong, Director 2005-04-19 EX-99 2 oct98jointfilerinformation.txt Exhibit 99 Form 3 Joint Filer Information Name: Vertex Management Pte Ltd Address: 77 Science Park Drive #02-15 Cintech III Singapore Science Park Singapore 118256 Designated Filer: Vertex Venture Holdings Ltd Issuer & Ticker Symbol: Versant Corporation (VSNT) Date of Event Requiring Statement: October 16, 1998 Signature: By: /s/ Chua Joo Hock Title: Director -----END PRIVACY-ENHANCED MESSAGE-----