S-8 1 a2079284zs-8.htm FORM S-8
QuickLinks -- Click here to rapidly navigate through this document

Registration No. 333-            



SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

VERSANT CORPORATION
(Exact Name of Registrant as Specified in Its Charter)

California   94-3079392
(State or Other Jurisdiction of Incorporation or Organization)   (I.R.S. Employer Identification No.)

Versant Corporation
6539 Dumbarton Circle
Fremont, CA 94555
(Address of Principal Executive Offices, including Zip Code)

1996 Equity Incentive Plan
1996 Employee Stock Purchase Plan
1996 Directors Stock Option Plan
(Full Titles of the Plans)

Lee McGrath
Vice President, Finance and Administration
VERSANT CORPORATION
6539 Dumbarton Circle
Fremont, California 94555
(510) 789-1500
(Name, Address and Telephone Number of Agent for Service)

Copies to:

Barry J. Kramer, Esq.
John M. Shields, Esq.
Fenwick & West LLP
Two Palo Alto Square
Palo Alto, California 94306

CALCULATION OF REGISTRATION FEE


Title of Securities To Be Registered
  Amount To Be Registered
  Proposed Maximum Offering Price Per Share
  Proposed Maximum Aggregate Offering Price
  Amount of Registration Fee

Common Stock, no par value   1,100,000(1)   $1.33(2)   $1,463,000   $134.60

(1)
Represents shares registered pursuant to this Registration Statement that are available for issuance under the Registrant's 1996 Equity Incentive Plan, 1996 Employee Stock Purchase Plan and 1996 Directors Stock Option Plan. Pursuant to Rule 429 promulgated under the Securities Act of 1933, as amended (the "Securities Act"), the prospectuses relating to this Registration Statement also relate to Form S-8 Registration Statements Nos. 333-08537, 333-29947, 333-80827, 333-43480, 333-58152 and 333-67776. A total of 5,771,702 shares issuable under the Registrant's 1996 Equity Incentive Plan, 1996 Employee Stock Purchase Plan and 1996 Directors Stock Option Plan have been previously registered under the Securities Act.

(2)
Estimated pursuant to Rule 457(c) under the Securities Act, based on the average of the high and low prices of the Registrant's Common Stock as reported by the Nasdaq National Market on May 7, 2002, solely for the purpose of calculating the amount of the registration fee.





VERSANT CORPORATION
REGISTRATION STATEMENT ON FORM S-8

PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Incorporation of Previous Registration Statement

        Pursuant to General Instruction E of Form S-8, this Registration Statement is filed solely to register 1,100,000 additional shares, in the amounts stated, under the following employee and director benefit plans of Versant Corporation (the "Registrant"): (i) the Registrant's 1996 Equity Incentive Plan (800,000 shares); (ii) the Registrant's 1996 Employee Stock Purchase Plan (250,000 shares); and (iii) the Registrant's 1996 Directors Stock Option Plan (50,000 shares). Such increases in shares reserved under the Registrant's 1996 Equity Incentive Plan, 1996 Employee Stock Purchase Plan and 1996 Directors Stock Option Plan were approved by the Registrant's Board of Directors in February 2002 and were approved by the Registrant's shareholders at the Registrant's Annual Meeting of Shareholders on April 18, 2002. The contents of the Registrant's Form S-8 Registration Statements Nos. 333-08537, 333-29947, 333-80827, 333-43480, 333-58152, and 333-67776 are hereby incorporated herein by reference.


Item 8. Exhibits

Exhibit No.

  Description
4.01   Registrant's Amended and Restated Articles of Incorporation as filed with the California Secretary of State on July 24, 1996 (incorporated herein by reference to Exhibit 4.01 of Registrant's Form S-8, File No. 333-43480, filed with the Commission on August 10, 2000).

4.02

 

Registrant's Certificate of Amendment of Articles of Incorporation as filed with the California Secretary of State on July 14, 1998 (incorporated herein by reference to Exhibit 4.04 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.03

 

Registrant's Certificate of Determination as filed with the California Secretary of State on July 13, 1999 (incorporated herein by reference to Exhibit 3.01 of Registrant's Form 8-K filed with the Commission on July 13, 1999).

4.04

 

Registrant's Amended and Restated Bylaws (incorporated herein by reference to Exhibit 3.05 of the Registrant's Registration Statement on Form SB-2, File No. 333-4910-LA originally filed with the Commission on May 24, 1996, as subsequently amended on June 18, 1996 and July 16, 1996).

4.05

 

Registrant's 1996 Equity Incentive Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.06 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.06

 

Registrant's 1996 Employee Stock Purchase Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.08 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.07

 

Registrant's 1996 Directors Stock Option Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.06 of Registrant's Form S-8, File No. 333-29947, filed with the Commission on June 24, 1997).

5.01

 

Opinion of Fenwick & West LLP.

23.01

 

Consent of Fenwick & West LLP (included in Exhibit 5.01).

23.02

 

Consent of Arthur Andersen LLP, Independent Public Accountants.

24.01

 

Power of Attorney (see signature page).

2



POWER OF ATTORNEY

        KNOW ALL MEN BY THESE PRESENTS that each individual whose signature appears below constitutes and appoints Nick Ordon and Lee McGrath, and each of them, his or her true and lawful attorneys-in-fact and agents with full power of substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same with all exhibits thereto and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his or her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.


SIGNATURES

        Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Fremont, State of California, on this 8th day of May, 2002.

    VERSANT CORPORATION

 

 

 

 
    By: /s/ NICK ORDON
Nick Ordon
President, Chief Executive Officer and a Director

        Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature
  Title
  Date
Principal Executive Officer:        

/s/
NICK ORDON
Nick Ordon

 

President, Chief Executive Officer and a Director

 

May 8, 2002

Principal Financial Officer and Principal Accounting Officer:

 

 

 

 

/s/
LEE MCGRATH
Lee McGrath

 

Vice President Finance and Administration, Chief Financial Officer and Secretary

 

May 8, 2002

Additional Directors:

 

 

 

 

/s/
WILLIAM HENRY DELAVATI
William Henry Delevati

 

Director

 

May 8, 2002

/s/
SHYAM RANGOLE
Shyam Rangole

 

Director

 

May 8, 2002

/s/
DANIEL L. ROBERTS
Daniel L. Roberts

 

Director

 

May 8, 2002

/s/
WILLIAM R. SHELLOOE
William R. Shellooe

 

Director

 

May 8, 2002

/s/
BERNHARD WOEBKER
Bernhard Woebker

 

Director

 

May 8, 2002

3



EXHIBIT INDEX

Exhibit No.

  Description
4.01   Registrant's Amended and Restated Articles of Incorporation as filed with the California Secretary of State on July 24, 1996 (incorporated herein by reference to Exhibit 4.01 of Registrant's Form S-8, File No. 333-43480, filed with the Commission on August 10, 2000).

4.02

 

Registrant's Certificate of Amendment of Articles of Incorporation as filed with the California Secretary of State on July 14, 1998 (incorporated herein by reference to Exhibit 4.04 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.03

 

Registrant's Certificate of Determination as filed with the California Secretary of State on July 13, 1999 (incorporated herein by reference to Exhibit 3.01 of Registrant's Form 8-K filed with the Commission on July 13, 1999).

4.04

 

Registrant's Amended and Restated Bylaws (incorporated herein by reference to Exhibit 3.05 of the Registrant's Registration Statement on Form SB-2, File No. 333-4910-LA originally filed with the Commission on May 24, 1996, as subsequently amended on June 18, 1996 and July 16, 1996).

4.05

 

Registrant's 1996 Equity Incentive Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.06 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.06

 

Registrant's 1996 Employee Stock Purchase Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.08 of Registrant's Form S-8, File No. 333-80827, filed with the Commission on June 16, 1999).

4.07

 

Registrant's 1996 Directors Stock Option Plan, as amended, and related documents (the amended plan is filed herewith and the related documents are incorporated herein by reference to Exhibit 4.06 of Registrant's Form S-8, File No. 333-29947, filed with the Commission on June 24, 1997).

5.01

 

Opinion of Fenwick & West LLP.

23.01

 

Consent of Fenwick & West LLP (included in Exhibit 5.01).

23.02

 

Consent of Arthur Andersen LLP, Independent Public Accountants.

24.01

 

Power of Attorney (see signature page).



QuickLinks

VERSANT CORPORATION REGISTRATION STATEMENT ON FORM S-8 PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
POWER OF ATTORNEY
SIGNATURES
EXHIBIT INDEX