0000899243-16-021254.txt : 20160531
0000899243-16-021254.hdr.sgml : 20160531
20160531191932
ACCESSION NUMBER: 0000899243-16-021254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160526
FILED AS OF DATE: 20160531
DATE AS OF CHANGE: 20160531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASCADE BANCORP
CENTRAL INDEX KEY: 0000865911
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 931034484
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 N W WALL ST
STREET 2: P O BOX 369
CITY: BEND
STATE: OR
ZIP: 97709
BUSINESS PHONE: 5413856205
MAIL ADDRESS:
STREET 1: 1100 NW WALL STREET
STREET 2: P.O. BOX
CITY: BEND
STATE: OR
ZIP: 97709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vassallo Mark F
CENTRAL INDEX KEY: 0001297193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23322
FILM NUMBER: 161687558
MAIL ADDRESS:
STREET 1: COLLEGIATE FUNDING SERVICES
STREET 2: 100 RIVERSIDE PARKWAY
CITY: FREDERICKSBURG
STATE: VA
ZIP: 22406
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-26
0
0000865911
CASCADE BANCORP
CACB
0001297193
Vassallo Mark F
C/O LIGHTYEAR CAPITAL LLC
9 WEST 57TH STREET, 31ST FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock
2016-05-26
4
A
0
4569
0.00
A
27661
I
See Footnote
Common Stock
11438500
I
See Footnote
Common Stock
30250
I
See Footnote
The shares were granted to Lightyear Capital II, LLC in respect of director compensation to Mr. Chris Casciato.
The shares are held directly by Lightyear Capital II, LLC. The sole member of Lightyear Capital II, LLC is Lightyear Capital LLC. The managing member of Lightyear Capital LLC is Mr. Mark F. Vassallo. As sole member of Lightyear Capital II, LLC, Lightyear Capital LLC may also be deemed to be the beneficial owner of such securities. As the managing member of Lightyear Capital LLC, Mr. Mark F. Vassallo may also be deemed to be the beneficial owner of such securities.
The shares are held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo. As the sole general partner of Lightyear Fund II, L.P., Lightyear Fund II GP, L.P. may also be deemed to be the beneficial owner of such securities. As the general partner of Lightyear Fund II GP, L.P., Lightyear Fund II GP Holdings, LLC may also be deemed to be the beneficial owner of such securities. As the managing member of Lightyear Fund II GP Holdings, LLC, LY Holdings, LLC may also be deemed to be the beneficial owner of such securities. As the managing member of LY Holdings, LLC, Mr. Mark F. Vassallo may also be deemed to be the beneficial owner of such securities.
The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo. As the general partner of Lightyear Co-Invest Partnership II, L.P., Lightyear Fund II GP Holdings, LLC may also be deemed to be the beneficial owner of such securities. As the managing member of Lightyear Fund II GP Holdings, LLC, LY Holdings, LLC may also be deemed to be the beneficial owner of such securities. As the managing member of LY Holdings, LLC, Mr. Mark F. Vassallo may also be deemed to be the beneficial owner of such securities.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), the Reporting Person may be deemed to be the beneficial owner of the securities reported herein only to the extent of his pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
/s/ Lori Forlano, Attorney-in-Fact for Mark F. Vassallo
2016-05-31