0001140361-11-057513.txt : 20111214 0001140361-11-057513.hdr.sgml : 20111214 20111214182507 ACCESSION NUMBER: 0001140361-11-057513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111212 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACKS RODNEY C CENTRAL INDEX KEY: 0001284353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18761 FILM NUMBER: 111261981 MAIL ADDRESS: STREET 1: C/O HANSEN NATURAL CORP STREET 2: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANSEN NATURAL CORP CENTRAL INDEX KEY: 0000865752 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 391679918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 BUSINESS PHONE: 909-739-6200 MAIL ADDRESS: STREET 1: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 FORMER COMPANY: FORMER CONFORMED NAME: UNIPAC CORP DATE OF NAME CHANGE: 19600201 4 1 doc1.xml FORM 4 X0304 4 2011-12-12 0 0000865752 HANSEN NATURAL CORP HANS 0001284353 SACKS RODNEY C HANSEN NATURAL CORP, 550 MONICA CIRCLE, SUITE 201 CORONA CA 92880 1 1 0 0 Chairman and CEO Common Stock 2011-12-12 4 S 0 39800 95.35 D 3590200 I By Hilrod Holdings, L.P. Common Stock 2011-12-12 4 S 0 200 96.29 D 3590000 I By Hilrod Holdings, L.P. Common Stock 2011-12-13 4 S 0 32430 96.05 D 3557570 I By Hilrod Holdings, L.P. Common Stock 990928 I By Brandon Limited Partnership No. 1 Common Stock 4907824 I By Brandon Limited Partnership No. 2 Common Stock 757866 I By HRS Holdings, L.P. Common Stock 92462 I By Hilrod Holdings IV, L.P. Common Stock 35714 I By Hilrod Holdings V, L.P. Common Stock 128950 I By Hilrod Holdings VI, L.P. Common Stock 30036 I By Hilrod Holdings VII, L.P. Common Stock 114764 I By Hilrod Holdings VIII, L.P. Common Stock 286098 I By Hilrod Holdings IX, L.P. Common Stock 56166 I By Hilrod Holdings X, L.P. Common Stock 108318 I By Hilrod Holdings XI, L.P. Common Stock 85178 I By Hilrod Holdings XII, L.P. Common Stock 15034 I By RCS 2008 GRAT Common Stock 74154 I By RCS 2009 GRAT Common Stock 34010 I By RCS Direct GRAT Common Stock 12080 I By RCS Direct GRAT #2 Common Stock 102946 D Employee Stock Option (right to buy) .446 2012-07-12 Common Stock 1200000 448176 D Employee Stock Option (right to buy) .531 2013-05-28 Common Stock 1200000 860324 D Employee Stock Option (right to buy) 6.588 2015-03-23 Common Stock 1200000 1100000 D Employee Stock Option (right to buy) 16.87 2015-11-11 Common Stock 600000 600000 D Employee Stock Option (right to buy) 31.72 2018-06-02 Common Stock 400000 400000 D Employee Stock Option (right to buy) 35.64 2019-12-01 Common Stock 250000 250000 D Restricted Stock Units Common Stock 130500 130500 D This transaction was executed in multiple trades at prices ranging from $95.00 to $95.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $96.27 to $96.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $95.75 to $96.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P. and Hilrod Holdings XII, L.P. The options are currently vested. The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013. The options are currently vested with respect to 100,000 shares. The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014. The restricted stock units were granted under the Hansen Natural Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014. Not applicable. Rodney C. Sacks 2011-12-14