0001140361-11-057513.txt : 20111214
0001140361-11-057513.hdr.sgml : 20111214
20111214182507
ACCESSION NUMBER: 0001140361-11-057513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111212
FILED AS OF DATE: 20111214
DATE AS OF CHANGE: 20111214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SACKS RODNEY C
CENTRAL INDEX KEY: 0001284353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18761
FILM NUMBER: 111261981
MAIL ADDRESS:
STREET 1: C/O HANSEN NATURAL CORP
STREET 2: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANSEN NATURAL CORP
CENTRAL INDEX KEY: 0000865752
STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086]
IRS NUMBER: 391679918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
BUSINESS ADDRESS:
STREET 1: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
BUSINESS PHONE: 909-739-6200
MAIL ADDRESS:
STREET 1: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
FORMER COMPANY:
FORMER CONFORMED NAME: UNIPAC CORP
DATE OF NAME CHANGE: 19600201
4
1
doc1.xml
FORM 4
X0304
4
2011-12-12
0
0000865752
HANSEN NATURAL CORP
HANS
0001284353
SACKS RODNEY C
HANSEN NATURAL CORP,
550 MONICA CIRCLE, SUITE 201
CORONA
CA
92880
1
1
0
0
Chairman and CEO
Common Stock
2011-12-12
4
S
0
39800
95.35
D
3590200
I
By Hilrod Holdings, L.P.
Common Stock
2011-12-12
4
S
0
200
96.29
D
3590000
I
By Hilrod Holdings, L.P.
Common Stock
2011-12-13
4
S
0
32430
96.05
D
3557570
I
By Hilrod Holdings, L.P.
Common Stock
990928
I
By Brandon Limited Partnership No. 1
Common Stock
4907824
I
By Brandon Limited Partnership No. 2
Common Stock
757866
I
By HRS Holdings, L.P.
Common Stock
92462
I
By Hilrod Holdings IV, L.P.
Common Stock
35714
I
By Hilrod Holdings V, L.P.
Common Stock
128950
I
By Hilrod Holdings VI, L.P.
Common Stock
30036
I
By Hilrod Holdings VII, L.P.
Common Stock
114764
I
By Hilrod Holdings VIII, L.P.
Common Stock
286098
I
By Hilrod Holdings IX, L.P.
Common Stock
56166
I
By Hilrod Holdings X, L.P.
Common Stock
108318
I
By Hilrod Holdings XI, L.P.
Common Stock
85178
I
By Hilrod Holdings XII, L.P.
Common Stock
15034
I
By RCS 2008 GRAT
Common Stock
74154
I
By RCS 2009 GRAT
Common Stock
34010
I
By RCS Direct GRAT
Common Stock
12080
I
By RCS Direct GRAT #2
Common Stock
102946
D
Employee Stock Option (right to buy)
.446
2012-07-12
Common Stock
1200000
448176
D
Employee Stock Option (right to buy)
.531
2013-05-28
Common Stock
1200000
860324
D
Employee Stock Option (right to buy)
6.588
2015-03-23
Common Stock
1200000
1100000
D
Employee Stock Option (right to buy)
16.87
2015-11-11
Common Stock
600000
600000
D
Employee Stock Option (right to buy)
31.72
2018-06-02
Common Stock
400000
400000
D
Employee Stock Option (right to buy)
35.64
2019-12-01
Common Stock
250000
250000
D
Restricted Stock Units
Common Stock
130500
130500
D
This transaction was executed in multiple trades at prices ranging from $95.00 to $95.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $96.27 to $96.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $95.75 to $96.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P. and Hilrod Holdings XII, L.P.
The options are currently vested.
The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
The options are currently vested with respect to 100,000 shares. The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014.
The restricted stock units were granted under the Hansen Natural Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014.
Not applicable.
Rodney C. Sacks
2011-12-14