0001140361-11-014070.txt : 20110303
0001140361-11-014070.hdr.sgml : 20110303
20110303205240
ACCESSION NUMBER: 0001140361-11-014070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110301
FILED AS OF DATE: 20110303
DATE AS OF CHANGE: 20110303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SACKS RODNEY C
CENTRAL INDEX KEY: 0001284353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18761
FILM NUMBER: 11662199
MAIL ADDRESS:
STREET 1: C/O HANSEN NATURAL CORP
STREET 2: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANSEN NATURAL CORP
CENTRAL INDEX KEY: 0000865752
STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086]
IRS NUMBER: 391679918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
BUSINESS ADDRESS:
STREET 1: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
BUSINESS PHONE: 909-739-6200
MAIL ADDRESS:
STREET 1: 550 MONICA CIRCLE, SUITE 201
CITY: CORONA
STATE: CA
ZIP: 92880
FORMER COMPANY:
FORMER CONFORMED NAME: UNIPAC CORP
DATE OF NAME CHANGE: 19600201
4
1
doc1.xml
FORM 4
X0303
4
2011-03-01
0
0000865752
HANSEN NATURAL CORP
HANS
0001284353
SACKS RODNEY C
HANSEN NATURAL CORP,
550 MONICA CIRCLE, SUITE 201
CORONA
CA
92880
1
1
0
0
Chairman and CEO
Common Stock
2011-03-01
4
S
0
55481
56.67
D
136981
I
By Hilrod Holdings IV, L.P.
Common Stock
2011-03-02
4
S
0
3699
56.60
D
133282
I
By Hilrod Holdings IV, L.P.
Common Stock
2011-03-03
4
S
0
40820
56.53
D
92462
I
By Hilrod Holdings IV, L.P.
Common Stock
2011-03-03
4
S
0
60000
56.59
D
35714
I
By Hilrod Holdings V, L.P.
Common Stock
2011-03-03
4
S
0
60000
56.51
D
168950
I
By Hilrod Holdings VI, L.P.
Common Stock
2011-03-03
4
S
0
30000
56.51
D
35466
I
By RCS 2008 GRAT
Common Stock
1040928
I
By Brandon Limited Partnership No. 1
Common Stock
4907824
I
By Brandon Limited Partnership No. 2
Common Stock
757866
I
By HRS Holdings, L.P.
Common Stock
3730000
I
By Hilrod Holdings, L.P.
Common Stock
42740
I
By Hilrod Holdings VII, L.P.
Common Stock
153618
I
By Hilrod Holdings VIII, L.P.
Common Stock
347602
I
By Hilrod Holdings IX, L.P.
Common Stock
66408
I
By Hilrod Holdings X, L.P.
Common Stock
121894
I
By Hilrod Holdings XI, L.P.
Common Stock
122590
I
By RCS 2009 GRAT
Common Stock
46386
I
By RCS Direct GRAT
Common Stock
19175
I
By RCS Direct GRAT #2
Common Stock
62756
D
Employee Stock Option (right to buy)
.446
2012-07-12
Common Stock
1200000
448176
D
Employee Stock Option (right to buy)
.531
2013-05-28
Common Stock
1200000
860324
D
Employee Stock Option (right to buy)
6.588
2015-03-23
Common Stock
1200000
1100000
D
Employee Stock Option (right to buy)
16.87
2015-11-11
Common Stock
600000
600000
D
Employee Stock Option (right to buy)
31.72
2018-06-02
Common Stock
400000
400000
D
Employee Stock Option (right to buy)
35.64
2019-12-01
Common Stock
250000
250000
D
This transaction was executed in multiple trades at prices ranging from $56.60 to $57.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $56.60 to $56.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $56.50 to $56.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $56.50 to $56.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $56.50 to $56.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $56.50 to $56.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P. and Hilrod Holdings XI, L.P.
The options are currently vested.
The options are currently vested with respect to 160,000 shares. The remaining options vest in three equal installments on June 2, 2011, 2012 and 2013.
The options are vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.
Rodney C. Sacks
2011-03-03