10-Q/A 1 d10qa.htm FORM 10-Q/A Form 10-Q/A
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 10-Q/A

 

Amendment No.1

 

x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the period ended April 13, 2003; or

 

¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from                      to                     .

 

Commission File Number: 0-19797

 

 

WHOLE FOODS MARKET, INC.

(Exact name of registrant as specified in its charter)

 

Texas    74-1989366
(State of incorporation)    (IRS employer identification no.)

 

601 N. Lamar

Suite 300

Austin, Texas 78703

(Address of principal executive offices)

 

Registrant’s telephone number, including area code:

512-477-4455

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days:

 

Yes  x                                                      No  ¨

 

The number of shares of the registrant’s common stock, no par value, outstanding as of April 13, 2003 was 59,444,603 shares.

 

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Whole Foods Market, Inc.

Form 10-Q/A

Table of Contents

 

 

TABLE OF CONTENTS

    
   

PART I

Item 4. Controls and Procedures

   

SIGNATURES

    

EXHIBIT INDEX

    

 

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EXPLANATORY NOTE

 

This Amendment No. 1 to the Quarterly Report on Form 10-Q for Whole Foods Market, Inc. (the “Company”) for the quarterly period ended April 13, 2003 as filed with the Securities and Exchange Commission on May 28, 2003 is being filed to restate Item 4 in its entirety.

 

Except as expressly stated herein, this Form 10-Q/A does not update any of the disclosures contained in the original filing to reflect any events that occurred at a later date. The filing of this Form 10-Q/A shall not be deemed an admission that the original filing, when made, included any untrue statement of a material fact or omitted to state a material fact necessary to make a statement not misleading.

 

PART I

 

Item 4. Controls and Procedures

 

The Company maintains disclosure controls and procedures that are designed to ensure that information required to be disclosed in its reports filed pursuant to the Securities Exchange Act of 1934, as amended, is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms, and that such information is accumulated and communicated to the Company’s management, including its Chief Executive Officer and Chief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure. Management, with the participation of the Chief Executive Officer and Chief Financial Officer of the Company, has performed an evaluation of the design and operation of the Company’s disclosure controls and procedures as of the end of the period covered by this Report. Based on that evaluation, the Chief Executive Officer and Chief Financial Officer of the Company concluded that the Company’s disclosure controls and procedures were effective as of the end of the period covered by this Report.

 

Management, with the participation of the Chief Executive Officer and Chief Financial Officer of the Company, has evaluated any changes in the Company’s internal control over financial reporting that occurred during the most recent fiscal quarter. Based on that evaluation, management, the Chief Executive Officer and the Chief Financial Officer of the Company have concluded that there has been no change in the Company’s internal control over financial reporting during the most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

WHOLE FOODS MARKET, INC.

 

Date:   

December 22, 2003

    By:   

/s/ Glenda Flanagan

               Glenda Flanagan
               Executive Vice President and Chief Financial Officer

 

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EXHIBIT INDEX

 

31.1    Certification by Chief Executive Officer Pursuant to Section 302 of the Sarbanes—Oxley Act of 2002
31.2    Certification by Chief Financial Officer Pursuant to Section 302 of the Sarbanes—Oxley Act of 2002

 

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